Investment advisers
45,249 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 27501 | Corcoran Wealth Management Llc CRD 162162 | Wealth Manager · Boutique (under $100M) | $3.5M | 50 | 50 | 1 | 08/27/2026 | ☆ | |
| 27502 | Hochstrat Investments Llc CRD 289565 | Insurance-Affiliated · Boutique (under $100M) | $3.5M | 28 | 51 | 1 | 05/23/2025 | ☆ | |
| 27503 | Maplewood Wealth CRD 328353 | Wealth Manager · Boutique (under $100M) | $3.5M | 8 | 26 | 1 | 03/31/2026 | ☆ | |
| 27504 | Vail Ridge Capital, Llc CRD 173397 | Wealth Manager · Boutique (under $100M) | $3.5M | 28 | 23 | 1 | 03/31/2026 | ☆ | |
| 27505 | Bustamante Capital Management Llc CRD 331942 | Phoenix, AZ | Wealth Manager · Boutique (under $100M) | $3.5M | 5 | 5 | 1 | 01/30/2025 | ☆ |
| 27506 | Cpa Synced Financial Llc CRD 330284 | Wealth Manager · Boutique (under $100M) | $3.5M | 5 | 5 | 1 | 03/24/2026 | ☆ | |
| 27507 | Forester Capital Management Ltd CRD 109474 | Libertyville, IL | Mutual Fund / Asset Manager · Boutique (under $100M) | $3.5M | 1 | 1 | 1 | 03/31/2026 | ☆ |
| 27508 | Finmas Capital Llc CRD 317644 | Wealth Manager · Boutique (under $100M) | $3.5M | 125 | 202 | 1 | 03/16/2026 | ☆ | |
| 27509 | Avant Garde Wealth, Llc CRD 308170 | Wealth Manager · Boutique (under $100M) | $3.5M | 12 | 32 | 1 | 05/04/2026 | ☆ | |
| 27510 | Counterculture Wealth Llc CRD 318333 | Wealth Manager · Boutique (under $100M) | $3.5M | 19 | 45 | 1 | 09/09/2026 | ☆ | |
| 27511 | Legacybridge Wealth Management, Llc CRD 332997 | Savannah, GA | Wealth Manager · Boutique (under $100M) | $3.5M | 7 | 7 | 2 | 04/24/2026 | ☆ |
| 27512 | Hawken Wealth Management Llc CRD 313385 | Wealth Manager · Boutique (under $100M) | $3.5M | 3 | 1 | 02/13/2026 | ☆ | ||
| 27513 | Allevid, Inc. CRD 310745 | Wealth Manager · Boutique (under $100M) | $3.5M | 3 | 3 | 1 | 01/28/2026 | ☆ | |
| 27514 | Apperax Llc CRD 166185 | Wealth Manager · Boutique (under $100M) | $3.5M | 2 | 1 | 03/30/2026 | ☆ | ||
| 27515 | Ball, Bradley Maurice CRD 310684 | Wealth Manager · Boutique (under $100M) | $3.5M | 26 | 26 | 2 | 09/08/2026 | ☆ | |
| 27516 | Champion Investments Llc CRD 306007 | Wealth Manager · Boutique (under $100M) | $3.5M | 13 | 13 | 1 | 01/05/2026 | ☆ | |
| 27517 | Devens Wealth Management Llc CRD 338031 | Wealth Manager · Boutique (under $100M) | $3.5M | 8 | 8 | 1 | 02/05/2026 | ☆ | |
| 27518 | Focus Investments, Llc CRD 125813 | Investment Adviser · Boutique (under $100M) | $3.5M | 71 | 03/25/2011 | ☆ | |||
| 27519 | Graham Wealth Management Llc CRD 321244 | Wealth Manager · Boutique (under $100M) | $3.5M | 33 | 54 | 1 | 03/04/2026 | ☆ | |
| 27520 | Integrity Wealth Management, Inc CRD 143716 | Wealth Manager · Boutique (under $100M) | $3.5M | 46 | 85 | 1 | 08/25/2026 | ☆ | |
| 27521 | Liu, Jack, Xiaosui CRD 301027 | Wealth Manager · Boutique (under $100M) | $3.5M | 3 | 3 | 1 | 01/07/2026 | ☆ | |
| 27522 | Moore, Ronald Keith CRD 134964 | Wealth Manager · Boutique (under $100M) | $3.5M | 5 | 5 | 1 | 01/02/2026 | ☆ | |
| 27523 | Pira Wealth Management Llc CRD 311967 | Coralville, IA | Wealth Manager · Boutique (under $100M) | $3.5M | 17 | 49 | 2 | 01/05/2026 | ☆ |
| 27524 | Rlt Capital, Llc CRD 288736 | Wealth Manager · Boutique (under $100M) | $3.5M | 1 | 3 | 1 | 05/20/2024 | ☆ | |
| 27525 | Save Advisers Llc CRD 306053 | Houston, TX | Wealth Manager · Boutique (under $100M) | $3.5M | 200 | 200 | 7 | 04/09/2026 | ☆ |
