Unifimoney Ria Qozb, Llc
- Regulatory AUM
- $314K
- Discretionary
- $112K
- Clients
- 460
- Avg AUM / client
- $682
- Accounts
- 463
- Employees
- 5
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 22, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 460 | $314K | 100.0% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Soppitt, Benjamin, James Joseph | Ceo | Apr 2020 (6y) | ≈ 2.5% – 12.5% via Unifimoney, Inc | |
| Palmer, Bradley, Carl | Managing Member | Sep 2023 (3y) | ≈ 56.25% – 100% via Palm Qof 2022 Llc | |
| Webb, Miles, Robert | Chief Compliance Officer | Sep 2023 (3y) | Less than 5% | |
| Justin Lamar Ross | Registered representative | Feb 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Palm Qof 2022 Llc | Member | Sep 2023 | A | 75% or more |
| Unifimoney, Inc | Member | Sep 2023 | A | 10% – 25% |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Soppitt, Benjamin, James Joseph: 25% – 50% of Unifimoney, Inc × 10% – 25% direct ≈ 2.5% – 12.5% of the firm
- Palmer, Bradley, Carl: 75% – 100% of Palm Qof 2022 Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/22/2026 | 898 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 22, 2026.
View current Form ADV (SEC/IAPD) ↗