Investment advisers
45,249 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 27451 | Hawk Capital Wealth Management Llc CRD 309556 | Wealth Manager · Boutique (under $100M) | $3.7M | 5 | 21 | 1 | 03/16/2026 | ☆ | |
| 27452 | Tjw Fiduciary Plan Consultants, Llc CRD 282938 | Wealth Manager · Boutique (under $100M) | $3.7M | 42 | 46 | 1 | 02/25/2026 | ☆ | |
| 27453 | Kasanda Capital Llc CRD 334491 | New York, NY | Wealth Manager · Boutique (under $100M) | $3.7M | 21 | 49 | 1 | 03/31/2026 | ☆ |
| 27454 | Oak Tree Securities, Inc. CRD 18126 | Livermore, CA | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $3.7M | 5 | 5 | 4 | 02/13/2024 | ☆ |
| 27455 | Delta Financial Advisory Llc CRD 330238 | Wealth Manager · Boutique (under $100M) | $3.7M | 4 | 4 | 1 | 01/27/2026 | ☆ | |
| 27456 | Atrium Financial Advisors Llc CRD 289365 | Wealth Manager · Boutique (under $100M) | $3.7M | 60 | 60 | 1 | 06/13/2025 | ☆ | |
| 27457 | Baynes Financial Llc CRD 307768 | Rancho Cucamonga, CA | Institutional / Pension Advisor · Boutique (under $100M) | $3.7M | 10 | 10 | 1 | 06/10/2026 | ☆ |
| 27458 | Beacon Financial Management Llc CRD 157454 | Wealth Manager · Boutique (under $100M) | $3.7M | 7 | 7 | 1 | 03/13/2026 | ☆ | |
| 27459 | Beesure Wealth Management, Inc. CRD 143451 | Bradenton, FL | Insurance-Affiliated · Boutique (under $100M) | $3.7M | 33 | 34 | 2 | 03/23/2026 | ☆ |
| 27460 | Aspen Wealth Advisors Llc CRD 312204 | Wealth Manager · Boutique (under $100M) | $3.7M | 12 | 47 | 1 | 04/01/2026 | ☆ | |
| 27461 | Didomenico Investments Llc CRD 336444 | Investment Adviser · Boutique (under $100M) | $3.7M | 12 | 16 | 1 | 04/10/2026 | ☆ | |
| 27462 | Mcfarlane Investment Advisory Services Inc. CRD 134839 | Insurance-Affiliated · Boutique (under $100M) | $3.7M | 5 | 5 | 1 | 04/09/2026 | ☆ | |
| 27463 | Iron Forge Financial Llc CRD 334445 | Wealth Manager · Boutique (under $100M) | $3.7M | 2 | 8 | 1 | 05/19/2026 | ☆ | |
| 27464 | P.W.B., Inc. CRD 123258 | Investment Adviser · Boutique (under $100M) | $3.7M | 48 | 01/20/2009 | ☆ | |||
| 27465 | Turnbull Financial Services Llc CRD 300015 | Wealth Manager · Boutique (under $100M) | $3.7M | 15 | 24 | 1 | 01/28/2026 | ☆ | |
| 27466 | John Addison Merrill CRD 117747 | Wealth Manager · Boutique (under $100M) | $3.6M | 4 | 1 | 03/13/2024 | ☆ | ||
| 27467 | Diane Booth Tuntland CRD 300121 | Las Vegas, NV | Wealth Manager · Boutique (under $100M) | $3.6M | 7 | 16 | 1 | 03/29/2026 | ☆ |
| 27468 | Ckhfinancial Llc CRD 320767 | University City, MO | Insurance-Affiliated · Boutique (under $100M) | $3.6M | 70 | 70 | 1 | 06/09/2026 | ☆ |
| 27469 | Hall Financial Wellness Llc CRD 334520 | Newport Beach, CA | Institutional / Pension Advisor · Boutique (under $100M) | $3.6M | 3 | 1 | 02/13/2026 | ☆ | |
| 27470 | Waymaker Financial Planning Llc CRD 308177 | Fort Worth, TX | Wealth Manager · Boutique (under $100M) | $3.6M | 7 | 11 | 1 | 02/19/2026 | ☆ |
| 27471 | Sohum Financial Planning, Llc CRD 316869 | Evergreen, CO | Insurance-Affiliated · Boutique (under $100M) | $3.6M | 6 | 13 | 1 | 03/31/2026 | ☆ |
| 27472 | P/E Capital Investment Management Partners CRD 172695 | Wealth Manager · Boutique (under $100M) | $3.6M | 61 | 61 | 3 | 06/24/2026 | ☆ | |
| 27473 | Collins Wealth Management Llc CRD 314610 | Sugar Land, TX | Wealth Manager · Boutique (under $100M) | $3.6M | 60 | 60 | 1 | 03/02/2026 | ☆ |
| 27474 | Aggregate Financial Services, Inc. CRD 324945 | Wealth Manager · Boutique (under $100M) | $3.6M | 27 | 73 | 2 | 10/07/2026 | ☆ | |
