Investment advisers
44,659 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 28651 | Onyx Wealth Management Llc CRD 331330 | Insurance-Affiliated · Boutique (under $100M) | $1.0M | 14 | 62 | 1 | 02/27/2026 | ☆ | |
| 28652 | Tina Smith, The Financial T, Llc CRD 299747 | Wealth Manager · Boutique (under $100M) | $1.0M | 64 | 64 | 1 | 03/04/2026 | ☆ | |
| 28653 | Nautica Asset Management Llc CRD 282765 | Canton, MI | Wealth Manager · Boutique (under $100M) | $1.0M | 12 | 11 | 1 | 08/21/2026 | ☆ |
| 28654 | Alamos Capital, Llc CRD 332985 | Tucson, AZ | Private Fund Manager · Boutique (under $100M) | $1.0M | 1 | 1 | 2 | 03/30/2026 | ☆ |
| 28655 | Atlas Capital Investment Llc CRD 319436 | East Boston, MA | Wealth Manager · Boutique (under $100M) | $1.0M | 1 | 1 | 1 | 04/30/2026 | ☆ |
| 28656 | Bayou Bridge Capital Advisors, Llc CRD 318595 | Houston, TX | Wealth Manager · Boutique (under $100M) | $1.0M | 3 | 3 | 1 | 03/24/2026 | ☆ |
| 28657 | Benevolent Planning Inc. CRD 328400 | Wealth Manager · Boutique (under $100M) | $1.0M | 10 | 1 | 06/22/2026 | ☆ | ||
| 28658 | Blue Chip Financial Advisors, Inc. CRD 119917 | Wealth Manager · Boutique (under $100M) | $1.0M | 10 | 7 | 1 | 04/13/2026 | ☆ | |
| 28659 | Calabazas Creek Advisors, Llc CRD 281058 | Wealth Manager · Boutique (under $100M) | $1.0M | 1 | 1 | 1 | 06/12/2026 | ☆ | |
| 28660 | Contrarian Labs Inc. CRD 298427 | Covina, CA | Wealth Manager · Boutique (under $100M) | $1.0M | 3 | 1 | 04/04/2026 | ☆ | |
| 28661 | Course Pilot Financial Llc CRD 140051 | Wealth Manager · Boutique (under $100M) | $1.0M | 6 | 13 | 1 | 08/05/2023 | ☆ | |
| 28662 | Desai Wealth Llc CRD 335226 | Campbell, CA | Wealth Manager · Boutique (under $100M) | $1.0M | 2 | 1 | 07/16/2026 | ☆ | |
| 28663 | Dresner, Laurence Adley CRD 169285 | Wealth Manager · Boutique (under $100M) | $1.0M | 3 | 3 | 1 | 08/23/2021 | ☆ | |
| 28664 | Fulcire Wealth Management, Llc CRD 156552 | Wealth Manager · Boutique (under $100M) | $1.0M | 2 | 2 | 1 | 07/16/2022 | ☆ | |
| 28665 | Good Better Best Financial Planning Llc CRD 325406 | Wealth Manager · Boutique (under $100M) | $1.0M | 3 | 10 | 1 | 04/01/2026 | ☆ | |
| 28666 | Granada Capital Management, Llc CRD 133375 | Wealth Manager · Boutique (under $100M) | $1.0M | 3 | 3 | 1 | 02/28/2026 | ☆ | |
| 28667 | Harvey, Mark T. CRD 169170 | Insurance-Affiliated · Boutique (under $100M) | $1.0M | 25 | 20 | 1 | 06/08/2026 | ☆ | |
| 28668 | Hexis Capital Management Limited CRD 338598 | London | Mutual Fund / Asset Manager · Boutique (under $100M) | $1.0M | 1 | 1 | 4 | 05/08/2026 | ☆ |
| 28669 | Jamerson Crosby Investment Advisors Llc CRD 169030 | Endowment & Foundation Advisor · Boutique (under $100M) | $1.0M | 5 | 5 | 1 | 07/19/2026 | ☆ | |
| 28670 | Khalilollahi, Daryoosh CRD 132234 | Wealth Manager · Boutique (under $100M) | $1.0M | 1 | 1 | 01/09/2026 | ☆ | ||
| 28671 | Lund Capital Management Llc CRD 325897 | Wealth Manager · Boutique (under $100M) | $1.0M | 5 | 5 | 1 | 08/17/2026 | ☆ | |
| 28672 | Nadjibi, Farid CRD 329705 | Insurance-Affiliated · Boutique (under $100M) | $1.0M | 7 | 1 | 03/30/2026 | ☆ | ||
| 28673 | Pearl, Amy CRD 168249 | Wealth Manager · Boutique (under $100M) | $1.0M | 1 | 2 | 1 | 03/19/2026 | ☆ | |
| 28674 | Red Tree Financial Llc CRD 319528 | Wealth Manager · Boutique (under $100M) | $1.0M | 8 | 8 | 1 | 03/31/2026 | ☆ | |
| 28675 | Rwh Asset Management CRD 168983 | Kenosha, WI | Wealth Manager · Boutique (under $100M) | $1.0M | 9 | 9 | 1 | 04/14/2026 | ☆ |
