Investment advisers
44,499 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 4301 | Evertern Wealth, Llc CRD 340830 | Naples, FL | Wealth Manager · Mid-sized ($1B–$10B) | $1.6B | 233 | 1,153 | 12 | 07/28/2026 | ☆ |
| 4302 | Abundance Wealth Counselors, Llc CRD 111740 | State College, PA | Insurance-Affiliated · Mid-sized ($1B–$10B) | $1.6B | 511 | 1,711 | 30 | 02/23/2026 | ☆ |
| 4303 | Goodfinch Management, Llc CRD 309789 | San Francisco, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $1.6B | 15 | 15 | 23 | 06/08/2026 | ☆ |
| 4304 | Mjp Associates, Inc. CRD 127654 | Farmington, CT | Wealth Manager · Mid-sized ($1B–$10B) | $1.6B | 906 | 3,057 | 21 | 06/11/2026 | ☆ |
| 4305 | Godsey & Gibb Inc CRD 105650 | Richmond, VA | Wealth Manager · Mid-sized ($1B–$10B) | $1.6B | 831 | 1,876 | 23 | 05/05/2026 | ☆ |
| 4306 | True Freedom Investing, Llc CRD 322728 | Coeur D'alene, ID | Wealth Manager · Mid-sized ($1B–$10B) | $1.6B | 6,652 | 6,652 | 15 | 06/11/2026 | ☆ |
| 4307 | Hercules Adviser Llc CRD 310662 | San Mateo, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $1.6B | 5 | 5 | 3 | 03/31/2026 | ☆ |
| 4308 | Royal Fund Management, Llc CRD 144434 | Lady Lake, FL | Wealth Manager · Mid-sized ($1B–$10B) | $1.6B | 4,966 | 11,041 | 93 | 07/07/2026 | ☆ |
| 4309 | Triartisan Capital Advisors Llc CRD 324138 | West Palm Beach, FL | Private Fund Manager · Mid-sized ($1B–$10B) | $1.6B | 9 | 9 | 7 | 03/30/2026 | ☆ |
| 4310 | Oak Thistle Llc CRD 299086 | Private Fund Manager · Mid-sized ($1B–$10B) | $1.6B | 8 | 8 | 11 | 05/05/2026 | ☆ | |
| 4311 | Burton Enright Welch CRD 118376 | Walnut Creek, CA | Wealth Manager · Mid-sized ($1B–$10B) | $1.6B | 652 | 2,350 | 19 | 07/29/2026 | ☆ |
| 4312 | Roble, Belko And Company, Inc. CRD 123286 | Sewickley, PA | Wealth Manager · Mid-sized ($1B–$10B) | $1.6B | 248 | 1,146 | 9 | 03/17/2026 | ☆ |
| 4313 | Gladstone Capital Management Llp CRD 167646 | London | Private Fund Manager · Mid-sized ($1B–$10B) | $1.6B | 4 | 4 | 17 | 07/23/2026 | ☆ |
| 4314 | Pekin Hardy Strauss, Inc. CRD 107310 | Chicago, IL | Wealth Manager · Mid-sized ($1B–$10B) | $1.6B | 743 | 1,941 | 19 | 03/13/2026 | ☆ |
| 4315 | Regatta Capital Group, Llc CRD 145363 | El Segundo, CA | Wealth Manager · Mid-sized ($1B–$10B) | $1.6B | 1,165 | 3,847 | 18 | 07/31/2026 | ☆ |
| 4316 | Murray Financial Group, Llc CRD 157626 | Albert Lea, MN | Insurance-Affiliated · Mid-sized ($1B–$10B) | $1.6B | 1,318 | 3,687 | 17 | 02/04/2026 | ☆ |
| 4317 | Annandale Capital, Llc CRD 136667 | Dallas, TX | Wealth Manager · Mid-sized ($1B–$10B) | $1.6B | 220 | 220 | 5 | 03/31/2026 | ☆ |
| 4318 | Keystone Capital Management, Lp CRD 314798 | Chicago, IL | Private Fund Manager · Mid-sized ($1B–$10B) | $1.6B | 4 | 4 | 32 | 03/13/2026 | ☆ |
| 4319 | Ccm Investment Advisers, Llc CRD 105743 | Columbia, SC | Wealth Manager · Mid-sized ($1B–$10B) | $1.5B | 916 | 1,235 | 11 | 03/12/2026 | ☆ |
| 4320 | Tritonpoint Wealth, Llc CRD 328398 | Chevy Chase, MD | Wealth Manager · Mid-sized ($1B–$10B) | $1.5B | 347 | 2,113 | 15 | 03/30/2026 | ☆ |
| 4321 | Heartwood Wealth Advisors, Llc CRD 300273 | Richmond, VA | Wealth Manager · Mid-sized ($1B–$10B) | $1.5B | 574 | 1,897 | 13 | 04/30/2026 | ☆ |
| 4322 | Defilade Capital Management, L.P. CRD 337997 | Emeryville, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $1.5B | 3 | 3 | 7 | 06/26/2026 | ☆ |
| 4323 | Hark Capital Advisors Llc CRD 339318 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $1.5B | 4 | 4 | 12 | 03/30/2026 | ☆ |
| 4324 | Woodson Capital Management, Lp CRD 161644 | Greenwich, CT | Private Fund Manager · Mid-sized ($1B–$10B) | $1.5B | 6 | 6 | 10 | 03/30/2026 | ☆ |
| 4325 | Red Cliff Asset Management Limited CRD 169318 | Hong Kong | Private Fund Manager · Mid-sized ($1B–$10B) | $1.5B | 3 | 3 | 33 | 04/09/2026 | ☆ |
