Investment advisers
45,276 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 31401 | Sp Retirement Llc CRD 339666 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/07/2026 | ☆ | ||
| 31402 | Sparrow Wealth Corporation CRD 335599 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/31/2026 | ☆ | ||
| 31403 | Spendvest Corp CRD 339469 | Investment Adviser · Boutique (under $100M) | $0 | 4 | 0 | 1 | 09/30/2026 | ☆ | |
| 31404 | Spring Lake Equity Management Llc CRD 167251 | Burlington, MA | Investment Adviser · Boutique (under $100M) | $0 | 4 | 0 | 3 | 08/20/2026 | ☆ |
| 31405 | Spruce Hill Capital, Llc CRD 334549 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 06/10/2026 | ☆ | |
| 31406 | Sr Abf Advisors Lp CRD 343630 | New York, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 333 | 10/09/2026 | ☆ | |
| 31407 | Srl Financial, Llc CRD 343656 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/13/2026 | ☆ | ||
| 31408 | Srs Wealth Management, Llc CRD 343188 | Lancaster, OH | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 08/10/2026 | ☆ | |
| 31409 | Ssb 5, Inc. CRD 159526 | Oak Brook, IL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/22/2025 | ☆ | |
| 31410 | Ssc Advisors, Llc CRD 339313 | Houston, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 8 | 01/07/2026 | ☆ |
| 31411 | St. Louis Financial Planners Inc. CRD 105511 | Chesterfield, MO | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 9 | 08/18/2026 | ☆ | |
| 31412 | Stackwealth Llc CRD 336449 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/16/2026 | ☆ | ||
| 31413 | Stadia Financial Llc CRD 328171 | Kamuela, HI | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 7 | 04/01/2025 | ☆ |
| 31414 | Staffieri Capital Llc CRD 341715 | Lindon, UT | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 07/31/2026 | ☆ |
| 31415 | Stahlvest, Llc CRD 125554 | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 03/13/2026 | ☆ | ||
| 31416 | Stanford Wealth Planning Llc CRD 339724 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/06/2026 | ☆ | ||
| 31417 | Stanton Group Wealth Partners, Inc. CRD 335311 | Naperville, IL | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 12/17/2025 | ☆ | |
| 31418 | Stara Capital Partners Lp CRD 340480 | Investment Adviser · Boutique (under $100M) | $0 | 2 | 0 | 9 | 09/30/2026 | ☆ | |
| 31419 | Steel Toe Wealth Llc CRD 344216 | Okemos, MI | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 10/09/2026 | ☆ | |
| 31420 | Stella Maris Wealth Management Llc CRD 341801 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/13/2026 | ☆ | ||
| 31421 | Stellaris Wealth Management Llc CRD 313686 | Houston, TX | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 05/11/2021 | ☆ | |
| 31422 | Sterling Capital Advisors, Llc CRD 335544 | Fort Worth, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 01/09/2026 | ☆ | |
| 31423 | Sterling Legacy Advisors Inc. CRD 340172 | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 4 | 08/25/2026 | ☆ | ||
| 31424 | Steven Hermann Advisory Llc CRD 340674 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/02/2026 | ☆ | ||
| 31425 | Stevens Investment Counsel Llc CRD 342613 | Nashville, TN | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/27/2026 | ☆ | |
| 31426 | Stewardwell Llc CRD 342950 | Franklin, TN | Investment Adviser · Boutique (under $100M) | $0 | 0 | 19 | 07/09/2026 | ☆ | |
| 31427 | Stewart Advisory Services, Inc. CRD 344426 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/18/2026 | ☆ | ||
| 31428 | Stillpoint Wealth Llc CRD 341336 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/15/2026 | ☆ | ||
| 31429 | Stirling Investment Management Llc CRD 339903 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/26/2026 | ☆ | ||
| 31430 | Stock Aca Llc CRD 338595 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/27/2026 | ☆ | ||
| 31431 | Stock Snips, Inc. CRD 322544 | Pittsburgh, PA | Investment Adviser · Boutique (under $100M) | $0 | 5 | 0 | 4 | 03/31/2026 | ☆ |
| 31432 | Stone Tower Wealth Advisors, Llc CRD 341898 | Cincinnati, OH | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 09/30/2026 | ☆ | |
| 31433 | Stonefield Capital Ltd. CRD 333786 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/05/2025 | ☆ | ||
| 31434 | Stoneholt Wealth, Llc CRD 340321 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/20/2026 | ☆ | ||
| 31435 | Stonewell Financial Management Llc CRD 343327 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/02/2026 | ☆ | ||
| 31436 | Stormbreaker Financial Llc CRD 339890 | Irvine, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/11/2026 | ☆ | |
| 31437 | Stq Capital Llc CRD 340239 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/09/2026 | ☆ | ||
| 31438 | Strategence Capital Llc CRD 343488 | Van Wert, OH | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 9 | 10/13/2026 | ☆ | |
| 31439 | Strategic Financial Llc CRD 341077 | Birmingham, AL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 08/06/2026 | ☆ | |
| 31440 | Strategic Wealth Management Llc CRD 339812 | Lillington, NC | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/24/2026 | ☆ | |
| 31441 | Strategiq Funds, Inc. CRD 338557 | San Antonio, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 4 | 06/22/2026 | ☆ |
| 31442 | Stribling Whalen Financial Group, Llc CRD 343346 | Gainesville, GA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 7 | 10/01/2026 | ☆ | |
| 31443 | Stride Tax And Wealth Advisors, Llc CRD 339078 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 01/16/2026 | ☆ | ||
| 31444 | Stride Wealth Llc CRD 344525 | Queen Creek, AZ | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 10/13/2026 | ☆ | |
| 31445 | Strltb Ca Llc CRD 344021 | Uniondale, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 08/10/2026 | ☆ |
| 31446 | Strong Mountains Financial Planning Llc CRD 341923 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/22/2026 | ☆ | ||
| 31447 | Strong Tower Financial Group Llc CRD 343008 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 10/05/2026 | ☆ | |
| 31448 | Strong Wealth Advisors, Llc CRD 332447 | Stamford, CT | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 05/26/2026 | ☆ | |
| 31449 | Stronghaven Llc CRD 344420 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 09/28/2026 | ☆ | |
| 31450 | Stronghold Ig Llc CRD 337710 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/20/2026 | ☆ |