| 28676 | Silverstone Private Wealth Llc CRD 338605 | Kingwood, TX | Wealth Manager · Boutique (under $100M) | $1.0M | 12 | 12 | 1 | 08/19/2026 | ☆ |
| 28677 | Sjc Capital Llc CRD 280027 | St Petersburg, FL | Wealth Manager · Boutique (under $100M) | $1.0M | 3 | 1 | 05/14/2026 | ☆ | |
| 28678 | Suncoast Capital Management, Llc CRD 330256 | Wealth Manager · Boutique (under $100M) | $1.0M | 1 | 3 | 3 | 06/08/2026 | ☆ | |
| 28679 | Synergy Capital Management, Llc CRD 145990 | Wealth Manager · Boutique (under $100M) | $1.0M | 6 | 6 | 1 | 03/27/2024 | ☆ | |
| 28680 | Tam, Cynthia Jacqueline CRD 168783 | Insurance-Affiliated · Boutique (under $100M) | $1.0M | 1 | 1 | 1 | 01/06/2026 | ☆ | |
| 28681 | The Spano Group Wealth Managers CRD 327702 | President & Ceo, WV | Insurance-Affiliated · Boutique (under $100M) | $1.0M | 14 | 14 | 1 | 01/22/2025 | ☆ |
| 28682 | Turbo Calc, Llc CRD 285335 | Wealth Manager · Boutique (under $100M) | $1.0M | 4 | 4 | 0 | 04/30/2025 | ☆ | |
| 28683 | Virtuevian Ventures Corporation CRD 291986 | Wealth Manager · Boutique (under $100M) | $1.0M | 15 | 20 | 2 | 02/06/2026 | ☆ | |
| 28684 | Wahdy Capital Management CRD 175272 | San Francisco, CA | Wealth Manager · Boutique (under $100M) | $1.0M | 10 | 10 | 1 | 05/30/2025 | ☆ |
| 28685 | Reserve Fund Advisers Llc CRD 314663 | Wealth Manager · Boutique (under $100M) | $1000K | 8 | 8 | 1 | 03/13/2026 | ☆ | |
| 28686 | Whalen, Patrick Steven CRD 289431 | Los Angeles, CA | Wealth Manager · Boutique (under $100M) | $999K | 1 | 1 | 03/30/2026 | ☆ | |
| 28687 | Berets Financial Services Llc CRD 306654 | Insurance-Affiliated · Boutique (under $100M) | $997K | 17 | 17 | 1 | 01/24/2026 | ☆ | |
| 28688 | Minnewashta Rio, Llc CRD 324182 | Wealth Manager · Boutique (under $100M) | $993K | 15 | 1 | 02/25/2026 | ☆ | ||
| 28689 | Legacy Investing & Wealth Management Llc CRD 277057 | Wealth Manager · Boutique (under $100M) | $993K | 9 | 9 | 1 | 03/02/2026 | ☆ | |
| 28690 | Vivere Wealth Management Llc CRD 284152 | Chandler, AZ | Wealth Manager · Boutique (under $100M) | $993K | 3 | 4 | 1 | 06/11/2026 | ☆ |
| 28691 | Archangel Investment Management, Llc CRD 290246 | Wealth Manager · Boutique (under $100M) | $991K | 9 | 11 | 1 | 04/24/2025 | ☆ | |
| 28692 | Ataraxis Capital, Llc CRD 338150 | Wealth Manager · Boutique (under $100M) | $983K | 6 | 7 | 1 | 06/17/2026 | ☆ | |
| 28693 | Sharpely Ai Wealth Advisors Llc CRD 331631 | Wealth Manager · Boutique (under $100M) | $979K | 3 | 3 | 1 | 03/05/2026 | ☆ | |
| 28694 | West East Wealth Management, Llc CRD 287583 | Wealth Manager · Boutique (under $100M) | $978K | 1 | 1 | 04/30/2026 | ☆ | ||
| 28695 | Adam Capital Llc CRD 291709 | Private Fund Manager · Boutique (under $100M) | $975K | 2 | 2 | 1 | 01/29/2026 | ☆ | |
| 28696 | Carpenter Jr., Donald, Francis CRD 144703 | Wealth Manager · Boutique (under $100M) | $973K | 4 | 4 | 1 | 07/10/2025 | ☆ | |
| 28697 | Vaal, Adam, Christopher CRD 290772 | Wealth Manager · Boutique (under $100M) | $968K | 13 | 13 | 1 | 03/31/2026 | ☆ | |
| 28698 | Agile Wealth, Llc CRD 314967 | Wealth Manager · Boutique (under $100M) | $966K | 5 | 6 | 1 | 03/30/2026 | ☆ | |
| 28699 | Appalaches Capital, Llc CRD 325787 | Wealth Manager · Boutique (under $100M) | $965K | 6 | 1 | 06/30/2026 | ☆ | ||
| 28700 | Saberi Investments, Llc CRD 333727 | Wealth Manager · Boutique (under $100M) | $964K | 0 | 11 | 1 | 08/18/2026 | ☆ |