Investment advisers
45,266 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 31051 | Overwatch Capital Advisors Llc CRD 341636 | New York, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 4 | 05/29/2026 | ☆ | |
| 31052 | Own Your Monday Wealth Management, Llc CRD 344150 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 10/08/2026 | ☆ | ||
| 31053 | Ownit Technologies Llc CRD 342965 | Investment Adviser · Boutique (under $100M) | $0 | 2 | 0 | 4 | 08/20/2026 | ☆ | |
| 31054 | Ox Lux Advisory Llc CRD 338878 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 01/02/2026 | ☆ | ||
| 31055 | Oxbow Holdings, Inc. CRD 339061 | Charlemont, MA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 01/06/2026 | ☆ | |
| 31056 | Oyster Creek Capital Llc CRD 339119 | Urbanna, VA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 09/18/2026 | ☆ |
| 31057 | P&L Family Wealth, Llc CRD 341272 | City Of Industry, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/06/2026 | ☆ | |
| 31058 | Pace Wealth Llc CRD 338289 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 12/03/2025 | ☆ | |
| 31059 | Pacific Pension Advisors Llc CRD 342177 | Mission Viejo, CA | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 0 | 1 | 07/16/2026 | ☆ |
| 31060 | Pacifica Hereditas Llc CRD 339752 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/05/2026 | ☆ | |
| 31061 | Padovani Asset Management, Inc. CRD 168354 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 04/11/2025 | ☆ | |
| 31062 | Palumbo Capital Group, Llc CRD 334679 | Edmond, OK | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/30/2026 | ☆ | |
| 31063 | Palus Advisory Llc CRD 343036 | New York, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 07/16/2026 | ☆ |
| 31064 | Pangaro Wealth Management Llc CRD 342241 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/21/2026 | ☆ | ||
| 31065 | Para Capital Group, Llc CRD 343839 | Cheyenne, WY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/11/2026 | ☆ | |
| 31066 | Paraclete Life Planning L.L.C. CRD 325341 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 10/24/2025 | ☆ | ||
| 31067 | Paredes Capital Llc CRD 330279 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/27/2026 | ☆ | ||
| 31068 | Parks Wealth Management Llc CRD 339555 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 11/19/2025 | ☆ | ||
| 31069 | Parzych Financial Planning, Llc CRD 340083 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/04/2026 | ☆ | ||
| 31070 | Patel, Stephen Rasik CRD 335296 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 09/07/2026 | ☆ | |
| 31071 | Patina Financial Partners, Llc CRD 339516 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 01/12/2026 | ☆ | ||
| 31072 | Patterson Strategic Equity Llc CRD 341329 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/08/2026 | ☆ | ||
| 31073 | Pax Horizon Wealth Management, Llc CRD 339680 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/03/2026 | ☆ | ||
| 31074 | Pcfo Capital, Llc CRD 336529 | St Charles, IL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/20/2026 | ☆ | |
| 31075 | Peace Of Mind Wealth Management Llc CRD 337623 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 07/11/2025 | ☆ | |
| 31076 | Peach Wealth Management, Llc CRD 339353 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/01/2026 | ☆ | ||
| 31077 | Peakstone Wealth Management, Llc CRD 226659 | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 05/07/2026 | ☆ | ||
| 31078 | Peninsula Equity Capital CRD 329144 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 01/30/2024 | ☆ | |
| 31079 | Penmar Advisors, Llc CRD 339676 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/20/2026 | ☆ | ||
| 31080 | Perla Wealth Llc CRD 343191 | Denver, CO | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 08/12/2026 | ☆ | |
| 31081 | Perpetuity Asset Management Inc CRD 105555 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 3 | 09/29/2026 | ☆ | |
| 31082 | Personal Econome, Llc CRD 304549 | Investment Adviser · Boutique (under $100M) | $0 | 4 | 0 | 1 | 08/14/2019 | ☆ | |
| 31083 | Personal Wealth Strategies Llc CRD 344140 | Hamilton, NJ | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/26/2026 | ☆ | |
| 31084 | Peter Nikola Pesic CRD 166198 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 10/01/2026 | ☆ | |
| 31085 | Peterkofsky, Roy Isaac CRD 310852 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 02/05/2026 | ☆ | |
| 31086 | Petrovich Capital Advisors Llc CRD 342028 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 10/02/2026 | ☆ | ||
| 31087 | Pezzi Private Capital Llc CRD 342609 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/20/2026 | ☆ | ||
| 31088 | Pezzi Wealth Management Llc CRD 338782 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/15/2026 | ☆ | ||
| 31089 | Pfs Signature Wealth Llc CRD 342913 | Tampa, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 7 | 06/26/2026 | ☆ | |
| 31090 | Phan, Tan, Minh CRD 297062 | Insurance-Affiliated · Boutique (under $100M) | $0 | 15 | 0 | 1 | 02/18/2026 | ☆ | |
| 31091 | Phil Advisors Llc CRD 339339 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 12/24/2025 | ☆ | ||
| 31092 | Philip J. Sagan Financial Consulting, Inc. CRD 130358 | Newton, MA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/14/2026 | ☆ | |
| 31093 | Phin Wealth Planning, Llc CRD 343067 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/03/2026 | ☆ | ||
| 31094 | Phoenix Financial Solutions, Inc. CRD 148796 | Greensboro, NC | Investment Adviser · Boutique (under $100M) | $0 | 5 | 0 | 1 | 03/27/2026 | ☆ |
| 31095 | Picacho Registered Investment Advisors Llc CRD 344639 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 5 | 09/23/2026 | ☆ | ||
| 31096 | Pilotai Wealth Llc CRD 337297 | Miami, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 05/27/2026 | ☆ | |
| 31097 | Pinecrest Advisory Services, Llc CRD 334030 | Dallas, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 08/20/2025 | ☆ | |
| 31098 | Pink Planning Llc CRD 342141 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/30/2026 | ☆ | ||
| 31099 | Pinkston Wealth, Llc CRD 343974 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/29/2026 | ☆ | ||
| 31100 | Pinnacle Treasury Investments, Llc CRD 305076 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 5 | 03/29/2026 | ☆ |