Investment advisers
45,254 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 29301 | Skyy Financial Group, Llc CRD 282593 | Investment Adviser · Boutique (under $100M) | $335K | 2 | 2 | 1 | 01/08/2026 | ☆ | |
| 29302 | Donald Winston Traylor CRD 141826 | Wealth Manager · Boutique (under $100M) | $334K | 2 | 4 | 1 | 03/18/2026 | ☆ | |
| 29303 | Trove, Llc CRD 329819 | Wealth Manager · Boutique (under $100M) | $332K | 2 | 2 | 2 | 03/27/2025 | ☆ | |
| 29304 | Yams, Llc CRD 290137 | Wealth Manager · Boutique (under $100M) | $330K | 6 | 6 | 1 | 03/30/2026 | ☆ | |
| 29305 | Zou Capital Management Llc CRD 319375 | Wealth Manager · Boutique (under $100M) | $330K | 7 | 7 | 1 | 02/01/2023 | ☆ | |
| 29306 | Richards Financial Planning, Llc CRD 306087 | Houston, TX | Insurance-Affiliated · Boutique (under $100M) | $330K | 2 | 2 | 1 | 10/27/2025 | ☆ |
| 29307 | Corsano, Stephen Anthony CRD 269935 | Wealth Manager · Boutique (under $100M) | $325K | 5 | 1 | 06/08/2026 | ☆ | ||
| 29308 | Us Freedom Capital Advisors Llc CRD 283481 | Richardson, TX | Investment Adviser · Boutique (under $100M) | $325K | 16 | 16 | 1 | 04/25/2026 | ☆ |
| 29309 | Fortress Family Asset Management Llc CRD 336378 | Insurance-Affiliated · Boutique (under $100M) | $325K | 3 | 4 | 1 | 08/14/2026 | ☆ | |
| 29310 | Gates Wealth Group, Llc CRD 322129 | Green Island, NY | Wealth Manager · Boutique (under $100M) | $323K | 4 | 6 | 1 | 03/21/2026 | ☆ |
| 29311 | Millennium Global Advisors, Llc CRD 159193 | Wealth Manager · Boutique (under $100M) | $322K | 7 | 7 | 1 | 10/17/2024 | ☆ | |
| 29312 | Elite Tamp Llc CRD 327535 | Carmel By The Sea, CA | Investment Adviser · Boutique (under $100M) | $322K | 1 | 2 | 1 | 09/09/2026 | ☆ |
| 29313 | Waltium Investment Advisors Llc CRD 324406 | Wealth Manager · Boutique (under $100M) | $321K | 0 | 1 | 1 | 08/25/2026 | ☆ | |
| 29314 | Skysphere Llc CRD 162967 | San Jose, CA | Wealth Manager · Boutique (under $100M) | $320K | 8 | 1 | 03/30/2026 | ☆ | |
| 29315 | Bull & Bear Capital Advisors, Llc CRD 137453 | Jacksonville, FL | Wealth Manager · Boutique (under $100M) | $317K | 0 | 3 | 1 | 04/01/2026 | ☆ |
| 29316 | Connolly, Shawn, Lawrence CRD 155240 | Wealth Manager · Boutique (under $100M) | $316K | 7 | 7 | 1 | 06/23/2026 | ☆ | |
| 29317 | Five Point Investments Llc CRD 336858 | Wealth Manager · Boutique (under $100M) | $315K | 1 | 1 | 06/23/2026 | ☆ | ||
| 29318 | Phillips Capital, Llc CRD 312403 | Wealth Manager · Boutique (under $100M) | $314K | 12 | 12 | 1 | 02/07/2026 | ☆ | |
| 29319 | Unifimoney Ria Qozb, Llc CRD 328842 | Austin, TX | Wealth Manager · Boutique (under $100M) | $314K | 460 | 463 | 5 | 04/22/2026 | ☆ |
| 29320 | Mozella Asset Management Llc CRD 336501 | St. Petersburg, FL | Wealth Manager · Boutique (under $100M) | $313K | 3 | 7 | 1 | 04/01/2026 | ☆ |
| 29321 | Mdo Financial Planning, Llc CRD 319059 | Wealth Manager · Boutique (under $100M) | $312K | 6 | 6 | 1 | 03/30/2026 | ☆ | |
| 29322 | New Jam Financial Strategists, Llc CRD 133631 | Insurance-Affiliated · Boutique (under $100M) | $310K | 3 | 3 | 1 | 03/31/2026 | ☆ | |
| 29323 | Aureana Capital Management, Llc CRD 154124 | Private Fund Manager · Boutique (under $100M) | $308K | 1 | 1 | 1 | 08/18/2026 | ☆ | |
| 29324 | Sandlot Private Wealth Llc CRD 335925 | Orem, UT | Wealth Manager · Boutique (under $100M) | $305K | 5 | 21 | 4 | 09/14/2026 | ☆ |
| 29325 | J Kaiser Management, Llc CRD 307968 | Wealth Manager · Boutique (under $100M) | $305K | 14 | 14 | 1 | 04/30/2026 | ☆ | |
