Investment advisers
45,276 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 31451 | Suissa Private Wealth, Llc CRD 342601 | Bethesda, MD | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 09/29/2026 | ☆ | |
| 31452 | Sum Zero Wealth, Llc CRD 343434 | St. Petersburg, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 08/07/2026 | ☆ | |
| 31453 | Summit Wealth Llc CRD 332859 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/24/2026 | ☆ | ||
| 31454 | Sumus Financial Llc CRD 340066 | Shelton, CT | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/10/2026 | ☆ | |
| 31455 | Sunburst Financial Management Llc CRD 340234 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/30/2026 | ☆ | ||
| 31456 | Sutter Capital Partners, Llc CRD 312689 | Irvine, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 03/30/2026 | ☆ | |
| 31457 | Swartz Wealth Management Llc CRD 337684 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/18/2026 | ☆ | ||
| 31458 | Swiss American Advisors Ltd. CRD 152531 | Zuerich | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 06/30/2026 | ☆ | |
| 31459 | Switchbacks Capital Advisory, Llc CRD 339673 | Missoula, MT | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 02/05/2026 | ☆ | |
| 31460 | Sykon Asset Management Llc CRD 336338 | Harrison, NY | Investment Adviser · Boutique (under $100M) | $0 | 1 | 0 | 2 | 07/21/2026 | ☆ |
| 31461 | Synchravest Llc CRD 343653 | Scottsdale, AZ | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/08/2026 | ☆ | |
| 31462 | Syw Capital Management Llc CRD 287956 | Middle Village, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/12/2026 | ☆ |
| 31463 | Tack Wealth Advisory, Llc CRD 338489 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 01/05/2026 | ☆ | |
| 31464 | Tadman Financial, Llc CRD 342179 | Meridian, ID | Investment Adviser · Boutique (under $100M) | $0 | 0 | 4 | 10/14/2026 | ☆ | |
| 31465 | Tailored Wealth, Llc CRD 342361 | Fairfield, CT | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/14/2026 | ☆ | |
| 31466 | Takayoshi Wealth Management Llc CRD 340514 | Newton, MA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 05/01/2026 | ☆ |
| 31467 | Tamarisk Capital Management CRD 339175 | Holland, MI | Investment Adviser · Boutique (under $100M) | $0 | 1 | 0 | 3 | 02/20/2026 | ☆ |
| 31468 | Tampa Bay Capital Management Llc CRD 315210 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/16/2026 | ☆ | |
| 31469 | Tandem Private Wealth, Llc CRD 342827 | Palo Alto, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 09/14/2026 | ☆ | |
| 31470 | Tapa Private Wealth Inc. CRD 337994 | Key West, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 10/05/2026 | ☆ |
| 31471 | Tapestryfp Llc CRD 340804 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 05/18/2026 | ☆ | |
| 31472 | Targeted Equity Consulting Group Llc CRD 318444 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/04/2026 | ☆ | ||
| 31473 | Tartan Financial Group, Llc CRD 342445 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/25/2026 | ☆ | ||
| 31474 | Tartan Road Wealth Advisory, Llc CRD 341219 | Austin, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 06/01/2026 | ☆ | |
| 31475 | Tarte, Conrad Anthony CRD 125638 | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 0 | 1 | 08/26/2026 | ☆ | |
| 31476 | Tax Reduction And Investment Strategies,Inc CRD 167630 | Las Vegas, NV | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 11/25/2025 | ☆ | |
| 31477 | Taxwise Wealth Planning Llc CRD 342739 | Farmington, UT | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 10/09/2026 | ☆ | |
| 31478 | Taylor Financial Planning Llc CRD 336565 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 10/06/2026 | ☆ | ||
| 31479 | Tcm Investment Management Llc CRD 334175 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/02/2025 | ☆ | ||
| 31480 | Team Timeless Enterprises, Llc CRD 299128 | Raleigh, NC | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 2 | 02/04/2026 | ☆ | |
| 31481 | Teapot Investments Llc CRD 342851 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 08/28/2026 | ☆ | |
| 31482 | Tekton Wealth Advisory Services, Llc CRD 333039 | Lowell, AR | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 2 | 07/10/2026 | ☆ | |
| 31483 | Tempus Wealth Partners CRD 339567 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 12/26/2025 | ☆ | ||
| 31484 | Ten Seven Capital Inc. CRD 338193 | Naples, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 6 | 04/06/2026 | ☆ | |
| 31485 | Tendful Wealth Planning Llc CRD 341332 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/26/2026 | ☆ | ||
| 31486 | Tenet Investments Llc CRD 339025 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/14/2026 | ☆ | ||
| 31487 | Terra Firma Asset Management Llc CRD 306765 | San Francisco, CA | Investment Adviser · Boutique (under $100M) | $0 | 1 | 0 | 2 | 03/30/2026 | ☆ |
| 31488 | Testament Wealth Management, Llc CRD 340823 | Cary, NC | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/03/2026 | ☆ | |
| 31489 | Tetschner, Eric Carl CRD 129241 | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 01/19/2026 | ☆ | ||
| 31490 | Tgb Asset Management, Llc CRD 342958 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/18/2026 | ☆ | ||
| 31491 | Thatcher Wealth Management Llc CRD 340188 | Grand Rapids, MI | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 8 | 10/13/2026 | ☆ | |
| 31492 | The Family Offices Global Ventures Inc. CRD 333989 | Miami, FL | Multi-Family Office · Boutique (under $100M) | $0 | 0 | 1 | 06/09/2026 | ☆ | |
| 31493 | The Financial Sciences Company, Llc CRD 340099 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/18/2026 | ☆ | ||
| 31494 | The Geauxmez Group Wealth Management Llc CRD 340461 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/28/2026 | ☆ | ||
| 31495 | The Grimm Group Llc CRD 334293 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 07/07/2026 | ☆ | |
| 31496 | The Investment Advisory Office Of Christopher Mikes, P.A. CRD 340895 | Bonita Springs, FL | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 08/28/2026 | ☆ | |
| 31497 | The Jm Financial Planning Group, Ltd. CRD 167347 | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 05/31/2013 | ☆ | ||
| 31498 | The Lynd Group Advisors, Llc CRD 169664 | Ventura, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 4 | 08/13/2026 | ☆ | |
| 31499 | The Panopoulos Group Inc. CRD 287552 | Inverness, IL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 10/28/2022 | ☆ | |
| 31500 | The Process Llc CRD 343984 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/28/2026 | ☆ |