Investment advisers
45,249 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 27401 | Heroic Capital Llc CRD 174254 | Wealth Manager · Boutique (under $100M) | $3.8M | 20 | 20 | 0 | 05/17/2019 | ☆ | |
| 27402 | Jeanie Fielder Eymontt CRD 173714 | Houston, TX | Insurance-Affiliated · Boutique (under $100M) | $3.8M | 4 | 4 | 1 | 04/24/2025 | ☆ |
| 27403 | Makenna & Company, Inc. CRD 132744 | Darien, CT | Wealth Manager · Boutique (under $100M) | $3.8M | 6 | 24 | 1 | 11/13/2024 | ☆ |
| 27404 | Odinic Advisors Llc CRD 285166 | Insurance-Affiliated · Boutique (under $100M) | $3.8M | 24 | 36 | 1 | 02/26/2026 | ☆ | |
| 27405 | Euclid Harding, Llc CRD 336693 | Wealth Manager · Boutique (under $100M) | $3.8M | 7 | 20 | 1 | 10/07/2026 | ☆ | |
| 27406 | Pov Wealth Llc CRD 327906 | Insurance-Affiliated · Boutique (under $100M) | $3.8M | 8 | 9 | 1 | 03/17/2026 | ☆ | |
| 27407 | Hammerhead Financial Strategies, Llc CRD 313248 | Wealth Manager · Boutique (under $100M) | $3.8M | 10 | 11 | 2 | 03/30/2026 | ☆ | |
| 27408 | Sar Group Llc CRD 170194 | Insurance-Affiliated · Boutique (under $100M) | $3.8M | 49 | 67 | 4 | 03/17/2026 | ☆ | |
| 27409 | Haas Financial Services Inc CRD 122450 | Insurance-Affiliated · Boutique (under $100M) | $3.8M | 31 | 50 | 1 | 08/25/2026 | ☆ | |
| 27410 | Taylor Morgan Capital Management, Llc CRD 283163 | Dallas, TX | Private Fund Manager · Boutique (under $100M) | $3.8M | 1 | 1 | 1 | 03/10/2026 | ☆ |
| 27411 | George Hill Asset Management, Llc CRD 284489 | Wealth Manager · Boutique (under $100M) | $3.8M | 3 | 4 | 1 | 02/17/2026 | ☆ | |
| 27412 | Curtis Cole Rose CRD 114816 | Wealth Manager · Boutique (under $100M) | $3.8M | 19 | 19 | 1 | 07/14/2025 | ☆ | |
| 27413 | Tech Financial Planning, Llc CRD 321834 | Wealth Manager · Boutique (under $100M) | $3.8M | 8 | 45 | 1 | 05/11/2026 | ☆ | |
| 27414 | Rock One Advisors, Llc CRD 167431 | Wealth Manager · Boutique (under $100M) | $3.8M | 29 | 29 | 1 | 07/28/2022 | ☆ | |
| 27415 | Waterside Investment Advisers Llc CRD 309788 | Sarasota, FL | Wealth Manager · Boutique (under $100M) | $3.8M | 13 | 13 | 1 | 01/12/2026 | ☆ |
| 27416 | Arete Asset Management, Llc CRD 146562 | Wealth Manager · Boutique (under $100M) | $3.8M | 4 | 6 | 1 | 03/23/2026 | ☆ | |
| 27417 | Teach Everyone About Money Financial Planning, Llc CRD 327256 | Wealth Manager · Boutique (under $100M) | $3.8M | 6 | 6 | 1 | 04/04/2026 | ☆ | |
| 27418 | Inside Arbitrage Advisors, Llc CRD 323455 | Wealth Manager · Boutique (under $100M) | $3.8M | 11 | 11 | 1 | 01/30/2026 | ☆ | |
| 27419 | Ashcraft Wealth Advisors Llc CRD 173658 | Wealth Manager · Boutique (under $100M) | $3.8M | 46 | 46 | 1 | 11/06/2025 | ☆ | |
| 27420 | Investifi Wealth Management Llc CRD 316755 | Wealth Manager · Boutique (under $100M) | $3.8M | 37 | 76 | 1 | 03/02/2026 | ☆ | |
| 27421 | Minorkey Management Llc CRD 285365 | Wealth Manager · Boutique (under $100M) | $3.8M | 5 | 1 | 03/26/2026 | ☆ | ||
| 27422 | Grosso Wealth Management Llc CRD 323602 | Wealth Manager · Boutique (under $100M) | $3.8M | 13 | 1 | 09/30/2026 | ☆ | ||
| 27423 | Sonder Partners, Llc CRD 336828 | Wealth Manager · Boutique (under $100M) | $3.8M | 2 | 12 | 2 | 03/17/2026 | ☆ | |
| 27424 | Boatman Wealth Management, Llc CRD 151150 | Monessen, PA | Insurance-Affiliated · Boutique (under $100M) | $3.8M | 26 | 26 | 2 | 07/30/2026 | ☆ |
| 27425 | Clark, Charles Lee Jr. CRD 132224 | Grand Junction, CO | Wealth Manager · Boutique (under $100M) | $3.8M | 105 | 10 | 0 | 03/27/2026 | ☆ |
