Investment advisers
45,276 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 31351 | Sightcast Equity Group, Llc CRD 344530 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 09/15/2026 | ☆ | ||
| 31352 | Siimpl, Llc CRD 311048 | Bloomington, MN | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/30/2026 | ☆ |
| 31353 | Silk Capital Management Llc CRD 341606 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 09/17/2026 | ☆ | |
| 31354 | Silver Oak, Llc CRD 335596 | San Francisco, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 05/21/2026 | ☆ |
| 31355 | Silvercap Asset Management, Llc CRD 342232 | Charlotte, NC | Investment Adviser · Boutique (under $100M) | $0 | 0 | 11 | 07/17/2026 | ☆ | |
| 31356 | Silverhaven Strategic Wealth, Llc CRD 340335 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/03/2026 | ☆ | ||
| 31357 | Silversea Capital, Llc CRD 318331 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 01/08/2026 | ☆ | ||
| 31358 | Simple Money Advisors Llc CRD 342619 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/29/2026 | ☆ | ||
| 31359 | Simplepath Wealth Management, Llc CRD 309014 | Palm Harbor, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 4 | 08/26/2026 | ☆ | |
| 31360 | Simplexus Llc CRD 340868 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/24/2026 | ☆ | ||
| 31361 | Simpliphi Capital, Llc CRD 341593 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/09/2026 | ☆ | ||
| 31362 | Singer Ventures Llc CRD 312568 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/16/2021 | ☆ | ||
| 31363 | Sintra Capital Corp CRD 113059 | Wolfeboro, NH | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 09/10/2026 | ☆ | |
| 31364 | Sirius Trading Partners Llc CRD 342484 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 08/16/2026 | ☆ | |
| 31365 | Sisu Capital Management Llc CRD 338402 | Investment Adviser · Boutique (under $100M) | $0 | 1 | 0 | 1 | 09/02/2026 | ☆ | |
| 31366 | Six Strings Of Wealth, Llc CRD 343531 | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 08/26/2026 | ☆ | ||
| 31367 | Sj Wealth Partners CRD 344684 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/22/2026 | ☆ | ||
| 31368 | Skela Financial Llc CRD 336563 | Franklin, TN | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 04/22/2026 | ☆ | |
| 31369 | Skylar Wealth Management, Llc CRD 341591 | Pasadena, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 08/25/2026 | ☆ | |
| 31370 | Skyline Financial Services, Llc CRD 342275 | Hastings, NE | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/28/2026 | ☆ | |
| 31371 | Skyrise Financial CRD 340203 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/21/2026 | ☆ | ||
| 31372 | Slater Tompkins Legacy, Llc CRD 341021 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/04/2026 | ☆ | ||
| 31373 | Slavic Wealth Management, Inc. CRD 327929 | Boca Raton, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 18 | 04/27/2026 | ☆ |
| 31374 | Slight Edge Wealth Strategies, Llc CRD 338689 | Jacksonville, FL | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 0 | 1 | 01/13/2026 | ☆ |
| 31375 | Slipstream Wealth Planning Llc CRD 342729 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/03/2026 | ☆ | ||
| 31376 | Smartalpha Wealth Advisors Llc CRD 323310 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 11/03/2022 | ☆ | |
| 31377 | Smarter Way Wealth, Llc CRD 342140 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 09/28/2026 | ☆ | |
| 31378 | Smith, Gary, Clifford CRD 334997 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/04/2025 | ☆ | ||
| 31379 | Smith,Thomas,William CRD 341139 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/28/2026 | ☆ | ||
| 31380 | Sn Private Wealth Group, Llc CRD 340495 | Jacksonville, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 03/12/2026 | ☆ | |
| 31381 | Snow Canyon Financial Planning Llc CRD 338924 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 12/19/2025 | ☆ | ||
| 31382 | Solid Rock Financial Solutions Llc CRD 343987 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 10/14/2026 | ☆ | ||
| 31383 | Solid State Wealth Advisory Group, Llc CRD 343436 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/24/2026 | ☆ | ||
| 31384 | Solid Street Llc CRD 173830 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 01/02/2015 | ☆ | ||
| 31385 | Solomon Capital Partners Llc CRD 329290 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 10/09/2024 | ☆ | ||
| 31386 | Solstice Guard Capital Llc CRD 342641 | St. Charles, MO | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 06/02/2026 | ☆ | |
| 31387 | Someday Advisors Llc CRD 314615 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/28/2026 | ☆ | |
| 31388 | Somerset Advisory, Llc CRD 343852 | Birmingham, AL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 6 | 08/31/2026 | ☆ | |
| 31389 | Somos Financial Partners Llc CRD 338642 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 09/07/2026 | ☆ | ||
| 31390 | Sonoran Investment Advisors, Llc CRD 328160 | Scottsdale, AZ | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 01/29/2024 | ☆ | |
| 31391 | Soseki Wealth Management, Llc CRD 339503 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 12/16/2025 | ☆ | |
| 31392 | Sound Futures Llc CRD 340439 | Investment Adviser · Boutique (under $100M) | $0 | 2 | 0 | 2 | 02/11/2026 | ☆ | |
| 31393 | Sounding Line Wealth Management, Llc CRD 343232 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/21/2026 | ☆ | ||
| 31394 | Southcoast Advisory Group, Inc CRD 161543 | Fall River, MA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/26/2026 | ☆ | |
| 31395 | Southeast Capital Management Ltd CRD 334751 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 10/07/2025 | ☆ | |
| 31396 | Southern Capital Partners, Llc CRD 339415 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/22/2026 | ☆ | ||
| 31397 | Southern Georgia Wealth Advisors Llc CRD 342690 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/30/2026 | ☆ | ||
| 31398 | Southernmost Advisors Llc CRD 340372 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/03/2026 | ☆ | ||
| 31399 | Southfork Investment Management Llc CRD 334716 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 02/13/2026 | ☆ | |
| 31400 | Sovereign Wealth Office Llc CRD 339635 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/22/2026 | ☆ |