Investment advisers
45,254 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 29351 | Pmc Wealth, Llc CRD 332215 | Clarence, NY | Wealth Manager · Boutique (under $100M) | $280K | 3 | 1 | 10/07/2026 | ☆ | |
| 29352 | Kerns Legacy Planning Llc CRD 340407 | Phoenix, AZ | Wealth Manager · Boutique (under $100M) | $277K | 4 | 5 | 1 | 08/13/2026 | ☆ |
| 29353 | Bardi Co. Llc CRD 166134 | Los Angeles, CA | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $275K | 1 | 1 | 10 | 04/30/2026 | ☆ |
| 29354 | Barretto, Joseph Nievera CRD 308998 | Santa Ana, CA | Insurance-Affiliated · Boutique (under $100M) | $274K | 2 | 2 | 1 | 02/03/2026 | ☆ |
| 29355 | Ascend Private Wealth Management CRD 334750 | Wealth Manager · Boutique (under $100M) | $273K | 2 | 2 | 1 | 04/03/2026 | ☆ | |
| 29356 | Taub Investment Planning Services Llc CRD 322362 | Wealth Manager · Boutique (under $100M) | $273K | 1 | 1 | 1 | 02/23/2026 | ☆ | |
| 29357 | Capitalwize, Llc CRD 288124 | Atlanta, GA | Wealth Manager · Boutique (under $100M) | $272K | 101 | 101 | 8 | 06/22/2026 | ☆ |
| 29358 | Visionary Wealth Management Llc CRD 152692 | Wealth Manager · Boutique (under $100M) | $271K | 7 | 7 | 1 | 06/05/2026 | ☆ | |
| 29359 | Harlig Financials Llc CRD 335800 | Insurance-Affiliated · Boutique (under $100M) | $270K | 0 | 3 | 1 | 10/07/2026 | ☆ | |
| 29360 | M Virtue Llc CRD 332504 | Albany, NY | Wealth Manager · Boutique (under $100M) | $270K | 20 | 20 | 1 | 09/17/2026 | ☆ |
| 29361 | Pacific Equity Advisors Llc CRD 328540 | La Jolla, CA | Wealth Manager · Boutique (under $100M) | $268K | 1 | 1 | 03/19/2026 | ☆ | |
| 29362 | Heritage Hill Adviser CRD 312077 | Wealth Manager · Boutique (under $100M) | $268K | 7 | 9 | 1 | 01/31/2026 | ☆ | |
| 29363 | York Wealth Management, Llc CRD 331730 | Wealth Manager · Boutique (under $100M) | $267K | 6 | 13 | 1 | 01/09/2026 | ☆ | |
| 29364 | Brookwood Financial Services, Llc CRD 329624 | Oscoda, MI | Insurance-Affiliated · Boutique (under $100M) | $266K | 5 | 5 | 1 | 03/02/2026 | ☆ |
| 29365 | Peoples Savings Wealth Management Llc CRD 328711 | Hermann, MO | Bank · Boutique (under $100M) | $265K | 3 | 3 | 1 | 03/03/2026 | ☆ |
| 29366 | Conaghan, Alexander Christopher CRD 171531 | Wealth Manager · Boutique (under $100M) | $263K | 1 | 1 | 1 | 03/28/2026 | ☆ | |
| 29367 | Gray Lake Advisors Llc CRD 332942 | Wealth Manager · Boutique (under $100M) | $262K | 3 | 1 | 03/29/2025 | ☆ | ||
| 29368 | New Wave Financial Llc CRD 309444 | Wealth Manager · Boutique (under $100M) | $261K | 5 | 6 | 1 | 03/30/2026 | ☆ | |
| 29369 | 1 Timothy 6 V 7 Llc CRD 317642 | Private Fund Manager · Boutique (under $100M) | $261K | 1 | 1 | 1 | 04/02/2024 | ☆ | |
| 29370 | Garrett Capital Private Equity Llc CRD 159567 | Private Fund Manager · Boutique (under $100M) | $261K | 4 | 4 | 1 | 03/12/2026 | ☆ | |
| 29371 | Sanostro Ag CRD 290214 | Zug | Wealth Manager · Boutique (under $100M) | $260K | 5 | 1 | 2 | 08/28/2026 | ☆ |
| 29372 | Sagebrush Wealth Partners Llc CRD 341168 | Wealth Manager · Boutique (under $100M) | $260K | 13 | 24 | 1 | 07/23/2026 | ☆ | |
| 29373 | Dylan Lund Financial, Llc CRD 338864 | Wealth Manager · Boutique (under $100M) | $259K | 2 | 9 | 1 | 04/01/2026 | ☆ | |
| 29374 | Millennial Financial Planning Llc CRD 338075 | Wealth Manager · Boutique (under $100M) | $256K | 5 | 1 | 03/20/2026 | ☆ | ||
| 29375 | Mostt Inc. CRD 332063 | Sherman Oaks, CA | Wealth Manager · Boutique (under $100M) | $254K | 1,230 | 1,230 | 4 | 03/09/2026 | ☆ |
