Investment advisers
45,254 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 28601 | Peter Dag & Associates, Inc. CRD 119762 | Wealth Manager · Boutique (under $100M) | $1.3M | 4 | 4 | 1 | 03/16/2026 | ☆ | |
| 28602 | Poise Investment Advisors CRD 315434 | Wealth Manager · Boutique (under $100M) | $1.3M | 12 | 12 | 4 | 08/29/2026 | ☆ | |
| 28603 | Rodino Wealth Management Llc CRD 335891 | Insurance-Affiliated · Boutique (under $100M) | $1.3M | 17 | 31 | 1 | 06/29/2026 | ☆ | |
| 28604 | Simmons Financial Services, Inc. CRD 132218 | Richmond, MI | Wealth Manager · Boutique (under $100M) | $1.3M | 32 | 32 | 2 | 04/21/2023 | ☆ |
| 28605 | Soho Financial Services Llc CRD 142510 | Montecito, CA | Wealth Manager · Boutique (under $100M) | $1.3M | 2 | 2 | 2 | 04/13/2026 | ☆ |
| 28606 | Square Peg Financial Services, Llc CRD 327940 | Wealth Manager · Boutique (under $100M) | $1.3M | 11 | 13 | 1 | 03/28/2026 | ☆ | |
| 28607 | Swenson, Seth CRD 283963 | Wealth Manager · Boutique (under $100M) | $1.3M | 1 | 1 | 1 | 04/23/2026 | ☆ | |
| 28608 | Truetide Wealth, Llc. CRD 306312 | Wealth Manager · Boutique (under $100M) | $1.3M | 3 | 1 | 06/10/2026 | ☆ | ||
| 28609 | Tsu, Huayu CRD 285284 | Wealth Manager · Boutique (under $100M) | $1.3M | 3 | 3 | 1 | 04/09/2026 | ☆ | |
| 28610 | Ccm New Opportunities, Llc CRD 301887 | Merriam, KS | Investment Adviser · Boutique (under $100M) | $1.3M | 2 | 4 | 03/23/2026 | ☆ | |
| 28611 | Stravida Wealth Llc CRD 335465 | Anaheim, CA | Wealth Manager · Boutique (under $100M) | $1.3M | 5 | 20 | 1 | 03/31/2026 | ☆ |
| 28612 | Green Wing Financial Solutions Llc CRD 311959 | Wealth Manager · Boutique (under $100M) | $1.3M | 3 | 3 | 1 | 03/31/2026 | ☆ | |
| 28613 | Jfk Advisory Services, Llc CRD 160026 | Wealth Manager · Boutique (under $100M) | $1.3M | 3 | 1 | 12/05/2019 | ☆ | ||
| 28614 | Sonship Creations, Llc D/B/A Echo Collaborative CRD 323323 | Bentonville, AR | Wealth Manager · Boutique (under $100M) | $1.3M | 9 | 9 | 1 | 03/02/2026 | ☆ |
| 28615 | Golden Reed Wealth Management, Llc CRD 340673 | Ocala, FL | Wealth Manager · Boutique (under $100M) | $1.3M | 13 | 13 | 2 | 07/15/2026 | ☆ |
| 28616 | Purvis Investments, Inc. CRD 124996 | Wealth Manager · Boutique (under $100M) | $1.3M | 20 | 20 | 1 | 01/22/2026 | ☆ | |
| 28617 | Everyplan Financial Llc CRD 334519 | Wealth Manager · Boutique (under $100M) | $1.3M | 1 | 1 | 1 | 07/30/2026 | ☆ | |
| 28618 | Solid Rock Investment Advisory Llc CRD 339036 | Cleveland, TN | Wealth Manager · Boutique (under $100M) | $1.3M | 21 | 21 | 1 | 04/24/2026 | ☆ |
| 28619 | Fia Services, Inc. CRD 282694 | Navarre, FL | Wealth Manager · Boutique (under $100M) | $1.3M | 6 | 6 | 1 | 03/12/2026 | ☆ |
| 28620 | Kyso Financial Llc CRD 283171 | Wealth Manager · Boutique (under $100M) | $1.3M | 9 | 14 | 1 | 04/03/2026 | ☆ | |
| 28621 | Crosscurrent Wealthmanagement, Llc CRD 156589 | Wealth Manager · Boutique (under $100M) | $1.3M | 12 | 12 | 1 | 03/14/2026 | ☆ | |
| 28622 | Potts, Hannah & Fischer Wealth Management Group, Llc CRD 156003 | Indianapolis, IN | Wealth Manager · Boutique (under $100M) | $1.3M | 3 | 3 | 1 | 04/27/2026 | ☆ |
| 28623 | Rma Capital Management, Llc CRD 314811 | Wealth Manager · Boutique (under $100M) | $1.3M | 9 | 9 | 1 | 03/30/2026 | ☆ | |
| 28624 | Allvet Financial Llc CRD 336247 | Wealth Manager · Boutique (under $100M) | $1.3M | 117 | 70 | 2 | 10/07/2026 | ☆ | |
| 28625 | Ambrosia Herb Tea, Llc CRD 288737 | Wealth Manager · Boutique (under $100M) | $1.3M | 10 | 10 | 2 | 10/01/2026 | ☆ | |
