Per Stirling Capital Management, Llc
SEC-registered
Wealth Manager · Mid-sized ($1B–$10B)
CRD 151671
· SEC file 801-70707
· Austin, TX
· FACEBOOK.COM
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ADV data as of Mar 30, 2026
- Regulatory AUM
- $1.6B
- Discretionary
- $1.6B
- Clients
- 1,101
- Avg AUM / client
- $1.4M
- Accounts
- 3,766
- Employees
- 30
AUM over time
$96.0M
$1.6B
Dec 2011
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 30, 2026
Investments (13F portfolio — 308 positions, $905,125,156)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Ishares Tr | CORE S&P500 ETF | $48,244,919 | 73,858 | 5.33% | 3.08% |
| 2 | Wisdomtree Tr | US QTLY DIV GRT | $28,843,581 | 328,365 | 3.19% | 1.84% |
| 3 | Vanguard Tax Managed Fds | VAN FTSE DEV MKT | $28,091,800 | 438,386 | 3.1% | 1.79% |
| 4 | Ishares Tr | S&P 500 GRWT ETF | $24,013,286 | 212,300 | 2.65% | 1.53% |
| 5 | Ishares Tr | S&P 500 VAL ETF | $22,274,995 | 105,494 | 2.46% | 1.42% |
| 6 | Capital Group Dividend Value | SHS CREATION UNI | $21,913,690 | 515,131 | 2.42% | 1.4% |
| 7 | First Tr Exchng Traded Fd Vi | SMITH OPPORT FXD | $18,303,845 | 419,909 | 2.02% | 1.17% |
| 8 | J P Morgan Exchange Traded F | ULTRA SHRT ETF | $18,300,604 | 361,601 | 2.02% | 1.17% |
| 9 | First Tr Exchange Traded Fd | INTERMEDIATE DUR | $18,266,736 | 880,325 | 2.02% | 1.17% |
| 10 | Morgan Stanley Etf Trust | EATON VANCE SHOR | $17,270,409 | 339,034 | 1.91% | 1.1% |
| 11 | Janus Detroit Str Tr | HENDRSON AAA CL | $15,696,352 | 311,621 | 1.73% | 1.0% |
| 12 | Ishares Tr | CORE MSCI EAFE | $15,596,603 | 172,281 | 1.72% | 1.0% |
| 13 | First Tr Exch Traded Fd Iii | RIVRFRNT DYN DEV | $15,124,372 | 184,196 | 1.67% | 0.97% |
| 14 | First Tr Exchange Traded Fd | RISNG DIVD ACHIV | $14,830,625 | 217,203 | 1.64% | 0.95% |
| 15 | J P Morgan Exchange Traded F | MUNICIPAL ETF | $14,406,892 | 288,195 | 1.59% | 0.92% |
| 16 | Capital Grp Fixed Incm Etf T | US MULTI-SECTOR | $13,907,298 | 510,734 | 1.54% | 0.89% |
| 17 | Schwab Strategic Tr | US DIVIDEND EQ | $12,952,300 | 422,174 | 1.43% | 0.83% |
| 18 | J P Morgan Exchange Traded F | US QUALTY FCTR | $12,929,294 | 210,850 | 1.43% | 0.83% |
| 19 | Capital Group Growth Etf | SHS CREATION UNI | $12,689,609 | 315,740 | 1.4% | 0.81% |
| 20 | Invesco Exchange Traded Fd T | S&P500 EQL WGT | $12,264,887 | 63,906 | 1.36% | 0.78% |
| 21 | Fidelity Covington Trust | HIGH DIVID ETF | $12,132,690 | 219,636 | 1.34% | 0.77% |
| 22 | Schwab Strategic Tr | US LCAP GR ETF | $11,700,708 | 401,672 | 1.29% | 0.75% |
| 23 | First Tr Exchange Traded Fd | FST LOW OPPT EFT | $11,699,807 | 234,889 | 1.29% | 0.75% |
| 24 | J P Morgan Exchange Traded F | CORE PLUS BD ETF | $11,546,943 | 245,262 | 1.28% | 0.74% |
| 25 | Invesco Exch Traded Fd Tr Ii | S&P INTL MOMNT | $10,959,678 | 199,848 | 1.21% | 0.7% |
Top 25 of 308 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 603 | $286M | 18.3% |
| High net worth individuals | 471 | $1.2B | 75.1% |
| Charitable organizations | Fewer than 5 clients | $2.5M | 0.16% |
| Corporations and other businesses | 27 | $101M | 6.47% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Teamhealth 401(k) Plan Ameriteam Services, Llc | 2024 |