| 29376 | Premier Investment Services Llc CRD 314359 | Wealth Manager · Boutique (under $100M) | $253K | 6 | 6 | 3 | 02/27/2026 | ☆ | |
| 29377 | Daxmar Engineering Inc CRD 290436 | Wealth Manager · Boutique (under $100M) | $252K | 0 | 2 | 1 | 02/08/2026 | ☆ | |
| 29378 | Youhe Advisors Llc CRD 289259 | New York, NY | Insurance-Affiliated · Boutique (under $100M) | $252K | 0 | 2 | 1 | 12/03/2025 | ☆ |
| 29379 | 1 Stto50 Th Llc CRD 328769 | Kailua, HI | Insurance-Affiliated · Boutique (under $100M) | $252K | 1 | 4 | 1 | 03/31/2025 | ☆ |
| 29380 | Bargeld Financial, Llc CRD 327633 | Media, PA | Insurance-Affiliated · Boutique (under $100M) | $251K | 8 | 15 | 1 | 03/31/2026 | ☆ |
| 29381 | Most Capital Llc CRD 304451 | Woodland Hills, CA | Wealth Manager · Boutique (under $100M) | $250K | 1 | 1 | 1 | 07/06/2026 | ☆ |
| 29382 | Prima Innotech, Llc CRD 270007 | Wealth Manager · Boutique (under $100M) | $250K | 1 | 1 | 1 | 03/17/2026 | ☆ | |
| 29383 | Primefid Advisors Llc CRD 300231 | Investment Adviser · Boutique (under $100M) | $250K | 2 | 2 | 1 | 03/31/2025 | ☆ | |
| 29384 | Blue Compass Wealth Management, Llc CRD 323213 | Brandon, FL | Wealth Manager · Boutique (under $100M) | $247K | 3 | 9 | 1 | 03/31/2026 | ☆ |
| 29385 | Summit Wealth Management Llc CRD 318361 | Insurance-Affiliated · Boutique (under $100M) | $246K | 1 | 1 | 01/15/2026 | ☆ | ||
| 29386 | Wca Advisors, Llc CRD 325342 | Miami, FL | Wealth Manager · Boutique (under $100M) | $245K | 5 | 5 | 1 | 09/08/2026 | ☆ |
| 29387 | Sfg Wealth Management Llc CRD 336422 | Grove City, OH | Wealth Manager · Boutique (under $100M) | $245K | 7 | 7 | 1 | 05/07/2026 | ☆ |
| 29388 | Gamboa Capital Management Inc. CRD 110201 | San Antonio, TX | Wealth Manager · Boutique (under $100M) | $245K | 6 | 1 | 06/26/2023 | ☆ | |
| 29389 | Angelus Wealth, Llc CRD 328571 | Sugar Land, TX | Wealth Manager · Boutique (under $100M) | $245K | 6 | 1 | 06/18/2026 | ☆ | |
| 29390 | Tm Wealth Management, Llc CRD 310993 | Wealth Manager · Boutique (under $100M) | $244K | 6 | 6 | 1 | 06/25/2026 | ☆ | |
| 29391 | Conceptum Strategies Llc CRD 338635 | San Antonio, TX | Wealth Manager · Boutique (under $100M) | $244K | 7 | 7 | 1 | 10/05/2026 | ☆ |
| 29392 | Hicks Management & Financial Services, Llc CRD 309799 | Wealth Manager · Boutique (under $100M) | $240K | 9 | 1 | 03/30/2025 | ☆ | ||
| 29393 | Affluence Investing Llc CRD 339023 | Wealth Manager · Boutique (under $100M) | $238K | 5 | 1 | 09/16/2026 | ☆ | ||
| 29394 | Li Wealth Management Inc CRD 331924 | Melville, NY | Wealth Manager · Boutique (under $100M) | $235K | 24 | 24 | 1 | 03/05/2026 | ☆ |
| 29395 | Mechanical Financial, Llc CRD 319279 | Wealth Manager · Boutique (under $100M) | $234K | 6 | 7 | 1 | 06/22/2026 | ☆ | |
| 29396 | Wellness Investment Advisers Llc CRD 282042 | Wealth Manager · Boutique (under $100M) | $234K | 124 | 2 | 4 | 02/24/2026 | ☆ | |
| 29397 | Engel Capital Llc CRD 312646 | Wealth Manager · Boutique (under $100M) | $234K | 13 | 13 | 1 | 04/01/2025 | ☆ | |
| 29398 | Mcgehee Capital Management, Inc CRD 316733 | Wealth Manager · Boutique (under $100M) | $233K | 2 | 2 | 1 | 03/10/2026 | ☆ | |
| 29399 | True North Advisory, Llc CRD 287639 | Wealth Manager · Boutique (under $100M) | $233K | 4 | 6 | 1 | 03/31/2026 | ☆ | |
| 29400 | Clark Financial Llc CRD 151339 | Wealth Manager · Boutique (under $100M) | $230K | 7 | 7 | 1 | 01/04/2025 | ☆ |