Investment advisers
44,659 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 29301 | Texas First Investment Management Company, Lp CRD 132907 | Wealth Manager · Boutique (under $100M) | $200K | 2 | 1 | 03/31/2026 | ☆ | ||
| 29302 | Tsn Management Inc. CRD 300102 | Wealth Manager · Boutique (under $100M) | $200K | 2 | 2 | 1 | 03/19/2026 | ☆ | |
| 29303 | Munifi, Llc CRD 331613 | Hermosa Beach, CA | Wealth Manager · Boutique (under $100M) | $198K | 7 | 7 | 1 | 03/09/2026 | ☆ |
| 29304 | Unlock Investments Llc CRD 327987 | Insurance-Affiliated · Boutique (under $100M) | $197K | 3 | 3 | 1 | 05/24/2026 | ☆ | |
| 29305 | Glenn Dobbins Agency Inc CRD 166706 | Taylor, MI | Insurance-Affiliated · Boutique (under $100M) | $194K | 5 | 5 | 1 | 01/09/2026 | ☆ |
| 29306 | Realm Financial Planning CRD 334158 | Tulsa, OK | Wealth Manager · Boutique (under $100M) | $194K | 6 | 1 | 06/10/2026 | ☆ | |
| 29307 | Wealth Development Financial Solutions, Llc CRD 314504 | Wealth Manager · Boutique (under $100M) | $193K | 8 | 1 | 03/31/2026 | ☆ | ||
| 29308 | Godbole Anil Vasant CRD 148800 | Wealth Manager · Boutique (under $100M) | $193K | 1 | 1 | 05/21/2026 | ☆ | ||
| 29309 | Royal Investment Adviser Inc CRD 305333 | Private Fund Manager · Boutique (under $100M) | $193K | 1 | 1 | 1 | 04/30/2026 | ☆ | |
| 29310 | N CRD 326836 | Wealth Manager · Boutique (under $100M) | $190K | 18 | 18 | 3 | 02/16/2026 | ☆ | |
| 29311 | Redspire Wealth Management, Llc CRD 338050 | Wealth Manager · Boutique (under $100M) | $189K | 2 | 2 | 1 | 01/26/2026 | ☆ | |
| 29312 | Prudent Prosperity Of Texas, Llc CRD 333659 | Little Elm, TX | Wealth Manager · Boutique (under $100M) | $188K | 3 | 7 | 1 | 03/30/2026 | ☆ |
| 29313 | Infinite Spring Asset Management, Llc CRD 328456 | Wealth Manager · Boutique (under $100M) | $187K | 5 | 5 | 1 | 01/20/2026 | ☆ | |
| 29314 | N CRD 318725 | Wealth Manager · Boutique (under $100M) | $187K | 1 | 5 | 2 | 01/22/2025 | ☆ | |
| 29315 | Corvus Financial Llc CRD 157694 | Mutual Fund / Asset Manager · Boutique (under $100M) | $186K | 1 | 1 | 1 | 08/31/2023 | ☆ | |
| 29316 | Arena Advisors Llc CRD 304955 | Wealth Manager · Boutique (under $100M) | $185K | 1 | 1 | 1 | 05/19/2026 | ☆ | |
| 29317 | Lindy Wealth, Llc CRD 335277 | Wealth Manager · Boutique (under $100M) | $183K | 1 | 1 | 03/30/2026 | ☆ | ||
| 29318 | Dunedain Capital L.L.C. CRD 326651 | Private Fund Manager · Boutique (under $100M) | $181K | 1 | 1 | 1 | 01/12/2026 | ☆ | |
| 29319 | Investment Dept., Llc CRD 323653 | Wealth Manager · Boutique (under $100M) | $180K | 1 | 1 | 1 | 05/20/2026 | ☆ | |
| 29320 | Gladiator Capital Management, Llc CRD 307616 | Wealth Manager · Boutique (under $100M) | $180K | 1 | 1 | 1 | 06/11/2024 | ☆ | |
| 29321 | Resource Capital Management, Llc CRD 162781 | Reno, NV | Wealth Manager · Boutique (under $100M) | $180K | 1 | 1 | 1 | 01/22/2026 | ☆ |
| 29322 | Aesop Advisor, Llc CRD 301160 | Wealth Manager · Boutique (under $100M) | $177K | 5 | 17 | 1 | 03/14/2026 | ☆ | |
| 29323 | Strategic International Limited CRD 287914 | Wealth Manager · Boutique (under $100M) | $177K | 2 | 2 | 1 | 03/30/2026 | ☆ | |
| 29324 | Boggess Asset Management Llc CRD 319387 | West Palm Beach, FL | Private Fund Manager · Boutique (under $100M) | $175K | 1 | 1 | 3 | 02/12/2025 | ☆ |
| 29325 | Scruby, Sean Jordan CRD 329714 | Wealth Manager · Boutique (under $100M) | $175K | 0 | 5 | 1 | 01/20/2026 | ☆ | |