| 28626 | Budak Financial Group, Llc CRD 144041 | Wealth Manager · Boutique (under $100M) | $1.3M | 14 | 14 | 1 | 03/30/2026 | ☆ | |
| 28627 | Asesordeinversiones.Com Ltd CRD 331588 | Road Town, Tortola | Investment Adviser · Boutique (under $100M) | $1.3M | 4 | 2 | 01/08/2026 | ☆ | |
| 28628 | Planpath Financial, L.L.C. CRD 330175 | Marquette, MI | Wealth Manager · Boutique (under $100M) | $1.3M | 5 | 12 | 2 | 03/25/2026 | ☆ |
| 28629 | Pfaffmann Financial, Inc. CRD 113980 | Tempe, AZ | Wealth Manager · Boutique (under $100M) | $1.3M | 4 | 5 | 1 | 03/19/2026 | ☆ |
| 28630 | Duvall Wealth Management Llc CRD 339034 | Wealth Manager · Boutique (under $100M) | $1.3M | 27 | 75 | 1 | 04/02/2026 | ☆ | |
| 28631 | Aces Advisors Llc CRD 315407 | New York, NY | Wealth Manager · Boutique (under $100M) | $1.3M | 19 | 21 | 1 | 03/18/2025 | ☆ |
| 28632 | Alpha Tech Investments, Llc CRD 311490 | Houston, TX | Wealth Manager · Boutique (under $100M) | $1.3M | 18 | 18 | 1 | 04/07/2026 | ☆ |
| 28633 | Barbco Financial, Llc CRD 332386 | Columbia, SC | Insurance-Affiliated · Boutique (under $100M) | $1.3M | 1 | 1 | 04/23/2026 | ☆ | |
| 28634 | Dfs Capital Management Llc CRD 327508 | Wealth Manager · Boutique (under $100M) | $1.3M | 6 | 11 | 1 | 06/01/2026 | ☆ | |
| 28635 | Elfont, Jeffrey Michael CRD 128363 | Wealth Manager · Boutique (under $100M) | $1.3M | 3 | 1 | 06/03/2026 | ☆ | ||
| 28636 | Episteme Advisors CRD 153919 | Investment Adviser · Boutique (under $100M) | $1.3M | 2 | 2 | 1 | 06/09/2026 | ☆ | |
| 28637 | Foundry Wealth Group Llc CRD 340539 | Minneapolis, MN | Wealth Manager · Boutique (under $100M) | $1.3M | 17 | 20 | 1 | 07/01/2026 | ☆ |
| 28638 | Portia Investment Advisors Ltd CRD 164565 | London | Wealth Manager · Boutique (under $100M) | $1.3M | 5 | 1 | 07/02/2024 | ☆ | |
| 28639 | The Prudent Planner, Llc CRD 285028 | Salt Lake City, UT | Wealth Manager · Boutique (under $100M) | $1.3M | 6 | 6 | 1 | 03/17/2025 | ☆ |
| 28640 | Sml Advisory Llc CRD 275028 | Insurance-Affiliated · Boutique (under $100M) | $1.2M | 14 | 14 | 1 | 05/18/2026 | ☆ | |
| 28641 | Hunt Wealth Planning, Llc CRD 336648 | Wealth Manager · Boutique (under $100M) | $1.2M | 11 | 1 | 09/07/2026 | ☆ | ||
| 28642 | Sarkor Financial Advisors CRD 330176 | Wealth Manager · Boutique (under $100M) | $1.2M | 7 | 23 | 1 | 04/29/2026 | ☆ | |
| 28643 | Ad Deum Funds, Llc CRD 293323 | Private Fund Manager · Boutique (under $100M) | $1.2M | 20 | 20 | 2 | 03/02/2026 | ☆ | |
| 28644 | Acm Macro Llc CRD 291039 | Wealth Manager · Boutique (under $100M) | $1.2M | 18 | 20 | 1 | 03/11/2026 | ☆ | |
| 28645 | Artistic Wealth Strategies Llc CRD 337996 | Insurance-Affiliated · Boutique (under $100M) | $1.2M | 9 | 1 | 03/31/2026 | ☆ | ||
| 28646 | Circuit Wealth Llc CRD 335718 | Burlingame, CA | Wealth Manager · Boutique (under $100M) | $1.2M | 2 | 1 | 03/26/2026 | ☆ | |
| 28647 | Overwatch Management Group Llc CRD 323450 | Chandler, AZ | Insurance-Affiliated · Boutique (under $100M) | $1.2M | 64 | 155 | 2 | 06/24/2026 | ☆ |
| 28648 | Bdb Wealth Advisors Llc CRD 336541 | Wealth Manager · Boutique (under $100M) | $1.2M | 9 | 25 | 2 | 08/25/2026 | ☆ | |
| 28649 | 7 Summits Investment Management, Llc CRD 331963 | Santa Ana, CA | Wealth Manager · Boutique (under $100M) | $1.2M | 5 | 8 | 2 | 03/27/2026 | ☆ |
| 28650 | Bbae Advisors Llc CRD 269900 | Plano, TX | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $1.2M | 148 | 148 | 3 | 03/26/2026 | ☆ |