Investment advisers
44,659 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 28901 | Shared Prosperity Group Llc CRD 338743 | Portland, OR | Wealth Manager · Boutique (under $100M) | $680K | 1 | 4 | 2 | 02/12/2026 | ☆ |
| 28902 | Elr Capital Management, Llc CRD 281239 | Wealth Manager · Boutique (under $100M) | $679K | 1 | 1 | 1 | 03/23/2026 | ☆ | |
| 28903 | The Affinity Group, Llc CRD 283819 | Albany, NY | Insurance-Affiliated · Boutique (under $100M) | $678K | 7 | 12 | 2 | 03/24/2026 | ☆ |
| 28904 | Big Blue Investors, Llc CRD 326931 | Wealth Manager · Boutique (under $100M) | $675K | 0 | 5 | 1 | 06/01/2026 | ☆ | |
| 28905 | Norton, Dale Franklin Jr CRD 136569 | Wealth Manager · Boutique (under $100M) | $674K | 55 | 55 | 1 | 06/23/2026 | ☆ | |
| 28906 | Aeom Investments, Llc CRD 331496 | Wealth Manager · Boutique (under $100M) | $673K | 2 | 2 | 1 | 03/23/2026 | ☆ | |
| 28907 | Polytechnic Research Operations Llc CRD 315125 | Wealth Manager · Boutique (under $100M) | $673K | 2 | 2 | 1 | 01/30/2026 | ☆ | |
| 28908 | Optura Advisors, Inc. CRD 175424 | Burlingame, CA | Insurance-Affiliated · Boutique (under $100M) | $671K | 6 | 16 | 1 | 03/20/2026 | ☆ |
| 28909 | B Hive Financial, Llc CRD 338385 | Wealth Manager · Boutique (under $100M) | $670K | 4 | 5 | 1 | 01/07/2026 | ☆ | |
| 28910 | Rivercrest Investment Advisors, Llc CRD 316608 | Houston, TX | Wealth Manager · Boutique (under $100M) | $670K | 1 | 1 | 1 | 02/27/2026 | ☆ |
| 28911 | Wolf & Raven Private Wealth Management Llc CRD 333701 | Wealth Manager · Boutique (under $100M) | $668K | 10 | 13 | 1 | 03/25/2026 | ☆ | |
| 28912 | Bautista, Joseph, Johnson CRD 301150 | Wealth Manager · Boutique (under $100M) | $665K | 2 | 2 | 1 | 03/31/2026 | ☆ | |
| 28913 | Kevin And Melissa Llc CRD 332054 | Wealth Manager · Boutique (under $100M) | $664K | 2 | 15 | 1 | 03/03/2026 | ☆ | |
| 28914 | Glr Investment Advisory Llc CRD 328662 | Wealth Manager · Boutique (under $100M) | $663K | 3 | 3 | 2 | 08/14/2026 | ☆ | |
| 28915 | Tax Pro Advisor Llc CRD 304119 | Wealth Manager · Boutique (under $100M) | $662K | 4 | 4 | 1 | 03/01/2026 | ☆ | |
| 28916 | Donner's Financial Services Inc. CRD 296838 | Insurance-Affiliated · Boutique (under $100M) | $660K | 12 | 12 | 1 | 03/21/2023 | ☆ | |
| 28917 | Schreier Financial, Llc CRD 148838 | Insurance-Affiliated · Boutique (under $100M) | $658K | 5 | 1 | 03/31/2026 | ☆ | ||
| 28918 | Core Capital Markets, Llc CRD 150225 | Atlanta, GA | Wealth Manager · Boutique (under $100M) | $657K | 1 | 1 | 1 | 03/31/2026 | ☆ |
| 28919 | The Financial Grove Llc CRD 328957 | Wealth Manager · Boutique (under $100M) | $657K | 12 | 5 | 1 | 07/16/2026 | ☆ | |
| 28920 | Collaborative Advice Llc CRD 327565 | Wealth Manager · Boutique (under $100M) | $656K | 6 | 1 | 07/10/2026 | ☆ | ||
| 28921 | Nine30 Advisors Llc CRD 326596 | Wealth Manager · Boutique (under $100M) | $655K | 140 | 140 | 2 | 08/03/2026 | ☆ | |
| 28922 | Consortium Private Wealth Llc CRD 325038 | Slidell, LA | Wealth Manager · Boutique (under $100M) | $650K | 10 | 12 | 4 | 02/26/2026 | ☆ |
| 28923 | Emeziem, Cletus, Enyinia CRD 282471 | Temecula, CA | Insurance-Affiliated · Boutique (under $100M) | $644K | 21 | 21 | 1 | 06/09/2026 | ☆ |
| 28924 | Quality Wealth Care, Llc. CRD 137366 | Wealth Manager · Boutique (under $100M) | $642K | 10 | 20 | 1 | 02/23/2026 | ☆ | |
| 28925 | Vistafront Partners Inc CRD 307057 | Frankfort, KY | Wealth Manager · Boutique (under $100M) | $642K | 24 | 24 | 2 | 03/05/2026 | ☆ |
