Investment advisers
45,254 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 28901 | Fresh Lake Wealth Management Llc CRD 161365 | Wealth Manager · Boutique (under $100M) | $860K | 6 | 7 | 1 | 01/23/2026 | ☆ | |
| 28902 | Keywell Financial Group Llc CRD 309246 | Insurance-Affiliated · Boutique (under $100M) | $857K | 6 | 6 | 1 | 03/16/2026 | ☆ | |
| 28903 | Meranti Capital Partners, Inc. CRD 309776 | Atlanta, GA | Wealth Manager · Boutique (under $100M) | $855K | 20 | 20 | 1 | 09/05/2025 | ☆ |
| 28904 | Openhanded Wealth Llc CRD 330399 | Wealth Manager · Boutique (under $100M) | $854K | 14 | 42 | 1 | 08/05/2026 | ☆ | |
| 28905 | Kg Meyer, P.C. CRD 297872 | Insurance-Affiliated · Boutique (under $100M) | $850K | 12 | 12 | 1 | 08/02/2026 | ☆ | |
| 28906 | Fortune Financial Llc CRD 135807 | Wealth Manager · Boutique (under $100M) | $850K | 6 | 6 | 1 | 01/16/2026 | ☆ | |
| 28907 | Quadram Capital Llc CRD 285815 | Wealth Manager · Boutique (under $100M) | $850K | 9 | 10 | 1 | 03/31/2026 | ☆ | |
| 28908 | Blue Mountain Wealth Management Llc CRD 333256 | Wealth Manager · Boutique (under $100M) | $847K | 10 | 1 | 05/12/2026 | ☆ | ||
| 28909 | Charles Capital Llc CRD 313224 | Wealth Manager · Boutique (under $100M) | $847K | 6 | 8 | 1 | 03/02/2026 | ☆ | |
| 28910 | Sevey Wealth Advisors, Llc CRD 324450 | Wealth Manager · Boutique (under $100M) | $847K | 2 | 3 | 1 | 03/18/2026 | ☆ | |
| 28911 | Terrapene Capital Llc CRD 335491 | Centralia, IL | Wealth Manager · Boutique (under $100M) | $846K | 8 | 8 | 2 | 04/29/2026 | ☆ |
| 28912 | Viraj Capital, Llc CRD 304730 | Cambridge, MA | Wealth Manager · Boutique (under $100M) | $846K | 6 | 8 | 1 | 03/28/2026 | ☆ |
| 28913 | Aries Investments, Llc CRD 333704 | Lakeland, TN | Wealth Manager · Boutique (under $100M) | $842K | 11 | 16 | 1 | 01/05/2026 | ☆ |
| 28914 | Mountain Ash Capital Llc CRD 335363 | Brooklyn, NY | Investment Adviser · Boutique (under $100M) | $841K | 4 | 4 | 1 | 03/03/2026 | ☆ |
| 28915 | Pivotpoint Advisors, Llc CRD 310287 | Insurance-Affiliated · Boutique (under $100M) | $840K | 11 | 11 | 0 | 04/29/2026 | ☆ | |
| 28916 | Global Hill Wealth Advisors Llc CRD 316075 | Wealth Manager · Boutique (under $100M) | $840K | 6 | 9 | 1 | 04/02/2026 | ☆ | |
| 28917 | Envisionvest, Llc CRD 289132 | Houston, TX | Insurance-Affiliated · Boutique (under $100M) | $838K | 12 | 10 | 1 | 03/31/2026 | ☆ |
| 28918 | Dtm Advisory Group Llc CRD 288452 | Neptune, NJ | Insurance-Affiliated · Boutique (under $100M) | $838K | 27 | 27 | 1 | 03/30/2022 | ☆ |
| 28919 | Thomas C Vaccaro CRD 131321 | Wealth Manager · Boutique (under $100M) | $836K | 3 | 3 | 1 | 03/31/2025 | ☆ | |
| 28920 | Mer Capital Management, Llc CRD 300869 | Alexandria, VA | Wealth Manager · Boutique (under $100M) | $829K | 5 | 15 | 1 | 03/18/2026 | ☆ |
| 28921 | Oppenheimerfunds Inc CRD 104983 | Atlanta, GA | Private Fund Manager · Boutique (under $100M) | $828K | 1 | 1 | 15 | 03/30/2026 | ☆ |
| 28922 | St. Therese Financial Llc CRD 334383 | Wealth Manager · Boutique (under $100M) | $827K | 21 | 21 | 1 | 04/08/2026 | ☆ | |
| 28923 | Inherent Wealth Fund, Llc CRD 313416 | San Francisco, CA | Wealth Manager · Boutique (under $100M) | $825K | 2 | 2 | 2 | 10/05/2026 | ☆ |
| 28924 | Samatva Wealth Management Llc CRD 173809 | Wealth Manager · Boutique (under $100M) | $825K | 21 | 21 | 1 | 02/09/2026 | ☆ | |
| 28925 | Brighter Days Planning Llc CRD 329154 | Wealth Manager · Boutique (under $100M) | $820K | 8 | 15 | 1 | 03/31/2026 | ☆ | |
