Investment advisers
45,276 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 31551 | Transition Family Wealth, Llc CRD 331328 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 05/13/2024 | ☆ | |
| 31552 | Trevian Financial CRD 342264 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 05/15/2026 | ☆ | |
| 31553 | Tributaries Financial Planning Llc CRD 338578 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/23/2026 | ☆ | ||
| 31554 | Trica Wealth Planning, Llc CRD 341055 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/18/2026 | ☆ | ||
| 31555 | Trigon Investment Advisors Ag CRD 286220 | Zurich | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/17/2026 | ☆ |
| 31556 | Trigsted Wealth Advisory Llc CRD 342083 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/28/2026 | ☆ | ||
| 31557 | Trilogy Wealth Management, Llc CRD 326773 | Bay City, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/09/2023 | ☆ | |
| 31558 | Trinchera Investments, Llc CRD 340715 | Midland, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/17/2026 | ☆ | |
| 31559 | Triple Pine Wealth Management Llc CRD 336848 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 06/10/2026 | ☆ | |
| 31560 | Triumph Investment Advisory Group, Llc CRD 172484 | Rochester, MI | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/17/2026 | ☆ |
| 31561 | Trivera Wealth Management, Llc CRD 343450 | Tucson, AZ | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 10/09/2026 | ☆ | |
| 31562 | Trivium Capital Partners, Llc CRD 329786 | Logan, UT | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 07/09/2026 | ☆ |
| 31563 | Trout Capital Management, Llc CRD 343185 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/05/2026 | ☆ | ||
| 31564 | Trovera Capital Management, Llc CRD 340577 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/18/2026 | ☆ | ||
| 31565 | True Fiduciary Financial Advisors, Llc CRD 317770 | Scottsdale, AZ | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/02/2022 | ☆ | |
| 31566 | True North Wealth Strategies Llc CRD 342840 | Knoxville, TN | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/02/2026 | ☆ | |
| 31567 | True Range Strategic Wealth Llc CRD 342593 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 09/02/2026 | ☆ | |
| 31568 | Truestar Financial Partners Llc CRD 336223 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/11/2026 | ☆ | ||
| 31569 | Truevector Wealth Advisors CRD 339522 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/15/2026 | ☆ | ||
| 31570 | Turtle Wealth Llc CRD 343756 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/14/2026 | ☆ | ||
| 31571 | Tutela Advisory Group Llc CRD 342176 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 04/09/2026 | ☆ | |
| 31572 | Twenty Four Wealth Ria, Llc CRD 343559 | Darien, CT | Investment Adviser · Boutique (under $100M) | $0 | 0 | 31 | 09/14/2026 | ☆ | |
| 31573 | Twin Bridges Advisory Llc CRD 343402 | New York, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 08/02/2026 | ☆ |
| 31574 | Two Capital, Llc CRD 334393 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 01/19/2026 | ☆ | |
| 31575 | Tyus Financial Group Llc CRD 331455 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 08/30/2024 | ☆ | |
| 31576 | Uk Pension Transfer Llc CRD 164488 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/22/2012 | ☆ | ||
| 31577 | Ullman Investment Counsel Llc CRD 342915 | Toronto, Ontario | Investment Adviser · Boutique (under $100M) | $0 | 0 | 10 | 09/16/2026 | ☆ | |
| 31578 | Ultra Capital Management Llc CRD 339458 | San Francisco, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 06/28/2026 | ☆ | |
| 31579 | Unclipped Capital Llc CRD 343374 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 07/17/2026 | ☆ | |
| 31580 | United Advisors Investment Management, Llc CRD 164908 | New York, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 03/31/2026 | ☆ | |
| 31581 | Upkeep Financial Llc CRD 313221 | New York, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/24/2021 | ☆ | |
| 31582 | Upp Management, Lp CRD 342664 | Houston, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 316 | 05/19/2026 | ☆ |
| 31583 | Us Financial Planners, Llc CRD 337484 | Asheville, NC | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 0 | 7 | 04/14/2026 | ☆ |
| 31584 | Vaarco Financial, Llc CRD 128387 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/05/2024 | ☆ | ||
| 31585 | Valence Advisory Llc. CRD 343167 | Bethlehem, PA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 5 | 09/10/2026 | ☆ | |
| 31586 | Valence Wealth, Llc CRD 343126 | Scottsdale, AZ | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 09/21/2026 | ☆ |
| 31587 | Valle Financial Group Inc. CRD 324947 | Doral, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/19/2026 | ☆ | |
| 31588 | Valley Center Advisors Llc CRD 324084 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/06/2026 | ☆ | |
| 31589 | Valor Capital Management Llc CRD 336472 | Easton, PA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/16/2026 | ☆ | |
| 31590 | Valora Investment Group Llc CRD 339001 | Miami, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/23/2026 | ☆ | |
| 31591 | Value Financial Partners Llc CRD 338248 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/16/2026 | ☆ | ||
| 31592 | Van Ham Wealth Management Llc CRD 343057 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/17/2026 | ☆ | ||
| 31593 | Van Soldat Wealth Llc CRD 343130 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 10/03/2026 | ☆ | ||
| 31594 | Vanik Capital Llc CRD 338232 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 05/14/2026 | ☆ | |
| 31595 | Vantalith Wealth Management, Llc CRD 342746 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/16/2026 | ☆ | ||
| 31596 | Vantheon Llc CRD 341821 | Austin, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 8 | 08/26/2026 | ☆ |
| 31597 | Vardell Strategies Llc CRD 341932 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/21/2026 | ☆ | ||
| 31598 | Variety Ria Llc CRD 337819 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 12/17/2025 | ☆ | ||
| 31599 | Vaughan Family Financial, Llc CRD 326452 | Huntsville, AL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/24/2026 | ☆ | |
| 31600 | Vcm Wealth Advisors Llc CRD 337299 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/27/2026 | ☆ |