Investment advisers
44,659 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 31051 | Shen, Jie CRD 289865 | Los Altos, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 05/13/2026 | ☆ |
| 31052 | Sherpa Wealth Management Llc CRD 340032 | San Antonio, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/10/2026 | ☆ | |
| 31053 | Sherrod Wealth Management Llc CRD 343674 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/03/2026 | ☆ | ||
| 31054 | Shilla Advisory Llc CRD 338692 | Marlborough, MA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 12/02/2025 | ☆ | |
| 31055 | Shk Capital Management, Inc. CRD 326632 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 07/14/2023 | ☆ | |
| 31056 | Shorestown Partners Llc CRD 340562 | San Francisco, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/21/2026 | ☆ | |
| 31057 | Siimpl, Llc CRD 311048 | Bloomington, MN | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/30/2026 | ☆ |
| 31058 | Silk Capital Management Llc CRD 341606 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 07/26/2026 | ☆ | |
| 31059 | Silver Oak, Llc CRD 335596 | San Francisco, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 05/21/2026 | ☆ |
| 31060 | Silvercap Asset Management, Llc CRD 342232 | Charlotte, NC | Investment Adviser · Boutique (under $100M) | $0 | 0 | 11 | 07/17/2026 | ☆ | |
| 31061 | Silverhaven Strategic Wealth, Llc CRD 340335 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/03/2026 | ☆ | ||
| 31062 | Silversea Capital, Llc CRD 318331 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 01/08/2026 | ☆ | ||
| 31063 | Simple Financial Solutions Llc CRD 339417 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/09/2026 | ☆ | ||
| 31064 | Simple Money Advisors Llc CRD 342619 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/29/2026 | ☆ | ||
| 31065 | Simplexus Llc CRD 340868 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/24/2026 | ☆ | ||
| 31066 | Simpliphi Capital, Llc CRD 341593 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/20/2026 | ☆ | ||
| 31067 | Singer Ventures Llc CRD 312568 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/16/2021 | ☆ | ||
| 31068 | Sirius Trading Partners Llc CRD 342484 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 08/16/2026 | ☆ | |
| 31069 | Sisu Capital Management Llc CRD 338402 | Investment Adviser · Boutique (under $100M) | $0 | 1 | 0 | 1 | 06/12/2026 | ☆ | |
| 31070 | Skela Financial Llc CRD 336563 | Franklin, TN | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 04/22/2026 | ☆ | |
| 31071 | Skylar Wealth Management, Llc CRD 341591 | Pasadena, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 07/08/2026 | ☆ | |
| 31072 | Skyline Financial Services, Llc CRD 342275 | Hastings, NE | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/28/2026 | ☆ | |
| 31073 | Skyrise Financial CRD 340203 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/21/2026 | ☆ | ||
| 31074 | Slater Tompkins Legacy, Llc CRD 341021 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/04/2026 | ☆ | ||
| 31075 | Slavic Wealth Management, Inc. CRD 327929 | Boca Raton, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 18 | 04/27/2026 | ☆ |
| 31076 | Slight Edge Wealth Strategies, Llc CRD 338689 | Jacksonville, FL | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 0 | 1 | 01/13/2026 | ☆ |
| 31077 | Slipstream Wealth Planning Llc CRD 342729 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/13/2026 | ☆ | ||
| 31078 | Smartalpha Wealth Advisors Llc CRD 323310 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 11/03/2022 | ☆ | |
| 31079 | Smarter Way Wealth, Llc CRD 342140 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 07/10/2026 | ☆ | |
| 31080 | Smith, Gary, Clifford CRD 334997 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/04/2025 | ☆ | ||
| 31081 | Sn Private Wealth Group, Llc CRD 340495 | Jacksonville, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 03/12/2026 | ☆ | |
| 31082 | Snow Canyon Financial Planning Llc CRD 338924 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 12/19/2025 | ☆ | ||
| 31083 | Solid State Wealth Advisory Group CRD 343436 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/27/2026 | ☆ | ||
| 31084 | Solid Street Llc CRD 173830 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 01/02/2015 | ☆ | ||
| 31085 | Solomon Capital Partners Llc CRD 329290 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 10/09/2024 | ☆ | ||
| 31086 | Solstice Guard Capital Llc CRD 342641 | St. Charles, MO | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 06/02/2026 | ☆ | |
| 31087 | Someday Advisors Llc CRD 314615 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/28/2026 | ☆ | |
| 31088 | Somos Financial Partners Llc CRD 338642 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 07/28/2026 | ☆ | ||
| 31089 | Sonoran Investment Advisors, Llc CRD 328160 | Scottsdale, AZ | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 01/29/2024 | ☆ | |
| 31090 | Soseki Wealth Management, Llc CRD 339503 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 12/16/2025 | ☆ | |
| 31091 | Sound Futures Llc CRD 340439 | Investment Adviser · Boutique (under $100M) | $0 | 2 | 0 | 2 | 02/11/2026 | ☆ | |
| 31092 | Sounding Line Wealth Management, Llc CRD 343232 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/22/2026 | ☆ | ||
| 31093 | Southcoast Advisory Group, Inc CRD 161543 | Fall River, MA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/26/2026 | ☆ | |
| 31094 | Southeast Capital Management Ltd CRD 334751 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 10/07/2025 | ☆ | |
| 31095 | Southern Capital Partners, Llc CRD 339415 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/22/2026 | ☆ | ||
| 31096 | Southern Georgia Wealth Advisors Llc CRD 342690 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/30/2026 | ☆ | ||
| 31097 | Southernmost Advisors Llc CRD 340372 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/08/2026 | ☆ | ||
| 31098 | Southfork Investment Management Llc CRD 334716 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 02/13/2026 | ☆ | |
| 31099 | Sovereign Wealth Office Llc CRD 339635 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/22/2026 | ☆ | ||
| 31100 | Sp Retirement Llc CRD 339666 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/07/2026 | ☆ |