| 28926 | Legacy Wealth Management, Llc CRD 329837 | Charlotte, NC | Insurance-Affiliated · Boutique (under $100M) | $818K | 5 | 9 | 1 | 09/10/2026 | ☆ |
| 28927 | Rf Capital Management Llc CRD 289534 | Arcadia, CA | Wealth Manager · Boutique (under $100M) | $816K | 10 | 10 | 1 | 04/20/2026 | ☆ |
| 28928 | Gamma Group, Inc. CRD 118295 | Investment Adviser · Boutique (under $100M) | $815K | 9 | 1 | 04/17/2017 | ☆ | ||
| 28929 | N CRD 154682 | Private Fund Manager · Boutique (under $100M) | $814K | 1 | 1 | 4 | 04/29/2025 | ☆ | |
| 28930 | The Tilted Funds Group, Llc CRD 141537 | Cupertino, CA | Wealth Manager · Boutique (under $100M) | $811K | 5 | 5 | 1 | 03/26/2026 | ☆ |
| 28931 | Ransome Asset Management Llc CRD 304825 | Wealth Manager · Boutique (under $100M) | $810K | 5 | 8 | 1 | 02/03/2026 | ☆ | |
| 28932 | Lake Highlands Capital Management, Llc CRD 304452 | Dallas, TX | Wealth Manager · Boutique (under $100M) | $810K | 3 | 1 | 01/31/2021 | ☆ | |
| 28933 | Tusker Wealth Management, Llc CRD 300005 | Insurance-Affiliated · Boutique (under $100M) | $810K | 8 | 7 | 1 | 12/08/2025 | ☆ | |
| 28934 | 19:21 Investing, Llc CRD 333967 | Wealth Manager · Boutique (under $100M) | $810K | 7 | 7 | 1 | 02/25/2026 | ☆ | |
| 28935 | Jill Taylor Gordon CRD 114577 | Lantana, TX | Wealth Manager · Boutique (under $100M) | $807K | 4 | 5 | 1 | 02/19/2026 | ☆ |
| 28936 | Ola Invierte, Llc CRD 318691 | Wealth Manager · Boutique (under $100M) | $804K | 54 | 54 | 1 | 02/10/2026 | ☆ | |
| 28937 | Brookside Capital Group Llc CRD 334658 | Insurance-Affiliated · Boutique (under $100M) | $800K | 7 | 7 | 1 | 10/09/2026 | ☆ | |
| 28938 | Btg Capital Management Inc. CRD 286476 | Wealth Manager · Boutique (under $100M) | $800K | 3 | 1 | 03/04/2020 | ☆ | ||
| 28939 | Leonard, Jr., Gary Allan CRD 162016 | Wealth Manager · Boutique (under $100M) | $800K | 20 | 20 | 1 | 01/07/2026 | ☆ | |
| 28940 | P. G. Earl Investment Advisers, L.L.C. CRD 125271 | Atlanta, GA | Wealth Manager · Boutique (under $100M) | $800K | 80 | 80 | 1 | 10/11/2021 | ☆ |
| 28941 | Sonoran Capital Management Llc CRD 139527 | Wealth Manager · Boutique (under $100M) | $800K | 2 | 4 | 1 | 08/03/2022 | ☆ | |
| 28942 | Stewardship Edge Capital, Llc CRD 300576 | Morrow, GA | Wealth Manager · Boutique (under $100M) | $800K | 5 | 1 | 03/31/2026 | ☆ | |
| 28943 | Taylor, Britton Michael CRD 117968 | Wealth Manager · Boutique (under $100M) | $800K | 2 | 1 | 05/13/2020 | ☆ | ||
| 28944 | Elv8 Inc. CRD 318417 | Wealth Manager · Boutique (under $100M) | $798K | 1,246 | 1,246 | 12 | 03/31/2026 | ☆ | |
| 28945 | Old Forge Advisors Llc CRD 334598 | Wealth Manager · Boutique (under $100M) | $794K | 3 | 3 | 1 | 09/21/2026 | ☆ | |
| 28946 | Caldric Llc CRD 341169 | Wealth Manager · Boutique (under $100M) | $793K | 0 | 5 | 1 | 08/05/2026 | ☆ | |
| 28947 | Finances For Life, Llc CRD 166163 | Carlsbad, CA | Insurance-Affiliated · Boutique (under $100M) | $793K | 6 | 6 | 1 | 09/14/2026 | ☆ |
| 28948 | Hayk Capital CRD 311500 | Insurance-Affiliated · Boutique (under $100M) | $792K | 7 | 9 | 1 | 03/23/2026 | ☆ | |
| 28949 | Salt Marsh Investments, Llc CRD 154538 | Mutual Fund / Asset Manager · Boutique (under $100M) | $790K | 5 | 5 | 1 | 03/11/2026 | ☆ | |
| 28950 | Stewards Asset Management Llc CRD 310524 | Fort Lee, NJ | Wealth Manager · Boutique (under $100M) | $789K | 11 | 15 | 1 | 06/10/2026 | ☆ |