Broadriver Asset Management, L.P.
- Regulatory AUM
- $2.3B
- Discretionary
- $2.3B
- Clients
- 9
- Avg AUM / client
- $260M
- Accounts
- 9
- Employees
- 19
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 9 | $2.3B | 100.0% |
Private funds (9)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $1.8B combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Broadriver Iii, L.P. feeder | Other Private Fund | Delaware | $903M | 44 |
| Broadriver Iv Lp feeder | Other Private Fund | Delaware | $322M | 5 |
| Broadriver Ii A, L.P. feeder | Other Private Fund | Delaware | $131M | 1 |
| Axl Wealth Group L.P. | Private Equity Fund | Delaware | $119M | 7 |
| Broadriver Ii, L.P. feeder | Other Private Fund | Delaware | $104M | 8 |
| Broadriver Life Settlements Credit Fund I Lp | Other Private Fund | Delaware | $81.5M | 2 |
| Diamond Ls I Lp feeder | Other Private Fund | Delaware | $43.0M | 6 |
| Broadriver Iv Laguna 2022 Lp feeder | Other Private Fund | Delaware | $41.1M | 3 |
| Broadriver Litigation Finance I Lp | Private Equity Fund | Delaware | $18.5M | 3 |
People (4)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Plevin, Andrew, Howard | Co Chief Executive Officer | Feb 2011 (16y) | ≈ 0% – 3.75% via Bram Gp, Llc | |
| Siller, Philip, Joseph | Co Chief Executive Officer | Feb 2011 (16y) | ≈ 0% – 3.75% via Bram Gp, Llc | |
| Chun, Lisa | General Counsel And Chief Compliance Officer | Aug 2022 (4y) | Less than 5% | |
| Louie, David | Managing Director, Coo | Nov 2022 (4y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Bram Gp, Llc | General Partner | Feb 2011 | A | Less than 5% |
Undisclosed: 0% – 50% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Plevin, Andrew, Howard: 50% – 75% of Bram Gp, Llc × 0% – 5% direct ≈ 0% – 3.75% of the firm
- Siller, Philip, Joseph: 50% – 75% of Bram Gp, Llc × 0% – 5% direct ≈ 0% – 3.75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (9, $1.8B gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Broadriver Iii, L.P. | Other Private Fund | $903M | $10.0M | 44 |
| Broadriver Iv Lp | Other Private Fund | $322M | $10.0M | 5 |
| Broadriver Ii A, L.P. | Other Private Fund | $131M | $150M | 1 |
| Axl Wealth Group L.P. | Private Equity Fund | $119M | $0 | 7 |
| Broadriver Ii, L.P. | Other Private Fund | $104M | $10.0M | 8 |
| Broadriver Life Settlements Credit Fund I Lp | Other Private Fund | $81.5M | $10.0M | 2 |
| Diamond Ls I Lp | Other Private Fund | $43.0M | $10.0M | 6 |
| Broadriver Iv Laguna 2022 Lp | Other Private Fund | $41.1M | $0 | 3 |
| Broadriver Litigation Finance I Lp | Private Equity Fund | $18.5M | $1.0M | 3 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 3.13 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