Investment advisers
45,254 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 28651 | Shawnee Investments & Planning Llc CRD 288166 | Wealth Manager · Boutique (under $100M) | $1.2M | 10 | 23 | 1 | 03/25/2026 | ☆ | |
| 28652 | Diamond Wealth Partners, Llc CRD 321866 | Wealth Manager · Boutique (under $100M) | $1.2M | 7 | 7 | 1 | 10/07/2026 | ☆ | |
| 28653 | Pistol Hill Capital, Llc CRD 332333 | Overton, TX | Investment Adviser · Boutique (under $100M) | $1.2M | 20 | 35 | 1 | 06/12/2026 | ☆ |
| 28654 | Lee Financial Group Llc CRD 319537 | Wealth Manager · Boutique (under $100M) | $1.2M | 14 | 12 | 1 | 02/25/2026 | ☆ | |
| 28655 | Tree Line Strategy Group Llc CRD 328354 | Wealth Manager · Boutique (under $100M) | $1.2M | 3 | 6 | 1 | 09/09/2026 | ☆ | |
| 28656 | Ziv Investment Company CRD 4316 | Chicago, IL | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $1.2M | 1 | 1 | 4 | 06/30/2026 | ☆ |
| 28657 | Adaptive Wealth Management, Llc CRD 152857 | Wealth Manager · Boutique (under $100M) | $1.2M | 8 | 10 | 1 | 05/04/2026 | ☆ | |
| 28658 | Soina Financial Group, Llc CRD 326460 | Alpharetta, GA | Wealth Manager · Boutique (under $100M) | $1.2M | 10 | 10 | 1 | 03/27/2026 | ☆ |
| 28659 | D'agaro Financial Advisory Llc CRD 337456 | Wealth Manager · Boutique (under $100M) | $1.2M | 2 | 1 | 1 | 07/08/2026 | ☆ | |
| 28660 | Truell Financial Llc CRD 324802 | Wealth Manager · Boutique (under $100M) | $1.2M | 5 | 4 | 1 | 03/30/2026 | ☆ | |
| 28661 | Lockstep Financial Llc CRD 311865 | Wealth Manager · Boutique (under $100M) | $1.2M | 12 | 18 | 1 | 03/20/2026 | ☆ | |
| 28662 | Colva Capital Llc CRD 315620 | Wealth Manager · Boutique (under $100M) | $1.2M | 3 | 3 | 1 | 06/18/2026 | ☆ | |
| 28663 | Girard Capital Management Llc CRD 333846 | Westborough, MA | Wealth Manager · Boutique (under $100M) | $1.2M | 6 | 2 | 01/22/2026 | ☆ | |
| 28664 | Makarios Investments Inc CRD 338356 | Sedona, AZ | Wealth Manager · Boutique (under $100M) | $1.2M | 1 | 1 | 1 | 04/01/2026 | ☆ |
| 28665 | Noon Investment Management Llc CRD 327870 | Wealth Manager · Boutique (under $100M) | $1.2M | 1 | 1 | 1 | 03/23/2026 | ☆ | |
| 28666 | Hatchet Financial, Llc CRD 335969 | Wealth Manager · Boutique (under $100M) | $1.2M | 2 | 6 | 1 | 01/29/2026 | ☆ | |
| 28667 | Jeske Asset Management, Llc CRD 326275 | Wealth Manager · Boutique (under $100M) | $1.2M | 10 | 18 | 1 | 02/16/2026 | ☆ | |
| 28668 | Momentum Financial Strategies, Llc CRD 315885 | Stafford, TX | Insurance-Affiliated · Boutique (under $100M) | $1.2M | 23 | 23 | 1 | 03/21/2025 | ☆ |
| 28669 | Lauseng, Heath Orin CRD 165438 | Port Aransas, TX | Investment Adviser · Boutique (under $100M) | $1.2M | 25 | 2 | 02/07/2017 | ☆ | |
| 28670 | The Dienekes Corporation CRD 150276 | Wealth Manager · Boutique (under $100M) | $1.2M | 2 | 2 | 1 | 03/30/2026 | ☆ | |
| 28671 | Cig Asset Management, Llc CRD 319466 | Lansing, MI | Investment Adviser · Boutique (under $100M) | $1.2M | 1 | 2 | 1 | 06/15/2026 | ☆ |
| 28672 | Constant Cashflow, Llc CRD 338659 | Wealth Manager · Boutique (under $100M) | $1.2M | 25 | 25 | 1 | 08/04/2026 | ☆ | |
| 28673 | Elderkin Wealth Management Llc CRD 331049 | Wealth Manager · Boutique (under $100M) | $1.2M | 1 | 1 | 1 | 02/17/2026 | ☆ | |
| 28674 | Hansen, Michael S. CRD 174415 | Insurance-Affiliated · Boutique (under $100M) | $1.2M | 12 | 12 | 1 | 01/17/2024 | ☆ | |
| 28675 | Hyperion Wealth Management Llc CRD 321163 | New York, NY | Wealth Manager · Boutique (under $100M) | $1.2M | 1 | 1 | 03/11/2024 | ☆ | |