| 29326 | Reaching Upward Financial Solutions Llc CRD 324781 | Insurance-Affiliated · Boutique (under $100M) | $304K | 3 | 3 | 1 | 01/20/2026 | ☆ | |
| 29327 | Sundial Capital Management, L.P. CRD 117461 | Arlington, TX | Private Fund Manager · Boutique (under $100M) | $304K | 1 | 1 | 1 | 04/04/2025 | ☆ |
| 29328 | Kane Capital Advisors Llc CRD 343226 | Wealth Manager · Boutique (under $100M) | $304K | 9 | 20 | 1 | 09/08/2026 | ☆ | |
| 29329 | Norcross Capital Management Llc CRD 325410 | Wealth Manager · Boutique (under $100M) | $303K | 4 | 5 | 1 | 03/24/2026 | ☆ | |
| 29330 | Robinson Wealth And Financial Planning Llc CRD 334229 | Wealth Manager · Boutique (under $100M) | $303K | 7 | 7 | 1 | 01/12/2026 | ☆ | |
| 29331 | Kastler Consulting Group, Llc D.B.A. Kastler Financial Planning CRD 330030 | Wealth Manager · Boutique (under $100M) | $302K | 5 | 5 | 1 | 01/14/2026 | ☆ | |
| 29332 | Able Financial Planning Inc. CRD 283753 | West Brookfield, MA | Insurance-Affiliated · Boutique (under $100M) | $300K | 6 | 6 | 1 | 08/23/2023 | ☆ |
| 29333 | East Shore Advisors, Llc CRD 306788 | Wealth Manager · Boutique (under $100M) | $300K | 3 | 7 | 1 | 06/07/2025 | ☆ | |
| 29334 | Quahog Investments Llc CRD 337558 | Wealth Manager · Boutique (under $100M) | $300K | 5 | 5 | 1 | 02/03/2026 | ☆ | |
| 29335 | Solution Factory, Llc CRD 324069 | Wealth Manager · Boutique (under $100M) | $300K | 1 | 1 | 1 | 08/01/2025 | ☆ | |
| 29336 | Sword And Shield Solutions Llc CRD 333123 | Insurance-Affiliated · Boutique (under $100M) | $300K | 1 | 1 | 1 | 03/24/2026 | ☆ | |
| 29337 | Iridescent Capital Management Llc CRD 334988 | Wealth Manager · Boutique (under $100M) | $297K | 4 | 9 | 1 | 04/01/2026 | ☆ | |
| 29338 | Lock Wealth Management Llc CRD 333242 | Wealth Manager · Boutique (under $100M) | $296K | 6 | 5 | 1 | 03/16/2026 | ☆ | |
| 29339 | Marshall Financial Llc CRD 333186 | Insurance-Affiliated · Boutique (under $100M) | $295K | 20 | 20 | 1 | 03/23/2026 | ☆ | |
| 29340 | Hypo Financial Services And Investment Adviser CRD 165439 | Yorba Linda, CA | Insurance-Affiliated · Boutique (under $100M) | $294K | 17 | 17 | 1 | 07/15/2026 | ☆ |
| 29341 | Maway Llc CRD 291892 | Miami, FL | Wealth Manager · Boutique (under $100M) | $294K | 4 | 1 | 03/28/2019 | ☆ | |
| 29342 | Creative Financial Strategies, Inc. CRD 116962 | Littleton, NH | Insurance-Affiliated · Boutique (under $100M) | $293K | 11 | 10 | 1 | 03/30/2026 | ☆ |
| 29343 | Financial Empowerment Llc CRD 328342 | Wealth Manager · Boutique (under $100M) | $293K | 4 | 1 | 10/04/2026 | ☆ | ||
| 29344 | Kingsmore Wealth Management, Llc CRD 306722 | Wealth Manager · Boutique (under $100M) | $293K | 1 | 1 | 1 | 03/04/2026 | ☆ | |
| 29345 | Williams, Vincent Raynard CRD 134656 | El Segundo, CA | Insurance-Affiliated · Boutique (under $100M) | $290K | 2 | 2 | 1 | 05/13/2026 | ☆ |
| 29346 | Gold Path Investment Group CRD 324590 | Wealth Manager · Boutique (under $100M) | $288K | 0 | 4 | 3 | 06/15/2026 | ☆ | |
| 29347 | Vancuyk Holdings Llc CRD 331030 | Wealth Manager · Boutique (under $100M) | $287K | 6 | 6 | 1 | 11/18/2025 | ☆ | |
| 29348 | Belov Consulting Llc CRD 334385 | Wealth Manager · Boutique (under $100M) | $285K | 8 | 1 | 03/13/2026 | ☆ | ||
| 29349 | Adi Mahajan Cpa Pc CRD 334894 | Research Triangle Park, NC | Wealth Manager · Boutique (under $100M) | $284K | 0 | 1 | 1 | 09/23/2026 | ☆ |
| 29350 | Hudson House Capital Incorporated CRD 335654 | London | Wealth Manager · Boutique (under $100M) | $280K | 1 | 2 | 08/25/2026 | ☆ |