People (32)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| John Per Osullivan | Managing Member | Sep 2009 (17y) | 25% – 50% | |
| Robert Stirling Phipps | Managing Member | Sep 2009 (17y) | 25% – 50% | |
| Carol Elois Sheffield | Chief Operations Officer | Oct 2013 (13y) | Less than 5% | |
| Jacobs, Richard, Alan | Member | Feb 2015 (12y) | 10% – 25% | |
| Amber Jean Bell | Chief Compliance Officer | Jan 2017 (10y) | Less than 5% | |
| Ronsey Chawla | Registered representative | CFP | Sep 2012 (14y) | |
| Ryan Patrick Joyce | Registered representative | CFP | Apr 2013 (13y) | |
| Katherine Cannon Zamora | Registered representative | May 2013 (13y) | ||
| Galen Trevor Gabourel | Registered representative | Apr 2014 (12y) | ||
| Kenneth Wayne Price | Registered representative | CFP Chartered Financial Consultant CFA | Jun 2015 (11y) | |
| Kimberly Dawn Ray | Registered representative | Oct 2015 (11y) | ||
| Tasha Lynn Rock | Registered representative | CFP | Feb 2016 (10y) | |
| John Robert Brem | Registered representative | Jun 2016 (10y) | ||
| Barton Lake Couch | Registered representative | CFP | Jan 2017 (10y) | |
| Richard Leon Hallum | Registered representative | CFP | Jan 2017 (10y) | |
| Matthew James Anderson | Registered representative | CFP | Jan 2017 (10y) | |
| Rachel M. Hurley | Registered representative | CFP | May 2017 (9y) | |
| Nathan Everett Trenholm | Registered representative | Jul 2017 (9y) | ||
| Michael Andre Moore | Registered representative | CFP | Aug 2017 (9y) | |
| Martin Katrein | Registered representative | Jan 2018 (9y) | ||
| Michael David Katrein | Registered representative | Jan 2018 (9y) | ||
| Gay Fannie Thompson | Registered representative | CFP | Aug 2018 (8y) | |
| Taylor Lee Peterson | Registered representative | CFP | Jun 2021 (5y) | |
| Bradford Borman | Registered representative | Aug 2022 (4y) | ||
| Alexander Richmond Hallum | Registered representative | CFP | Jun 2023 (3y) | |
| Katherine Sung | Registered representative | Jun 2023 (3y) | ||
| Jocelyn C White | Registered representative | Jul 2023 (3y) | ||
| Steven Allen Cartwright | Registered representative | CFP | Sep 2023 (3y) | |
| Deanna Lee Williams | Registered representative | CFP | Jan 2024 (3y) | |
| Mason Vrazel | Registered representative | Oct 2025 (1y) | ||
| Eric Gin Wai Lian | Registered representative | Nov 2025 (1y) | ||
| Noe Robert Lopez | Registered representative | Jan 2026 (1y) |
Undisclosed: 0% – 40% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Teamhealth 401(k) Plan | Ameriteam Services, Llc | 18,577 | $1.8B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.13 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • PROMOTER FEES
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- National Financial Services (Fidelity) $1.4B (90% of AUM) Mar 2026
- Fidelity Investments Institutional Services Company, Inc. $999M (92% of AUM) Mar 2019
- Fidelity Distributors Company Llc $675M (72% of AUM) Aug 2020
- Charles Schwab & Co. $155M (10% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