Investment advisers
45,254 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 29401 | Crescent Investment Solutions Llc CRD 331945 | Plano, TX | Wealth Manager · Boutique (under $100M) | $230K | 3 | 3 | 1 | 05/18/2026 | ☆ |
| 29402 | Midwest Wealth Management Inc CRD 306973 | Topeka, KS | Wealth Manager · Boutique (under $100M) | $230K | 10 | 10 | 2 | 03/27/2026 | ☆ |
| 29403 | B&E Financial, Llc CRD 336816 | Wealth Manager · Boutique (under $100M) | $230K | 3 | 1 | 02/23/2026 | ☆ | ||
| 29404 | Greenwood Investment Advisors, Llc CRD 327470 | Atlanta, GA | Wealth Manager · Boutique (under $100M) | $229K | 3,818 | 3,818 | 2 | 04/23/2026 | ☆ |
| 29405 | Daba Advisors Llc CRD 319371 | Miami, FL | Wealth Manager · Boutique (under $100M) | $228K | 137 | 137 | 1 | 03/06/2026 | ☆ |
| 29406 | E. Roger Financial Group, Llc CRD 157793 | Largo, MD | Insurance-Affiliated · Boutique (under $100M) | $226K | 1 | 1 | 1 | 03/29/2026 | ☆ |
| 29407 | Chaps Lifestyle Llc CRD 333806 | Wealth Manager · Boutique (under $100M) | $225K | 1 | 1 | 04/01/2026 | ☆ | ||
| 29408 | Malcolm Capital Management Llc CRD 322512 | Wealth Manager · Boutique (under $100M) | $223K | 6 | 1 | 03/31/2026 | ☆ | ||
| 29409 | Raymond R. Russo CRD 169518 | Insurance-Affiliated · Boutique (under $100M) | $223K | 4 | 1 | 01/30/2026 | ☆ | ||
| 29410 | Argus Efficient Capital, Llc CRD 331680 | Wealth Manager · Boutique (under $100M) | $223K | 13 | 13 | 1 | 04/07/2026 | ☆ | |
| 29411 | Primus Trust Llc CRD 292269 | Windermere, FL | Investment Adviser · Boutique (under $100M) | $222K | 1 | 1 | 1 | 03/24/2026 | ☆ |
| 29412 | Hillhurst Wealth Management Llc CRD 289433 | Wealth Manager · Boutique (under $100M) | $219K | 0 | 5 | 1 | 03/31/2026 | ☆ | |
| 29413 | Weinbaum, Shai CRD 167376 | Wealth Manager · Boutique (under $100M) | $219K | 6 | 6 | 1 | 03/31/2026 | ☆ | |
| 29414 | L & B Realty Advisors, Llp CRD 136654 | Dallas, TX | Private Fund Manager · Boutique (under $100M) | $219K | 12 | 1 | 70 | 03/20/2026 | ☆ |
| 29415 | Aris Alpha Llc CRD 335361 | Wealth Manager · Boutique (under $100M) | $217K | 4 | 1 | 04/20/2026 | ☆ | ||
| 29416 | Formynder Wealth Management, Llc CRD 335858 | Wealth Manager · Boutique (under $100M) | $216K | 8 | 5 | 1 | 09/04/2026 | ☆ | |
| 29417 | Lotus Oak Capital Institute CRD 339053 | Wealth Manager · Boutique (under $100M) | $215K | 0 | 2 | 1 | 03/18/2026 | ☆ | |
| 29418 | Scott Wayne Clampitt CRD 154214 | Wealth Manager · Boutique (under $100M) | $213K | 1 | 1 | 1 | 03/31/2026 | ☆ | |
| 29419 | Douglas Capital Advisors, Llc CRD 315059 | Manor, TX | Insurance-Affiliated · Boutique (under $100M) | $210K | 11 | 3 | 06/04/2026 | ☆ | |
| 29420 | First Perspective Capital Llc CRD 330353 | National Harbor, MD | Wealth Manager · Boutique (under $100M) | $210K | 5 | 4 | 1 | 03/31/2026 | ☆ |
| 29421 | Galvez Financial Llc CRD 334391 | Parrish, FL | Insurance-Affiliated · Boutique (under $100M) | $209K | 10 | 17 | 1 | 07/28/2026 | ☆ |
| 29422 | Hirschi Hart Management Llc CRD 341429 | Private Fund Manager · Boutique (under $100M) | $208K | 1 | 1 | 1 | 09/15/2026 | ☆ | |
| 29423 | 401 K Advisory Group, Inc. CRD 152290 | Institutional / Pension Advisor · Boutique (under $100M) | $205K | 1 | 1 | 03/01/2024 | ☆ | ||
| 29424 | Brightpath Financial Advisors, Llc CRD 327329 | Wealth Manager · Boutique (under $100M) | $204K | 2 | 3 | 1 | 08/27/2025 | ☆ | |
