Investment advisers
45,254 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 28701 | Titania Investments Llc CRD 298862 | Wealth Manager · Boutique (under $100M) | $1.2M | 1 | 1 | 1 | 03/04/2026 | ☆ | |
| 28702 | Wellencourt Wealth Management Llc CRD 337369 | Wealth Manager · Boutique (under $100M) | $1.2M | 5 | 10 | 1 | 02/20/2026 | ☆ | |
| 28703 | Guardian Solutions Llc CRD 165723 | Insurance-Affiliated · Boutique (under $100M) | $1.2M | 8 | 17 | 1 | 06/17/2024 | ☆ | |
| 28704 | Esso Ventures, Llc CRD 147672 | Pasadena, CA | Wealth Manager · Boutique (under $100M) | $1.2M | 3 | 3 | 1 | 03/24/2026 | ☆ |
| 28705 | Afflint Advisors, Llc CRD 312719 | Wealth Manager · Boutique (under $100M) | $1.2M | 3 | 1 | 03/15/2026 | ☆ | ||
| 28706 | Joy Financial Group Llc CRD 331545 | Wealth Manager · Boutique (under $100M) | $1.2M | 5 | 1 | 09/07/2026 | ☆ | ||
| 28707 | Kanten, Dale Iver CRD 171718 | Wealth Manager · Boutique (under $100M) | $1.1M | 11 | 11 | 1 | 01/15/2026 | ☆ | |
| 28708 | Dual Desert Wealth Management, Llc CRD 335137 | Wealth Manager · Boutique (under $100M) | $1.1M | 5 | 5 | 2 | 01/27/2026 | ☆ | |
| 28709 | Wolf Pack Wealth Llc CRD 333926 | Reno, NV | Insurance-Affiliated · Boutique (under $100M) | $1.1M | 6 | 6 | 1 | 05/15/2026 | ☆ |
| 28710 | Soe, Inc. CRD 319566 | Wealth Manager · Boutique (under $100M) | $1.1M | 132 | 132 | 1 | 09/28/2026 | ☆ | |
| 28711 | Mabery Consulting, Llc CRD 311780 | Wealth Manager · Boutique (under $100M) | $1.1M | 18 | 4 | 1 | 06/09/2026 | ☆ | |
| 28712 | Robinson Capital Group CRD 126194 | Wealth Manager · Boutique (under $100M) | $1.1M | 1 | 1 | 1 | 03/29/2026 | ☆ | |
| 28713 | Atwood Capital Management, Llc CRD 328157 | Dallas, TX | Wealth Manager · Boutique (under $100M) | $1.1M | 7 | 1 | 03/31/2026 | ☆ | |
| 28714 | Jdn Financial Llc CRD 154677 | Wealth Manager · Boutique (under $100M) | $1.1M | 6 | 6 | 1 | 03/05/2026 | ☆ | |
| 28715 | Rockford Asset Management Llc CRD 123566 | Wealth Manager · Boutique (under $100M) | $1.1M | 5 | 5 | 1 | 03/21/2025 | ☆ | |
| 28716 | Mark Bussey & Associates, Lc CRD 126899 | Phoenix, AZ | Wealth Manager · Boutique (under $100M) | $1.1M | 4 | 1 | 01/24/2024 | ☆ | |
| 28717 | Schachter, David, Alexander CRD 138928 | Wealth Manager · Boutique (under $100M) | $1.1M | 0 | 9 | 1 | 03/31/2026 | ☆ | |
| 28718 | Mpe Capital, Llc CRD 288682 | Wealth Manager · Boutique (under $100M) | $1.1M | 9 | 19 | 1 | 02/21/2026 | ☆ | |
| 28719 | Zhang Capital Management Corp. CRD 148230 | Wealth Manager · Boutique (under $100M) | $1.1M | 6 | 6 | 1 | 07/16/2026 | ☆ | |
| 28720 | Irontree Wealth Management, Inc. CRD 291515 | Wealth Manager · Boutique (under $100M) | $1.1M | 4 | 16 | 1 | 03/31/2026 | ☆ | |
| 28721 | Ascent Systematic Advisors Llc CRD 307199 | New York, NY | Wealth Manager · Boutique (under $100M) | $1.1M | 8 | 9 | 1 | 03/30/2026 | ☆ |
| 28722 | Markus Bates Llc CRD 304334 | Wealth Manager · Boutique (under $100M) | $1.1M | 2 | 2 | 1 | 07/24/2026 | ☆ | |
| 28723 | Ithaka Strategic Partners CRD 308309 | Kings Park, NY | Wealth Manager · Boutique (under $100M) | $1.1M | 0 | 5 | 3 | 06/13/2024 | ☆ |
| 28724 | Aurora Financial Planning & Investment Management Llc CRD 291658 | Scottsdale, AZ | Wealth Manager · Boutique (under $100M) | $1.1M | 6 | 1 | 04/10/2024 | ☆ | |
| 28725 | Treveri Capital Llc CRD 254786 | Rosemead, CA | Insurance-Affiliated · Boutique (under $100M) | $1.1M | 11 | 11 | 1 | 02/16/2026 | ☆ |
| 28726 | Smith & Associates Financial Services, Llc CRD 331842 | Wealth Manager · Boutique (under $100M) | $1.1M | 17 | 17 | 1 | 03/31/2026 | ☆ | |