| 27526 | Ts. Mitchell Financial, Llc. CRD 170431 | Wealth Manager · Boutique (under $100M) | $3.5M | 26 | 26 | 1 | 03/30/2026 | ☆ | |
| 27527 | United Security Advisors & Financial Planning Partners Llc CRD 132236 | Insurance-Affiliated · Boutique (under $100M) | $3.5M | 2 | 1 | 03/24/2026 | ☆ | ||
| 27528 | Wall Street Capital Advisors, Llc CRD 150334 | Ladue, MO | Wealth Manager · Boutique (under $100M) | $3.5M | 25 | 25 | 2 | 04/23/2025 | ☆ |
| 27529 | Wealth In Yourself Llc CRD 322123 | Zephyr Cove, NV | Wealth Manager · Boutique (under $100M) | $3.5M | 13 | 48 | 1 | 06/26/2026 | ☆ |
| 27530 | Sage Portfolio Management Llc CRD 153512 | Wealth Manager · Boutique (under $100M) | $3.5M | 13 | 13 | 1 | 02/03/2026 | ☆ | |
| 27531 | Cromwell Investment Advisory, Llc CRD 152360 | College Park, MD | Wealth Manager · Boutique (under $100M) | $3.5M | 46 | 46 | 1 | 04/01/2022 | ☆ |
| 27532 | Vu Financial Services, Inc CRD 145305 | Wealth Manager · Boutique (under $100M) | $3.5M | 8 | 9 | 1 | 11/02/2023 | ☆ | |
| 27533 | Robert Kenneth Loop CRD 311963 | Wealth Manager · Boutique (under $100M) | $3.5M | 10 | 27 | 1 | 10/07/2026 | ☆ | |
| 27534 | Golden Returns Advisors Llc CRD 146716 | Private Fund Manager · Boutique (under $100M) | $3.5M | 1 | 1 | 2 | 03/27/2026 | ☆ | |
| 27535 | N CRD 310183 | Wealth Manager · Boutique (under $100M) | $3.5M | 8 | 8 | 7 | 03/05/2025 | ☆ | |
| 27536 | Sunset Retirement Advisors Llc CRD 333226 | Provo, UT | Wealth Manager · Boutique (under $100M) | $3.5M | 30 | 52 | 2 | 03/20/2026 | ☆ |
| 27537 | Aduna Capital Llc CRD 311270 | Norwalk, CA | Insurance-Affiliated · Boutique (under $100M) | $3.5M | 36 | 36 | 1 | 04/01/2026 | ☆ |
| 27538 | Coah Financial, Llc CRD 332283 | Wealth Manager · Boutique (under $100M) | $3.5M | 13 | 13 | 1 | 03/24/2026 | ☆ | |
| 27539 | Financial Solution Advisors Corp. CRD 121647 | Insurance-Affiliated · Boutique (under $100M) | $3.4M | 19 | 33 | 1 | 04/08/2026 | ☆ | |
| 27540 | Mulberry Investors Llc CRD 306457 | Wealth Manager · Boutique (under $100M) | $3.4M | 5 | 5 | 1 | 03/24/2026 | ☆ | |
| 27541 | Tbg Investing,Llc CRD 333130 | Wealth Manager · Boutique (under $100M) | $3.4M | 6 | 12 | 1 | 03/25/2026 | ☆ | |
| 27542 | Harvest Wealth Design & Management, Llc CRD 286130 | Las Vegas, NV | Insurance-Affiliated · Boutique (under $100M) | $3.4M | 15 | 1 | 03/31/2026 | ☆ | |
| 27543 | Delphin Investments Llc CRD 149126 | Wealth Manager · Boutique (under $100M) | $3.4M | 5 | 2 | 03/17/2026 | ☆ | ||
| 27544 | Grassland Capital, Llc CRD 313631 | Chicago, IL | Private Fund Manager · Boutique (under $100M) | $3.4M | 2 | 2 | 3 | 03/30/2026 | ☆ |
| 27545 | Origem International Advisory Llc CRD 333738 | Porto Alegre, Rio Grande Do Sul | Investment Adviser · Boutique (under $100M) | $3.4M | 19 | 19 | 2 | 03/23/2026 | ☆ |
| 27546 | Valley Investors Corporation CRD 117306 | Roanoke, VA | Wealth Manager · Boutique (under $100M) | $3.4M | 12 | 16 | 1 | 03/30/2026 | ☆ |
| 27547 | Bileckyj, Adam Peter CRD 307536 | Insurance-Affiliated · Boutique (under $100M) | $3.4M | 19 | 60 | 1 | 03/31/2026 | ☆ | |
| 27548 | Blazing Star Financial, Llc CRD 312042 | Topeka, KS | Wealth Manager · Boutique (under $100M) | $3.4M | 22 | 100 | 2 | 06/01/2026 | ☆ |
| 27549 | Btg Capital Llc CRD 337715 | Wealth Manager · Boutique (under $100M) | $3.4M | 16 | 52 | 2 | 07/15/2026 | ☆ | |
| 27550 | Fidelity Federal Planning Corp. CRD 114873 | Montgomeryville, PA | Wealth Manager · Boutique (under $100M) | $3.4M | 15 | 19 | 1 | 02/14/2026 | ☆ |