| 4326 | Fiduciary Wealth Partners, Llc CRD 160696 | Newton Lower Falls, MA | Multi-Family Office · Mid-sized ($1B–$10B) | $1.5B | 116 | 492 | 10 | 03/06/2026 | ☆ |
| 4327 | Zenyth Advisors Llc CRD 289192 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $1.5B | 5 | 5 | 24 | 04/29/2026 | ☆ |
| 4328 | Activ8 Family Office Llc CRD 337753 | Mclean, VA | Multi-Family Office · Mid-sized ($1B–$10B) | $1.5B | 387 | 1,844 | 25 | 08/03/2026 | ☆ |
| 4329 | Cutler Investment Counsel, Llc CRD 128483 | Jacksonville, OR | Wealth Manager · Mid-sized ($1B–$10B) | $1.5B | 1,074 | 1,847 | 24 | 07/17/2026 | ☆ |
| 4330 | Gcp Capital Partners Llc CRD 154457 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $1.5B | 11 | 11 | 12 | 03/30/2026 | ☆ |
| 4331 | Ycg, Llc CRD 145769 | Austin, TX | Wealth Manager · Mid-sized ($1B–$10B) | $1.5B | 264 | 264 | 9 | 03/16/2026 | ☆ |
| 4332 | Planning Alternatives Ltd CRD 110268 | Birmingham, MI | Wealth Manager · Mid-sized ($1B–$10B) | $1.5B | 693 | 693 | 20 | 03/25/2026 | ☆ |
| 4333 | Camelot Capital Partners Llc CRD 281843 | Laguna Beach, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $1.5B | 3 | 3 | 4 | 04/22/2026 | ☆ |
| 4334 | Financial Symmetry Incorporated CRD 118443 | Raleigh, NC | Wealth Manager · Mid-sized ($1B–$10B) | $1.5B | 873 | 5,370 | 35 | 05/27/2026 | ☆ |
| 4335 | Greenbrier Partners Capital Management, Llc CRD 160830 | Dallas, TX | Private Fund Manager · Mid-sized ($1B–$10B) | $1.5B | 1 | 1 | 4 | 03/27/2026 | ☆ |
| 4336 | Romano Brothers And Company CRD 3215 | Evanston, IL | Broker-Dealer (Dually Registered) · Mid-sized ($1B–$10B) | $1.5B | 969 | 2,078 | 16 | 02/19/2026 | ☆ |
| 4337 | Altravue Capital, Llc CRD 283260 | Bellevue, WA | Private Fund Manager · Mid-sized ($1B–$10B) | $1.5B | 9 | 17 | 5 | 01/30/2026 | ☆ |
| 4338 | Robinson Capital Management, Llc CRD 166182 | Grosse Pointe Farms, MI | Investment Adviser · Mid-sized ($1B–$10B) | $1.5B | 80 | 80 | 10 | 07/24/2026 | ☆ |
| 4339 | Graticule Asset Management Asia Pte. Ltd. CRD 291477 | Singapore | Investment Adviser · Mid-sized ($1B–$10B) | $1.5B | 5 | 5 | 18 | 03/25/2026 | ☆ |
| 4340 | Pr Mortgage Investment Management, Llc CRD 313210 | Mount Laurel, NJ | Private Fund Manager · Mid-sized ($1B–$10B) | $1.5B | 1 | 1 | 9 | 03/24/2026 | ☆ |
| 4341 | Sbk Financial, Inc. CRD 132513 | Richmond, VA | Wealth Manager · Mid-sized ($1B–$10B) | $1.5B | 267 | 1,318 | 18 | 03/25/2026 | ☆ |
| 4342 | Cnl Strategic Capital Management, Llc CRD 286342 | Orlando, FL | Investment Adviser · Mid-sized ($1B–$10B) | $1.5B | 1 | 1 | 7 | 06/30/2026 | ☆ |
| 4343 | Rwwm, Inc. CRD 148221 | Rocklin, CA | Wealth Manager · Mid-sized ($1B–$10B) | $1.5B | 622 | 1,602 | 8 | 03/31/2026 | ☆ |
| 4344 | Independent Solutions Wealth Management, Llc CRD 144733 | Williamsville, NY | Wealth Manager · Mid-sized ($1B–$10B) | $1.5B | 4,285 | 7,198 | 30 | 03/24/2026 | ☆ |
| 4345 | N CRD 129428 | Wealth Manager · Mid-sized ($1B–$10B) | $1.5B | 415 | 2,122 | 22 | 03/24/2025 | ☆ | |
| 4346 | Strategic Wealth Group Registered Investment Advisor, Llc CRD 284430 | Eden Prairie, MN | Insurance-Affiliated · Mid-sized ($1B–$10B) | $1.5B | 3,557 | 6,600 | 23 | 06/11/2026 | ☆ |
| 4347 | Graticule Asia Macro Advisors Llc CRD 170787 | Singapore | Investment Adviser · Mid-sized ($1B–$10B) | $1.5B | 9 | 9 | 18 | 03/25/2026 | ☆ |
| 4348 | Pence Capital Management, Llc CRD 281739 | Newport Beach, CA | Investment Adviser · Mid-sized ($1B–$10B) | $1.5B | 9 | 350 | 14 | 03/30/2026 | ☆ |
| 4349 | Tulsa Wealth Advisors, Inc. CRD 337956 | Tulsa, OK | Wealth Manager · Mid-sized ($1B–$10B) | $1.5B | 1,763 | 5,431 | 27 | 07/23/2026 | ☆ |
| 4350 | Meteora Capital, Llc CRD 313378 | Boca Raton, FL | Private Fund Manager · Mid-sized ($1B–$10B) | $1.5B | 15 | 15 | 16 | 03/30/2026 | ☆ |