Investment advisers
44,489 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 3401 | Eoc Partners Advisors L.P. CRD 321653 | Houston, TX | Private Fund Manager · Mid-sized ($1B–$10B) | $2.4B | 13 | 13 | 7 | 03/31/2026 | ☆ |
| 3402 | Whitman/Peterson, Llc CRD 296087 | Westlake Village, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $2.4B | 6 | 6 | 26 | 04/29/2026 | ☆ |
| 3403 | Granahan Investment Management Llc CRD 107745 | Waltham, MA | Investment Adviser · Mid-sized ($1B–$10B) | $2.4B | 74 | 74 | 20 | 03/26/2026 | ☆ |
| 3404 | Fidelity Management & Research (Japan) Limited CRD 148239 | Minato Ku, Tokyo | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $2.4B | 3 | 3 | 12 | 06/29/2026 | ☆ |
| 3405 | Dundas Partners Llp CRD 197522 | Edinburgh | Private Fund Manager · Mid-sized ($1B–$10B) | $2.4B | 14 | 14 | 14 | 06/24/2026 | ☆ |
| 3406 | Cartenna Capital Lp CRD 307688 | Stamford, CT | Private Fund Manager · Mid-sized ($1B–$10B) | $2.4B | 22 | 22 | 9 | 06/22/2026 | ☆ |
| 3407 | New 2 Nd Capital Advisors, L.P. CRD 292254 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $2.4B | 15 | 15 | 20 | 03/25/2026 | ☆ |
| 3408 | Stairway Partners, Llc CRD 133157 | Minneapolis, MN | Institutional / Pension Advisor · Mid-sized ($1B–$10B) | $2.4B | 58 | 100 | 5 | 01/22/2026 | ☆ |
| 3409 | Gemmer Asset Management Llc CRD 109034 | Walnut Creek, CA | Wealth Manager · Mid-sized ($1B–$10B) | $2.4B | 1,285 | 3,787 | 16 | 03/23/2026 | ☆ |
| 3410 | Claret Asset Management Corp CRD 110453 | Montreal Quebec | Wealth Manager · Mid-sized ($1B–$10B) | $2.4B | 2,124 | 4,723 | 44 | 03/18/2026 | ☆ |
| 3411 | Apollo Capital Credit Adviser, Llc CRD 286485 | New York, NY | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $2.4B | 1 | 1 | 3,564 | 03/31/2026 | ☆ |
| 3412 | Mission Prime Llc CRD 318328 | Guaynabo, PR | Investment Adviser · Mid-sized ($1B–$10B) | $2.3B | 3 | 3 | 2 | 06/03/2026 | ☆ |
| 3413 | Ifc Advisors Llc CRD 332157 | Los Angeles, CA | Wealth Manager · Mid-sized ($1B–$10B) | $2.3B | 393 | 2,054 | 18 | 03/30/2026 | ☆ |
| 3414 | Corient Shc Wealth Management (Us) Lp CRD 151225 | Philadelphia, PA | Multi-Family Office · Mid-sized ($1B–$10B) | $2.3B | 74 | 130 | 36 | 07/13/2026 | ☆ |
| 3415 | Spruceview Capital Partners Llc CRD 171963 | Denver, CO | Private Fund Manager · Mid-sized ($1B–$10B) | $2.3B | 28 | 28 | 25 | 03/27/2026 | ☆ |
| 3416 | Afbi Lp CRD 331428 | Miami Beach, FL | Private Fund Manager · Mid-sized ($1B–$10B) | $2.3B | 8 | 10 | 22 | 03/27/2026 | ☆ |
| 3417 | Broadriver Asset Management, L.P. CRD 155792 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $2.3B | 9 | 9 | 19 | 03/27/2026 | ☆ |
| 3418 | Pinnacle Wealth Management Advisory Group, Llc CRD 158332 | Red Bank, NJ | Wealth Manager · Mid-sized ($1B–$10B) | $2.3B | 798 | 1,956 | 13 | 03/22/2026 | ☆ |
| 3419 | Actusraypartners Limited CRD 313897 | Hong Kong | Private Fund Manager · Mid-sized ($1B–$10B) | $2.3B | 17 | 17 | 37 | 07/06/2026 | ☆ |
| 3420 | Empros Capital Llc CRD 293159 | San Francisco, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $2.3B | 21 | 21 | 11 | 07/14/2026 | ☆ |
| 3421 | Keystone Financial Group, Llc CRD 170201 | Lexington, KY | Insurance-Affiliated · Mid-sized ($1B–$10B) | $2.3B | 6,628 | 6,628 | 49 | 03/17/2026 | ☆ |
| 3422 | Ubs Realty Investors Llc CRD 107758 | Hartford, CT | Private Fund Manager · Mid-sized ($1B–$10B) | $2.3B | 3 | 3 | 94 | 07/12/2026 | ☆ |
| 3423 | Everside Capital Partners, Llc CRD 289799 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $2.3B | 22 | 23 | 21 | 07/22/2026 | ☆ |
| 3424 | Baldwin Wealth Partners, Llc CRD 105343 | Marion, MA | Wealth Manager · Mid-sized ($1B–$10B) | $2.3B | 809 | 2,100 | 34 | 07/21/2026 | ☆ |
| 3425 | Civc Partners, L.P. CRD 157330 | Chicago, IL | Private Fund Manager · Mid-sized ($1B–$10B) | $2.3B | 14 | 14 | 32 | 03/31/2026 | ☆ |