| 27426 | Scott Financial Resources Llc CRD 329052 | Hanover, PA | Wealth Manager · Boutique (under $100M) | $3.7M | 10 | 22 | 1 | 06/15/2026 | ☆ |
| 27427 | Integritas Wealth Strategies, Llc CRD 332359 | Charleston, SC | Wealth Manager · Boutique (under $100M) | $3.7M | 17 | 56 | 4 | 08/11/2026 | ☆ |
| 27428 | Link Asset Management Llc CRD 315082 | Soldotna, AK | Wealth Manager · Boutique (under $100M) | $3.7M | 30 | 53 | 1 | 07/14/2026 | ☆ |
| 27429 | Three Circles Capital Management, Llc CRD 138434 | Private Fund Manager · Boutique (under $100M) | $3.7M | 2 | 2 | 1 | 04/24/2026 | ☆ | |
| 27430 | Clairalpha Advisors Llc CRD 342087 | Frisco, TX | Wealth Manager · Boutique (under $100M) | $3.7M | 14 | 21 | 1 | 09/25/2026 | ☆ |
| 27431 | Rhg Advisors Llc CRD 131836 | Wealth Manager · Boutique (under $100M) | $3.7M | 4 | 1 | 09/29/2026 | ☆ | ||
| 27432 | Monterra Advisors, Llc CRD 338054 | Orlando, FL | Wealth Manager · Boutique (under $100M) | $3.7M | 4 | 4 | 1 | 06/06/2026 | ☆ |
| 27433 | Imagine Math Llc CRD 325433 | Moorpark, CA | Wealth Manager · Boutique (under $100M) | $3.7M | 8 | 17 | 1 | 03/02/2026 | ☆ |
| 27434 | Key Wealth Partners, Llc CRD 153231 | Institutional / Pension Advisor · Boutique (under $100M) | $3.7M | 6 | 8 | 1 | 02/05/2026 | ☆ | |
| 27435 | Small Victories Wealth Llc CRD 318429 | Wealth Manager · Boutique (under $100M) | $3.7M | 13 | 14 | 1 | 02/23/2026 | ☆ | |
| 27436 | Brol Capital Management, Llc CRD 154196 | Investment Adviser · Boutique (under $100M) | $3.7M | 10 | 10 | 1 | 06/25/2026 | ☆ | |
| 27437 | Forward Financial Planning Llc CRD 318632 | Wealth Manager · Boutique (under $100M) | $3.7M | 9 | 25 | 1 | 03/15/2026 | ☆ | |
| 27438 | Lodestar Asset Management Llc CRD 157419 | Wealth Manager · Boutique (under $100M) | $3.7M | 6 | 13 | 1 | 04/06/2026 | ☆ | |
| 27439 | Resnn Investments, Llc CRD 165087 | Wealth Manager · Boutique (under $100M) | $3.7M | 4 | 4 | 1 | 02/12/2026 | ☆ | |
| 27440 | Ethical Capital Llc CRD 316032 | Wealth Manager · Boutique (under $100M) | $3.7M | 58 | 131 | 1 | 03/19/2026 | ☆ | |
| 27441 | Prime Opportunities Investment Group Llc CRD 146944 | Los Angeles, CA | Private Fund Manager · Boutique (under $100M) | $3.7M | 1 | 1 | 1 | 08/18/2026 | ☆ |
| 27442 | Tactical Wealth Planning Llc CRD 329530 | Wealth Manager · Boutique (under $100M) | $3.7M | 2 | 7 | 1 | 04/27/2026 | ☆ | |
| 27443 | Alphatheta Capital Llc CRD 168143 | Wealth Manager · Boutique (under $100M) | $3.7M | 13 | 17 | 1 | 03/16/2026 | ☆ | |
| 27444 | Catsgame Capital Llc CRD 309608 | Wealth Manager · Boutique (under $100M) | $3.7M | 11 | 11 | 1 | 03/11/2026 | ☆ | |
| 27445 | Jimenez, Javier Rivera CRD 153185 | Pasadena, CA | Wealth Manager · Boutique (under $100M) | $3.7M | 24 | 35 | 1 | 03/27/2026 | ☆ |
| 27446 | Lee, Sunho CRD 134309 | Wealth Manager · Boutique (under $100M) | $3.7M | 4 | 4 | 1 | 03/01/2023 | ☆ | |
| 27447 | Nadel Private Wealth Llc CRD 341947 | Wealth Manager · Boutique (under $100M) | $3.7M | 7 | 7 | 1 | 10/08/2026 | ☆ | |
| 27448 | Strategic Finance Inc. CRD 328828 | Clackamas, OR | Wealth Manager · Boutique (under $100M) | $3.7M | 8 | 47 | 1 | 02/10/2026 | ☆ |
| 27449 | Sullivan Ii, Michael Anthony CRD 332055 | Wealth Manager · Boutique (under $100M) | $3.7M | 20 | 27 | 1 | 02/27/2026 | ☆ | |
| 27450 | Meridian Passage, Llc CRD 334704 | Wealth Manager · Boutique (under $100M) | $3.7M | 17 | 1 | 05/13/2026 | ☆ |