| 29326 | Global Fiduciary Partners Llc CRD 336409 | Dallas, TX | Wealth Manager · Boutique (under $100M) | $174K | 6 | 1 | 05/18/2026 | ☆ | |
| 29327 | Calabash Asset Management, Llc CRD 287793 | Private Fund Manager · Boutique (under $100M) | $173K | 17 | 17 | 2 | 03/26/2026 | ☆ | |
| 29328 | The $ Coach, Llc CRD 159557 | Wealth Manager · Boutique (under $100M) | $173K | 3 | 4 | 1 | 04/06/2026 | ☆ | |
| 29329 | Exds Capital Llc CRD 338093 | Wealth Manager · Boutique (under $100M) | $172K | 0 | 3 | 1 | 03/20/2026 | ☆ | |
| 29330 | Evans Capital Partners Llc CRD 323000 | Wealth Manager · Boutique (under $100M) | $170K | 4 | 4 | 1 | 05/14/2026 | ☆ | |
| 29331 | Robert G Burns Llc CRD 307597 | Insurance-Affiliated · Boutique (under $100M) | $170K | 1 | 1 | 1 | 06/27/2025 | ☆ | |
| 29332 | Mcap Investment Management, Llc CRD 336859 | Woodstock, GA | Wealth Manager · Boutique (under $100M) | $169K | 1 | 1 | 2 | 03/26/2026 | ☆ |
| 29333 | 5 Thn Financial Llc CRD 286020 | Wealth Manager · Boutique (under $100M) | $167K | 3 | 6 | 1 | 02/16/2026 | ☆ | |
| 29334 | Critical Mass Financial, Llc CRD 336193 | Wealth Manager · Boutique (under $100M) | $167K | 1 | 1 | 1 | 02/17/2026 | ☆ | |
| 29335 | Shikhara Capital (Hong Kong) Private Limited (Company) CRD 332188 | Hong Kong | Private Fund Manager · Boutique (under $100M) | $164K | 5 | 5 | 9 | 07/30/2026 | ☆ |
| 29336 | Venables Financial Solutions, Llc CRD 332371 | Wealth Manager · Boutique (under $100M) | $164K | 7 | 6 | 1 | 01/13/2026 | ☆ | |
| 29337 | Taher Financial Planning CRD 288081 | Brooklyn, NY | Wealth Manager · Boutique (under $100M) | $162K | 9 | 13 | 1 | 03/31/2026 | ☆ |
| 29338 | Foresight Investment Advisors, Llc CRD 155800 | Hot Springs, AR | Wealth Manager · Boutique (under $100M) | $161K | 3 | 4 | 03/20/2026 | ☆ | |
| 29339 | Auri Holdings, Inc. CRD 336818 | Wealth Manager · Boutique (under $100M) | $160K | 0 | 6 | 1 | 03/23/2026 | ☆ | |
| 29340 | Tactical Financial Planning Inc CRD 335276 | Malabar, FL | Wealth Manager · Boutique (under $100M) | $158K | 0 | 5 | 1 | 07/13/2026 | ☆ |
| 29341 | Tradespro Llc CRD 336150 | Addison, TX | Wealth Manager · Boutique (under $100M) | $158K | 5 | 1 | 03/22/2026 | ☆ | |
| 29342 | Eia Investments Llc CRD 314532 | Salisbury, CT | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $154K | 1 | 1 | 1 | 03/24/2025 | ☆ |
| 29343 | Equity X Investments, Llc CRD 332527 | Sacramento, CA | Investment Adviser · Boutique (under $100M) | $153K | 2 | 2 | 1 | 04/01/2026 | ☆ |
| 29344 | Gary Fabian And Associates Incorporated CRD 123951 | Wealth Manager · Boutique (under $100M) | $153K | 5 | 9 | 0 | 03/28/2024 | ☆ | |
| 29345 | Cloud Peak Advisors Llc CRD 293021 | Wealth Manager · Boutique (under $100M) | $153K | 2 | 1 | 1 | 02/15/2023 | ☆ | |
| 29346 | Artizan Wealth Management Llc CRD 342327 | Wealth Manager · Boutique (under $100M) | $152K | 0 | 4 | 2 | 08/05/2026 | ☆ | |
| 29347 | Penmar Wealth Management Llc CRD 338462 | Wealth Manager · Boutique (under $100M) | $151K | 2 | 2 | 2 | 08/14/2026 | ☆ | |
| 29348 | Lowercase Capital, Llc CRD 299880 | Wealth Manager · Boutique (under $100M) | $151K | 6 | 6 | 1 | 03/31/2026 | ☆ | |
| 29349 | Khalis Financial Advisors Llc CRD 323950 | Institutional / Pension Advisor · Boutique (under $100M) | $150K | 1 | 1 | 1 | 02/18/2026 | ☆ | |
| 29350 | Endurance Private Investments Manager, Llc CRD 175235 | Tucson, AZ | Private Fund Manager · Boutique (under $100M) | $150K | 1 | 1 | 1 | 03/25/2026 | ☆ |