| 28926 | Mehta Money, Llc CRD 292885 | Wealth Manager · Boutique (under $100M) | $638K | 9 | 20 | 1 | 04/30/2026 | ☆ | |
| 28927 | Armis Financial, Llc CRD 294890 | Austin, TX | Wealth Manager · Boutique (under $100M) | $636K | 0 | 10 | 1 | 11/15/2019 | ☆ |
| 28928 | Wolfpack Wealth Management Llc CRD 301719 | Wealth Manager · Boutique (under $100M) | $636K | 18 | 18 | 1 | 05/06/2026 | ☆ | |
| 28929 | M1 Advisory Services Llc CRD 249787 | Chicago, IL | Wealth Manager · Boutique (under $100M) | $634K | 2 | 14 | 07/08/2026 | ☆ | |
| 28930 | Tonn Financial Planning Llc CRD 328588 | Wealth Manager · Boutique (under $100M) | $632K | 0 | 3 | 1 | 03/26/2026 | ☆ | |
| 28931 | Kodiak Investment Management CRD 152925 | Aitkin, MN | Wealth Manager · Boutique (under $100M) | $628K | 16 | 16 | 1 | 03/26/2026 | ☆ |
| 28932 | Acumen Associates Llc CRD 314041 | Wealth Manager · Boutique (under $100M) | $627K | 9 | 14 | 1 | 03/31/2026 | ☆ | |
| 28933 | Mindful Millions Management Pllc CRD 334667 | Wealth Manager · Boutique (under $100M) | $626K | 1 | 4 | 1 | 04/06/2026 | ☆ | |
| 28934 | Fred Maher Miller Jr. CRD 118741 | Wealth Manager · Boutique (under $100M) | $625K | 3 | 3 | 1 | 03/25/2025 | ☆ | |
| 28935 | Forward Horizon Investment L.L.C. CRD 328222 | Wealth Manager · Boutique (under $100M) | $621K | 8 | 8 | 1 | 03/23/2026 | ☆ | |
| 28936 | 21 Peaks Capital Management, Llc CRD 300111 | Private Fund Manager · Boutique (under $100M) | $619K | 1 | 1 | 6 | 02/25/2026 | ☆ | |
| 28937 | Atlantic Financial Asset Management Corp. CRD 159167 | Wealth Manager · Boutique (under $100M) | $615K | 0 | 1 | 2 | 02/25/2026 | ☆ | |
| 28938 | Noonan, Francis Terrence CRD 128736 | Cedar Knolls, NJ | Insurance-Affiliated · Boutique (under $100M) | $610K | 1 | 3 | 01/04/2026 | ☆ | |
| 28939 | Dwt Financial Llc CRD 328377 | Wealth Manager · Boutique (under $100M) | $607K | 13 | 13 | 1 | 03/30/2026 | ☆ | |
| 28940 | Rose Valley Consulting Llc CRD 324598 | Arlington, VA | Wealth Manager · Boutique (under $100M) | $607K | 6 | 6 | 1 | 03/24/2026 | ☆ |
| 28941 | Caster And Company, Inc. CRD 148931 | Warwick, RI | Investment Adviser · Boutique (under $100M) | $600K | 2 | 2 | 1 | 01/15/2026 | ☆ |
| 28942 | Clark, Alyse, Leigh CRD 335261 | Insurance-Affiliated · Boutique (under $100M) | $600K | 3 | 5 | 1 | 01/07/2026 | ☆ | |
| 28943 | Hmp Capital Management, Llc CRD 148850 | San Antonio, TX | Wealth Manager · Boutique (under $100M) | $600K | 3 | 1 | 03/20/2026 | ☆ | |
| 28944 | P&P Wealth Management Llc CRD 158469 | Victoria, TX | Insurance-Affiliated · Boutique (under $100M) | $600K | 8 | 8 | 1 | 03/30/2023 | ☆ |
| 28945 | Prosophia Advisors, Llc CRD 328819 | Darien, CT | Wealth Manager · Boutique (under $100M) | $600K | 2 | 2 | 05/28/2026 | ☆ | |
| 28946 | Smith, Karyn CRD 321738 | Normal, IL | Insurance-Affiliated · Boutique (under $100M) | $600K | 2 | 2 | 1 | 03/27/2026 | ☆ |
| 28947 | Hoffman Capital Management, Llc CRD 295499 | Wealth Manager · Boutique (under $100M) | $597K | 7 | 10 | 1 | 04/08/2026 | ☆ | |
| 28948 | Jd Haggar Financial Llc CRD 329083 | Wealth Manager · Boutique (under $100M) | $595K | 3 | 3 | 1 | 06/05/2026 | ☆ | |
| 28949 | Timberlink Llc CRD 170067 | Johns Creek, GA | Institutional / Pension Advisor · Boutique (under $100M) | $594K | 1 | 2 | 01/16/2026 | ☆ | |
| 28950 | Damian Capital Management, Llc CRD 127105 | Wealth Manager · Boutique (under $100M) | $590K | 15 | 15 | 1 | 01/21/2026 | ☆ |