| 28676 | Ji Financial Services, Llc CRD 332454 | Wealth Manager · Boutique (under $100M) | $1.2M | 12 | 12 | 1 | 03/31/2026 | ☆ | |
| 28677 | Johnson Capital Global Advisory L.L.C. CRD 300578 | Wealth Manager · Boutique (under $100M) | $1.2M | 8 | 8 | 1 | 06/18/2026 | ☆ | |
| 28678 | Kind Capital Wealth Llc CRD 335098 | Wealth Manager · Boutique (under $100M) | $1.2M | 2 | 1 | 03/06/2026 | ☆ | ||
| 28679 | Legs Financial Llc CRD 331204 | Wealth Manager · Boutique (under $100M) | $1.2M | 1 | 1 | 1 | 03/18/2026 | ☆ | |
| 28680 | Nibley Financial Services Llc CRD 330332 | Heber, UT | Wealth Manager · Boutique (under $100M) | $1.2M | 5 | 5 | 1 | 01/27/2026 | ☆ |
| 28681 | Oxford Capital Management Llc CRD 333156 | West Lafayette, IN | Wealth Manager · Boutique (under $100M) | $1.2M | 27 | 27 | 1 | 12/05/2025 | ☆ |
| 28682 | Tgf Assets Llc CRD 332490 | Wealth Manager · Boutique (under $100M) | $1.2M | 11 | 15 | 2 | 10/01/2026 | ☆ | |
| 28683 | Winslow Asset Group, Llc CRD 292557 | Wealth Manager · Boutique (under $100M) | $1.2M | 6 | 3 | 1 | 08/01/2025 | ☆ | |
| 28684 | Zik,Llc CRD 137297 | Wealth Manager · Boutique (under $100M) | $1.2M | 3 | 3 | 1 | 03/23/2026 | ☆ | |
| 28685 | Streamline Financial Strategies Ltd CRD 336181 | Ada, OH | Wealth Manager · Boutique (under $100M) | $1.2M | 17 | 17 | 3 | 03/19/2026 | ☆ |
| 28686 | Green Leaf Advisors Llc CRD 337250 | New Bethlehem, PA | Wealth Manager · Boutique (under $100M) | $1.2M | 9 | 22 | 1 | 01/30/2026 | ☆ |
| 28687 | Norstar Financial Of Plano, Llc CRD 297028 | Wealth Manager · Boutique (under $100M) | $1.2M | 2 | 2 | 02/19/2026 | ☆ | ||
| 28688 | Michael E. Reichek CRD 133250 | Insurance-Affiliated · Boutique (under $100M) | $1.2M | 4 | 2 | 03/07/2024 | ☆ | ||
| 28689 | Best Investment Options, Llc CRD 307743 | Louisville, KY | Wealth Manager · Boutique (under $100M) | $1.2M | 8 | 12 | 1 | 03/02/2026 | ☆ |
| 28690 | Zimmer Capital Management Llc CRD 315645 | Wealth Manager · Boutique (under $100M) | $1.2M | 2 | 6 | 1 | 04/03/2026 | ☆ | |
| 28691 | Due West Wealth Advisors Llc CRD 333294 | Marietta, GA | Wealth Manager · Boutique (under $100M) | $1.2M | 9 | 12 | 2 | 03/24/2026 | ☆ |
| 28692 | Ra Advisory Llc CRD 165395 | Wealth Manager · Boutique (under $100M) | $1.2M | 3 | 5 | 1 | 02/23/2026 | ☆ | |
| 28693 | Rewealth Financial Planning, Llc CRD 318483 | Wealth Manager · Boutique (under $100M) | $1.2M | 6 | 23 | 1 | 02/20/2026 | ☆ | |
| 28694 | Zion Capital Llc CRD 307421 | Wealth Manager · Boutique (under $100M) | $1.2M | 7 | 7 | 1 | 02/11/2024 | ☆ | |
| 28695 | C.S Wealth Llc CRD 329021 | Wealth Manager · Boutique (under $100M) | $1.2M | 35 | 65 | 1 | 06/24/2026 | ☆ | |
| 28696 | Rc Private Wealth, Llc CRD 329301 | Miami, FL | Wealth Manager · Boutique (under $100M) | $1.2M | 0 | 3 | 1 | 02/19/2026 | ☆ |
| 28697 | Virgil Wealth Advisory, Llc CRD 304882 | Cincinnati, OH | Wealth Manager · Boutique (under $100M) | $1.2M | 11 | 21 | 1 | 04/13/2026 | ☆ |
| 28698 | Castle Asset Management L.L.C. CRD 117521 | North Hampton, NH | Insurance-Affiliated · Boutique (under $100M) | $1.2M | 9 | 9 | 3 | 03/23/2026 | ☆ |
| 28699 | Pikila, Llc CRD 142700 | Sioux Falls, SD | Insurance-Affiliated · Boutique (under $100M) | $1.2M | 1 | 1 | 1 | 03/24/2026 | ☆ |
| 28700 | Empath Wealth Llc CRD 334259 | Wealth Manager · Boutique (under $100M) | $1.2M | 5 | 12 | 1 | 03/06/2026 | ☆ |