Daba Advisors Llc
- Regulatory AUM
- $228K
- Discretionary
- $228K
- Clients
- 137
- Avg AUM / client
- $1.7K
- Accounts
- 137
- Employees
- 1
AUM over time
Annual snapshots from Form ADV filings · as of Mar 06, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 136 | $134K | 58.7% |
| High net worth individuals | 1 | $94.3K | 41.3% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Boum Iii Jr, Fnu | Ceo/Cco | Feb 2022 (5y) | ≈ 37.5% – 75% via Daba Markets Inc | |
| Miclet, Anthony | Coo | Feb 2022 (5y) | ≈ 18.75% – 50% via Daba Markets Inc | |
| Xolani Ndlovu | Registered representative | Mar 2024 (2y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Daba Markets Inc | Owner | Feb 2022 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Boum Iii Jr, Fnu: 50% – 75% of Daba Markets Inc × 75% – 100% direct ≈ 37.5% – 75% of the firm
- Miclet, Anthony: 25% – 50% of Daba Markets Inc × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/06/2026 | 900 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Subscription fees
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Boa Capital Securities $210K (92% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 06, 2026.
View current Form ADV (SEC/IAPD) ↗