| 27475 | Be Your Best Financial Llc CRD 308905 | Wealth Manager · Boutique (under $100M) | $3.6M | 12 | 35 | 1 | 08/28/2026 | ☆ | |
| 27476 | Tallac Corporation CRD 136227 | San Francisco, CA | Wealth Manager · Boutique (under $100M) | $3.6M | 2 | 2 | 4 | 03/04/2026 | ☆ |
| 27477 | Cwr Capital Management Llc CRD 314201 | Wealth Manager · Boutique (under $100M) | $3.6M | 20 | 43 | 1 | 07/13/2026 | ☆ | |
| 27478 | Ameribanc Corporation CRD 124207 | Wealth Manager · Boutique (under $100M) | $3.6M | 9 | 20 | 1 | 06/17/2021 | ☆ | |
| 27479 | Blue Rock Capital, Llc CRD 300876 | Wealth Manager · Boutique (under $100M) | $3.6M | 45 | 62 | 1 | 04/15/2025 | ☆ | |
| 27480 | Glenn Asset Management, Llc CRD 315731 | Wealth Manager · Boutique (under $100M) | $3.6M | 70 | 70 | 1 | 03/23/2026 | ☆ | |
| 27481 | Nabata Investment Group, Llc CRD 330616 | Wealth Manager · Boutique (under $100M) | $3.6M | 11 | 16 | 1 | 06/16/2026 | ☆ | |
| 27482 | Paul Fair Associates, Llc CRD 138982 | Insurance-Affiliated · Boutique (under $100M) | $3.6M | 12 | 13 | 1 | 10/05/2026 | ☆ | |
| 27483 | Qurium Capital Llc CRD 131379 | Chino Hills, CA | Private Fund Manager · Boutique (under $100M) | $3.6M | 1 | 1 | 1 | 04/10/2026 | ☆ |
| 27484 | Rockford Group Llc CRD 317946 | Carmel, IN | Insurance-Affiliated · Boutique (under $100M) | $3.6M | 54 | 58 | 1 | 01/08/2026 | ☆ |
| 27485 | Tyr Partners Lp CRD 308769 | Wealth Manager · Boutique (under $100M) | $3.6M | 6 | 7 | 1 | 08/14/2025 | ☆ | |
| 27486 | Vihar Capital Management, Llc CRD 329706 | Wealth Manager · Boutique (under $100M) | $3.6M | 5 | 10 | 1 | 03/25/2026 | ☆ | |
| 27487 | Cultivate Financial, Llc CRD 318616 | Fargo, ND | Insurance-Affiliated · Boutique (under $100M) | $3.6M | 12 | 23 | 1 | 03/26/2026 | ☆ |
| 27488 | Marrone Wealth Management Llc CRD 317011 | Wealth Manager · Boutique (under $100M) | $3.6M | 20 | 46 | 1 | 03/09/2026 | ☆ | |
| 27489 | Sheltered Garden Financial Group Llc CRD 335217 | Boxborough, MA | Wealth Manager · Boutique (under $100M) | $3.6M | 9 | 1 | 02/17/2026 | ☆ | |
| 27490 | Koplan & Associates Llc CRD 143042 | Chattanooga, TN | Wealth Manager · Boutique (under $100M) | $3.6M | 49 | 52 | 2 | 04/08/2026 | ☆ |
| 27491 | Barth Capital Llc CRD 174852 | Wealth Manager · Boutique (under $100M) | $3.6M | 8 | 14 | 1 | 01/16/2026 | ☆ | |
| 27492 | James W. Walker, P.A. CRD 110863 | Naples, FL | Wealth Manager · Boutique (under $100M) | $3.6M | 4 | 4 | 1 | 03/17/2026 | ☆ |
| 27493 | Edman Global Investment Management Llc CRD 119486 | Wealth Manager · Boutique (under $100M) | $3.6M | 3 | 3 | 1 | 03/05/2026 | ☆ | |
| 27494 | Build Financial Advisors, Llc CRD 323201 | Wealth Manager · Boutique (under $100M) | $3.6M | 5 | 1 | 01/14/2026 | ☆ | ||
| 27495 | Trusted Path Wealth Management, Llc CRD 336395 | Wealth Manager · Boutique (under $100M) | $3.6M | 3 | 7 | 1 | 05/29/2026 | ☆ | |
| 27496 | Motus Partners Llc CRD 309951 | Wealth Manager · Boutique (under $100M) | $3.6M | 3 | 3 | 1 | 03/02/2026 | ☆ | |
| 27497 | Adviso Wealth Llc CRD 308198 | Princeton, NJ | Wealth Manager · Boutique (under $100M) | $3.6M | 10 | 41 | 1 | 03/03/2026 | ☆ |
| 27498 | Night Sky Capital Management, Llc CRD 135870 | Cleveland Heights, OH | Wealth Manager · Boutique (under $100M) | $3.6M | 18 | 30 | 2 | 09/27/2026 | ☆ |
| 27499 | Hfp Investments, Llc CRD 315574 | Columbia, MO | Insurance-Affiliated · Boutique (under $100M) | $3.6M | 15 | 23 | 1 | 03/19/2026 | ☆ |
| 27500 | Ni Advisors CRD 134502 | Milpitas, CA | Insurance-Affiliated · Boutique (under $100M) | $3.6M | 6 | 7 | 16 | 09/30/2026 | ☆ |