| 29425 | Alphaplus Investment Management Llc CRD 290101 | Wealth Manager · Boutique (under $100M) | $204K | 8 | 8 | 1 | 03/31/2025 | ☆ | |
| 29426 | Equity X Investments, Llc CRD 332527 | Investment Adviser · Boutique (under $100M) | $203K | 4 | 4 | 1 | 09/11/2026 | ☆ | |
| 29427 | Mcclure Private Wealth, Llc CRD 338317 | Wealth Manager · Boutique (under $100M) | $202K | 1 | 1 | 1 | 01/26/2026 | ☆ | |
| 29428 | Jp Law And Wealth Advisors Pllc CRD 314722 | Maitland, FL | Insurance-Affiliated · Boutique (under $100M) | $201K | 5 | 5 | 1 | 01/08/2026 | ☆ |
| 29429 | A.G. Advisory Firm, Llc CRD 337222 | Wealth Manager · Boutique (under $100M) | $200K | 2 | 1 | 07/07/2026 | ☆ | ||
| 29430 | Fenway Financial, Llc CRD 308077 | Wealth Manager · Boutique (under $100M) | $200K | 1 | 1 | 1 | 08/04/2026 | ☆ | |
| 29431 | Four Barrel Capital, Llc CRD 309666 | Wealth Manager · Boutique (under $100M) | $200K | 5 | 1 | 04/06/2026 | ☆ | ||
| 29432 | Kadra, Peter S. CRD 319519 | Wealth Manager · Boutique (under $100M) | $200K | 1 | 1 | 03/28/2024 | ☆ | ||
| 29433 | Mmm Capital Ventures Llc CRD 336015 | Wealth Manager · Boutique (under $100M) | $200K | 18 | 33 | 2 | 08/15/2026 | ☆ | |
| 29434 | Ravenwood Capital Management, Llc CRD 226679 | Wealth Manager · Boutique (under $100M) | $200K | 4 | 4 | 1 | 04/01/2026 | ☆ | |
| 29435 | Springboard Financial Services Llc CRD 323793 | Wealth Manager · Boutique (under $100M) | $200K | 8 | 12 | 1 | 03/30/2026 | ☆ | |
| 29436 | Texas First Investment Management Company, Lp CRD 132907 | Wealth Manager · Boutique (under $100M) | $200K | 2 | 1 | 03/31/2026 | ☆ | ||
| 29437 | Tsn Management Inc. CRD 300102 | Wealth Manager · Boutique (under $100M) | $200K | 2 | 2 | 1 | 03/19/2026 | ☆ | |
| 29438 | Munifi, Llc CRD 331613 | Hermosa Beach, CA | Wealth Manager · Boutique (under $100M) | $198K | 7 | 7 | 1 | 03/09/2026 | ☆ |
| 29439 | Unlock Investments Llc CRD 327987 | Insurance-Affiliated · Boutique (under $100M) | $197K | 3 | 3 | 1 | 05/24/2026 | ☆ | |
| 29440 | Glenn Dobbins Agency Inc CRD 166706 | Taylor, MI | Insurance-Affiliated · Boutique (under $100M) | $194K | 5 | 5 | 1 | 01/09/2026 | ☆ |
| 29441 | Realm Financial Planning CRD 334158 | Tulsa, OK | Wealth Manager · Boutique (under $100M) | $194K | 6 | 1 | 06/10/2026 | ☆ | |
| 29442 | Wealth Development Financial Solutions, Llc CRD 314504 | Wealth Manager · Boutique (under $100M) | $193K | 8 | 1 | 03/31/2026 | ☆ | ||
| 29443 | Godbole Anil Vasant CRD 148800 | Wealth Manager · Boutique (under $100M) | $193K | 1 | 1 | 05/21/2026 | ☆ | ||
| 29444 | Royal Investment Adviser Inc CRD 305333 | Private Fund Manager · Boutique (under $100M) | $193K | 1 | 1 | 1 | 04/30/2026 | ☆ | |
| 29445 | N CRD 326836 | Wealth Manager · Boutique (under $100M) | $190K | 18 | 18 | 3 | 02/16/2026 | ☆ | |
| 29446 | Capital Solutions Advisors, Llc CRD 324859 | Durham, NC | Wealth Manager · Boutique (under $100M) | $190K | 13 | 22 | 1 | 09/21/2026 | ☆ |
| 29447 | Redspire Wealth Management, Llc CRD 338050 | Wealth Manager · Boutique (under $100M) | $189K | 2 | 2 | 1 | 01/26/2026 | ☆ | |
| 29448 | Prudent Prosperity Of Texas, Llc CRD 333659 | Little Elm, TX | Wealth Manager · Boutique (under $100M) | $188K | 3 | 7 | 1 | 03/30/2026 | ☆ |
| 29449 | Infinite Spring Asset Management, Llc CRD 328456 | Wealth Manager · Boutique (under $100M) | $187K | 5 | 5 | 1 | 01/20/2026 | ☆ | |
| 29450 | N CRD 318725 | Wealth Manager · Boutique (under $100M) | $187K | 1 | 5 | 2 | 01/22/2025 | ☆ |