| 28727 | Creed Evans Financial Advisory, Llc CRD 337803 | Wealth Manager · Boutique (under $100M) | $1.1M | 0 | 2 | 1 | 03/25/2026 | ☆ | |
| 28728 | Kinetic Financial Llc CRD 331142 | Wealth Manager · Boutique (under $100M) | $1.1M | 3 | 9 | 1 | 03/25/2025 | ☆ | |
| 28729 | Dorsey Groomes Wealth Management Llc CRD 333086 | Dublin, OH | Wealth Manager · Boutique (under $100M) | $1.1M | 3 | 7 | 1 | 06/29/2026 | ☆ |
| 28730 | Callahan & Callahan Asset Management, Inc. CRD 137293 | Woodland Hills, CA | Insurance-Affiliated · Boutique (under $100M) | $1.1M | 3 | 3 | 2 | 07/23/2026 | ☆ |
| 28731 | Accrescent Capital Management Llc CRD 162919 | Wealth Manager · Boutique (under $100M) | $1.1M | 7 | 11 | 1 | 06/15/2026 | ☆ | |
| 28732 | Appleton Investment Management Inc. CRD 113576 | Hortonville, WI | Wealth Manager · Boutique (under $100M) | $1.1M | 3 | 1 | 04/27/2026 | ☆ | |
| 28733 | Auxius Capital Management, Llc CRD 317411 | Private Fund Manager · Boutique (under $100M) | $1.1M | 1 | 1 | 2 | 03/24/2026 | ☆ | |
| 28734 | Mountain Lakes Capital Management Llc CRD 299413 | Union, WA | Private Fund Manager · Boutique (under $100M) | $1.1M | 1 | 1 | 1 | 03/18/2026 | ☆ |
| 28735 | Wangchuk Capital, Llc CRD 172896 | Wealth Manager · Boutique (under $100M) | $1.1M | 6 | 1 | 03/10/2026 | ☆ | ||
| 28736 | Crossroads Advisor Network Llc CRD 318072 | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $1.1M | 3 | 3 | 2 | 03/29/2026 | ☆ | |
| 28737 | Hudson Harper Capital Management Lp CRD 312709 | Private Fund Manager · Boutique (under $100M) | $1.1M | 1 | 1 | 4 | 03/27/2026 | ☆ | |
| 28738 | Parity Investment Management, Llc CRD 339848 | Private Fund Manager · Boutique (under $100M) | $1.1M | 6 | 1 | 1 | 08/25/2026 | ☆ | |
| 28739 | Pb Wealth, Llc CRD 336597 | Charlotte, NC | Wealth Manager · Boutique (under $100M) | $1.1M | 9 | 3 | 1 | 05/20/2026 | ☆ |
| 28740 | Black Capital, Llc CRD 166125 | Cortez, CO | Wealth Manager · Boutique (under $100M) | $1.1M | 10 | 10 | 1 | 03/31/2026 | ☆ |
| 28741 | Goodrich Financial Advisory Llc CRD 323934 | Wealth Manager · Boutique (under $100M) | $1.1M | 9 | 10 | 1 | 03/02/2026 | ☆ | |
| 28742 | Normaltown Financial Llc CRD 334719 | Mcallen, TX | Insurance-Affiliated · Boutique (under $100M) | $1.1M | 5 | 9 | 1 | 02/26/2026 | ☆ |
| 28743 | Foresight Financial Advising Llc CRD 325040 | Wealth Manager · Boutique (under $100M) | $1.1M | 15 | 12 | 1 | 01/13/2026 | ☆ | |
| 28744 | Rooney Wealth Management Llc CRD 338991 | Wealth Manager · Boutique (under $100M) | $1.1M | 5 | 1 | 09/26/2026 | ☆ | ||
| 28745 | Vip Advisors Llc CRD 160106 | Wealth Manager · Boutique (under $100M) | $1.1M | 23 | 23 | 1 | 11/18/2025 | ☆ | |
| 28746 | Efficient Planning Solutions Llc CRD 311458 | Wealth Manager · Boutique (under $100M) | $1.1M | 0 | 18 | 1 | 03/17/2026 | ☆ | |
| 28747 | Activealpha Investment Advisors Private Limited / India CRD 338512 | Mumbai, Maharashtra | Mutual Fund / Asset Manager · Boutique (under $100M) | $1.1M | 1 | 1 | 8 | 08/31/2026 | ☆ |
| 28748 | Blue Donkey Empires, Inc. CRD 156805 | Nashville, IN | Wealth Manager · Boutique (under $100M) | $1.1M | 8 | 8 | 1 | 08/05/2026 | ☆ |
| 28749 | Fortifying Your Future Llc CRD 338962 | Wealth Manager · Boutique (under $100M) | $1.1M | 11 | 4 | 1 | 06/05/2026 | ☆ | |
| 28750 | Frazier Group Financial Services Llc CRD 312434 | Tannersville, PA | Wealth Manager · Boutique (under $100M) | $1.1M | 7 | 1 | 06/01/2021 | ☆ |