Investment advisers
45,276 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 31251 | Rose Pine Financial, Llc CRD 342646 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/05/2026 | ☆ | ||
| 31252 | Rosen Group Private Wealth Management, Llc CRD 331736 | Pointe Claire. Qc | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 09/30/2026 | ☆ |
| 31253 | Rosenberg Wealth Management Llc CRD 323835 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 01/23/2026 | ☆ | ||
| 31254 | Roshan Private Wealth Management, Llc CRD 338403 | Palm Harbor, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/30/2026 | ☆ | |
| 31255 | Roth Builder Investments Llc CRD 311169 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/31/2026 | ☆ | ||
| 31256 | Rothschild Financial Partners, Llc CRD 342696 | Oak Brook, IL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 10/08/2026 | ☆ | |
| 31257 | Round Table Advisors, Llc CRD 343859 | Chattanooga, TN | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 0 | 13 | 08/28/2026 | ☆ |
| 31258 | Rovia Advisors Llc CRD 339115 | Bangalore, Kamataka | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 01/27/2026 | ☆ |
| 31259 | Rovia Tree Financial Llc CRD 305759 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/18/2026 | ☆ | ||
| 31260 | Royce Wealth Management Llc CRD 342935 | Sacramento, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 09/08/2026 | ☆ |
| 31261 | Rpwm Partners, Llc CRD 343846 | Bedford, NH | Investment Adviser · Boutique (under $100M) | $0 | 0 | 102 | 10/01/2026 | ☆ | |
| 31262 | Rsc Industrial Asset Management Group 2, Llc CRD 324467 | Studio City, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 9 | 03/31/2026 | ☆ | |
| 31263 | Rtb Wealth Advisors, Llc CRD 338599 | Mckinney, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 04/10/2026 | ☆ | |
| 31264 | Ruby Financial Corporation CRD 142491 | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 12/02/2025 | ☆ | ||
| 31265 | Ruiz Financial Group, Llc CRD 342372 | Toledo, OH | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 05/26/2026 | ☆ | |
| 31266 | Rulicent Investments Llc CRD 339865 | Edmond, OK | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/05/2026 | ☆ | |
| 31267 | Rushmore Capital Partners Llc CRD 332491 | Beverly Hills, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/15/2026 | ☆ | |
| 31268 | Ruth Investment Advisers Llc CRD 341024 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 09/04/2026 | ☆ | ||
| 31269 | Rx Wealth Management, Llc CRD 326737 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/25/2026 | ☆ | ||
| 31270 | Ryestone Advisors, Llc CRD 343406 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 09/25/2026 | ☆ | ||
| 31271 | Ryse Capital Management Llc CRD 334978 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 02/12/2025 | ☆ | |
| 31272 | S Financial Advisory Llc CRD 343597 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 08/28/2026 | ☆ | |
| 31273 | S2 Capital Management Llc CRD 341871 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 08/10/2026 | ☆ | ||
| 31274 | Saaga Wealth Planning Llc CRD 341789 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/21/2026 | ☆ | ||
| 31275 | Sabattis Capital Management Llc CRD 341029 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/21/2026 | ☆ | ||
| 31276 | Sabin, Garrett Loren CRD 289814 | Lompoc, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/09/2026 | ☆ | |
| 31277 | Saecula Wealth Llc CRD 339221 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/01/2026 | ☆ | ||
| 31278 | Safira Wealth Management Llc CRD 290142 | Geneva | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 07/24/2026 | ☆ |
| 31279 | Sage Advice Financial Llc CRD 338145 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/30/2026 | ☆ | ||
| 31280 | Sage Saguaro Llc CRD 343892 | Glendale, AZ | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 09/03/2026 | ☆ |
| 31281 | Sagefolio Advisors, Llc CRD 342600 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 09/16/2026 | ☆ | |
| 31282 | Sagegrove Investment Advisory Group, Llc CRD 336414 | Colorado Springs, CO | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/19/2026 | ☆ |
| 31283 | Sagewood Capital Management Llc CRD 339800 | New York, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 7 | 04/07/2026 | ☆ | |
| 31284 | Sailcrest Capital Management Llc CRD 331486 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/27/2026 | ☆ | ||
| 31285 | Sala Capital, Llc CRD 283821 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 11/12/2024 | ☆ | ||
| 31286 | Salehi, Matt CRD 328552 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/25/2026 | ☆ | ||
| 31287 | Saman Wm Llc CRD 344385 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 09/17/2026 | ☆ | |
| 31288 | Samco Proprietary Trading, Inc. CRD 329446 | Austin, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 4 | 02/18/2026 | ☆ | |
| 31289 | Samju Capital Llc CRD 337477 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 10/05/2026 | ☆ | ||
| 31290 | Sample, Peter CRD 316197 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/23/2021 | ☆ | ||
| 31291 | Samuel D. Kramer Cpa, Cfp CRD 121910 | Pittsburgh, PA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 4 | 11/01/2023 | ☆ | |
| 31292 | Sand Run Wealth Management Llc CRD 344316 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 09/21/2026 | ☆ | |
| 31293 | Sansone Cpa Pllc CRD 338455 | Crystal Lake, IL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/26/2026 | ☆ | |
| 31294 | Santa Cruz Financial CRD 334207 | Rancho Cucamonga, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/19/2026 | ☆ |
| 31295 | Santa Susana Financial, Llc CRD 341629 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/29/2026 | ☆ | ||
| 31296 | Sapiens Advisors Llc CRD 341254 | Coral Gables, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 5 | 08/06/2026 | ☆ | |
| 31297 | Sapphire Legacy Wealth Strategies, Inc. CRD 340393 | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 03/19/2026 | ☆ | ||
| 31298 | Sapphire Wealth Advisory Llc CRD 341280 | Westminster, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/09/2026 | ☆ | |
| 31299 | Savi Finance Llc CRD 340202 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/16/2026 | ☆ | ||
| 31300 | Savlan Wealth Partners Llc CRD 343698 | New City, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 11 | 10/01/2026 | ☆ |