| 3426 | Isam Funds (Uk) Limited CRD 307680 | London | Private Fund Manager · Mid-sized ($1B–$10B) | $2.3B | 13 | 5 | 100 | 12/09/2025 | ☆ |
| 3427 | Isam Funds (Usa) Llc CRD 307934 | Boca Raton, FL | Private Fund Manager · Mid-sized ($1B–$10B) | $2.3B | 13 | 5 | 58 | 01/16/2026 | ☆ |
| 3428 | Cvc Credit Partners U.S. Clo Management Llc CRD 284980 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $2.3B | 8 | 8 | 6 | 03/31/2026 | ☆ |
| 3429 | American Century Investments Private Client Group, Inc. CRD 290043 | Kansas City, MO | Wealth Manager · Mid-sized ($1B–$10B) | $2.3B | 4,107 | 6,678 | 105 | 03/31/2026 | ☆ |
| 3430 | N CRD 142527 | Wealth Manager · Mid-sized ($1B–$10B) | $2.3B | 326 | 1,386 | 21 | 03/18/2025 | ☆ | |
| 3431 | Sentry, Llc CRD 150593 | Memphis, TN | Investment Adviser · Mid-sized ($1B–$10B) | $2.3B | 74 | 251 | 4 | 03/25/2026 | ☆ |
| 3432 | Aip Management Us Inc CRD 322515 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $2.3B | 3 | 3 | 2 | 03/27/2026 | ☆ |
| 3433 | Belzberg Investments Llc CRD 315114 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $2.3B | 117 | 121 | 22 | 07/01/2026 | ☆ |
| 3434 | Magnus Financial Group Llc CRD 289423 | New York, NY | Wealth Manager · Mid-sized ($1B–$10B) | $2.3B | 1,158 | 4,782 | 24 | 03/31/2026 | ☆ |
| 3435 | Capita Financial Network, Llc CRD 290558 | Draper, UT | Insurance-Affiliated · Mid-sized ($1B–$10B) | $2.3B | 2,888 | 7,042 | 59 | 07/07/2026 | ☆ |
| 3436 | Matrix Capital Management Company, Lp CRD 160066 | Portsmouth, NH | Private Fund Manager · Mid-sized ($1B–$10B) | $2.3B | 4 | 4 | 7 | 03/31/2026 | ☆ |
| 3437 | Ppc Enterprises Llc CRD 165075 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $2.3B | 3 | 3 | 32 | 03/30/2026 | ☆ |
| 3438 | Woodley Farra Manion Portfolio Management Inc CRD 107660 | Indianapolis, IN | Wealth Manager · Mid-sized ($1B–$10B) | $2.3B | 1,652 | 1,591 | 14 | 03/26/2026 | ☆ |
| 3439 | Revelation Capital Management, Llc CRD 171114 | Sausalito, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $2.3B | 7 | 7 | 18 | 05/13/2026 | ☆ |
| 3440 | Milliman Advisors, Llc CRD 112245 | Seattle, WA | Investment Adviser · Mid-sized ($1B–$10B) | $2.3B | 39 | 34 | 1 | 06/15/2026 | ☆ |
| 3441 | Greensledge Advisors Llc CRD 305341 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $2.3B | 1 | 1 | 0 | 04/07/2026 | ☆ |
| 3442 | Oxford Lane Management, Llc CRD 154380 | Greenwich, CT | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $2.3B | 1 | 1 | 23 | 03/27/2026 | ☆ |
| 3443 | Arlington Partners Llc CRD 109335 | Birmingham, AL | Private Fund Manager · Mid-sized ($1B–$10B) | $2.3B | 16 | 24 | 14 | 03/26/2026 | ☆ |
| 3444 | Tiptree Advisors, Llc CRD 137758 | New York, NY | Investment Adviser · Mid-sized ($1B–$10B) | $2.3B | 19 | 20 | 13 | 03/31/2026 | ☆ |
| 3445 | Les Placements Louisbourg Inc. Louisbourg Investments Inc. CRD 329547 | Dieppe, New Brunswick | Investment Adviser · Mid-sized ($1B–$10B) | $2.3B | 248 | 2,128 | 28 | 03/20/2026 | ☆ |
| 3446 | Sageview Capital Lp CRD 159560 | Greenwich, CT | Private Fund Manager · Mid-sized ($1B–$10B) | $2.3B | 8 | 15 | 21 | 03/13/2026 | ☆ |
| 3447 | Summit Financial Strategies Inc CRD 110112 | Columbus, OH | Wealth Manager · Mid-sized ($1B–$10B) | $2.3B | 1,026 | 4,149 | 35 | 02/23/2026 | ☆ |
| 3448 | Mckinley Carter Wealth Services, Inc. CRD 135184 | Wheeling, WV | Wealth Manager · Mid-sized ($1B–$10B) | $2.3B | 1,282 | 3,994 | 32 | 03/23/2026 | ☆ |
| 3449 | Summit Wealth Group Llc CRD 335242 | Colorado Springs, CO | Insurance-Affiliated · Mid-sized ($1B–$10B) | $2.3B | 3,117 | 8,632 | 80 | 07/14/2026 | ☆ |
| 3450 | Willow Creek Wealth Management, Inc. CRD 109240 | Sebastopol, CA | Wealth Manager · Mid-sized ($1B–$10B) | $2.3B | 1,068 | 436 | 23 | 04/24/2026 | ☆ |