Investment advisers
45,276 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 31501 | The Shield Finance, Llc CRD 341345 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/19/2026 | ☆ | ||
| 31502 | The Simpson Firm Llc CRD 299204 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 01/10/2022 | ☆ | |
| 31503 | The Wealth Planning Company, Pllc CRD 341410 | Louisville, KY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 09/18/2026 | ☆ | |
| 31504 | The Wealthcare Clinic, Llc CRD 342399 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 09/30/2026 | ☆ | ||
| 31505 | The Wheeler Corr Group, Llc CRD 338929 | Santa Rosa, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/18/2026 | ☆ | |
| 31506 | The Wheeler Group Llc CRD 340457 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/07/2026 | ☆ | ||
| 31507 | Theory79 Wealth Design Llc CRD 342184 | Austin, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 07/07/2026 | ☆ |
| 31508 | Theta Wealth Partners Llc CRD 339241 | Chicago, IL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/31/2026 | ☆ | |
| 31509 | Thewick, Inc CRD 342763 | Union City, NJ | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 7 | 10/02/2026 | ☆ |
| 31510 | Think Wealth Advisory, Llc CRD 153492 | Scottsdale, AZ | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 07/31/2026 | ☆ |
| 31511 | Third Act Financial Planning Llc CRD 340903 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/12/2026 | ☆ | ||
| 31512 | Third Generation Capital Management, Llc CRD 300367 | Dallas, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 05/24/2019 | ☆ |
| 31513 | Third Point Private Capital Llc CRD 332857 | New York, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 143 | 03/31/2026 | ☆ | |
| 31514 | Third Stage Investment Group, Llc CRD 141951 | Bellevue, WA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 3 | 03/24/2026 | ☆ |
| 31515 | Thomas Nyitray, Sole Proprietor CRD 338165 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/29/2026 | ☆ | ||
| 31516 | Thompson, David Eric CRD 226620 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/05/2015 | ☆ | ||
| 31517 | Thoughtful Wealth Advisory Llc CRD 340039 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 10/09/2026 | ☆ | ||
| 31518 | Three Dots Advisory Llc CRD 342640 | New York, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/01/2026 | ☆ | |
| 31519 | Three Oaks Advisory Group, Llc CRD 344348 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 09/23/2026 | ☆ | ||
| 31520 | Three Phases Wealth Advisors Llc CRD 338143 | Investment Adviser · Boutique (under $100M) | $0 | 8 | 0 | 3 | 05/29/2026 | ☆ | |
| 31521 | Three Sixty Wealth Management, Llc. CRD 339056 | Austin, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 01/28/2026 | ☆ |
| 31522 | Threshold Wealth Advisors Llc CRD 340602 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/13/2026 | ☆ | ||
| 31523 | Thrive Wise Advisors Llc CRD 295090 | Henderson, NV | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/10/2023 | ☆ | |
| 31524 | Thrivealike Llc CRD 338918 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 10/09/2026 | ☆ | ||
| 31525 | Throughline Financial Planning Llc CRD 343344 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 10/07/2026 | ☆ | ||
| 31526 | Tickel, Gary Arnold CRD 168190 | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $0 | 0 | 1 | 08/04/2026 | ☆ | ||
| 31527 | Tilghman Wealth Management, Llc CRD 337574 | Arnold, MD | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/26/2026 | ☆ |
| 31528 | Time Investment Advisers Llc CRD 334731 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/22/2025 | ☆ | ||
| 31529 | Timeless Wealth, Llc CRD 339525 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/29/2026 | ☆ | ||
| 31530 | Titan Wealth Advisory, Llc CRD 340817 | Mission, KS | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 06/18/2026 | ☆ | |
| 31531 | Titan Wealth Management CRD 340051 | Cincinnati, OH | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/24/2026 | ☆ | |
| 31532 | Titanium Wealth Management Llc CRD 344000 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 09/17/2026 | ☆ | |
| 31533 | Tiverton Wealth, Llc CRD 339410 | The Woodlands, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/03/2026 | ☆ | |
| 31534 | Tm2, Llc CRD 344286 | Henrico, VA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 10/07/2026 | ☆ |
| 31535 | Tm37 Inc. CRD 339681 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 11 | 09/16/2026 | ☆ | ||
| 31536 | Toellen Capital Management, Llc CRD 338793 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/14/2026 | ☆ | ||
| 31537 | Toft Wealth, Llc CRD 343372 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/18/2026 | ☆ | ||
| 31538 | Together Wealth Group Llc CRD 341389 | Miami Beach, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 5 | 10/01/2026 | ☆ |
| 31539 | Tony Chrampanis & Co., L.L.C. CRD 133254 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 04/04/2011 | ☆ | |||
| 31540 | Top Rank Wealth Management, Llc CRD 341288 | Raleigh, NC | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 5 | 08/25/2026 | ☆ | |
| 31541 | Torrey Pines Investment Management Llc CRD 330216 | Del Mar, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 05/12/2026 | ☆ |
| 31542 | Tower Wealth Planning Inc CRD 344135 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/14/2026 | ☆ | ||
| 31543 | Tp Investment Advisory Services, Llc CRD 157184 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/09/2026 | ☆ | ||
| 31544 | Trackside Wealth Llc CRD 342750 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/13/2026 | ☆ | ||
| 31545 | Trade Therapy, Llc CRD 336468 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 09/09/2026 | ☆ | |
| 31546 | Tradealgo Wealth Management Llc CRD 312342 | New York, NY | Investment Adviser · Boutique (under $100M) | $0 | 5 | 0 | 1 | 08/12/2026 | ☆ |
| 31547 | Tradeup Wealth Management, Inc. CRD 335362 | New York, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 5 | 10/09/2026 | ☆ |
| 31548 | Tradvex, Llc CRD 343686 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 09/07/2026 | ☆ | |
| 31549 | Traina Investment Advisory, Llc CRD 338943 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/18/2026 | ☆ | ||
| 31550 | Transcend Advisor Inc. CRD 328253 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/24/2024 | ☆ |