Investment advisers
45,249 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 27201 | Dougherty Paul F. CRD 133140 | Wealth Manager · Boutique (under $100M) | $4.3M | 9 | 15 | 1 | 01/02/2026 | ☆ | |
| 27202 | Baker Wealth Advisors, Llc. CRD 311041 | Wealth Manager · Boutique (under $100M) | $4.3M | 113 | 161 | 1 | 04/28/2026 | ☆ | |
| 27203 | Thomas Everett Investments, Llc CRD 318950 | Wealth Manager · Boutique (under $100M) | $4.3M | 68 | 93 | 1 | 02/27/2026 | ☆ | |
| 27204 | Enterprise Wealth Partners, Llc CRD 143853 | Tallapoosa, GA | Institutional / Pension Advisor · Boutique (under $100M) | $4.3M | 0 | 5 | 1 | 03/31/2026 | ☆ |
| 27205 | Harvested Financial, Llc CRD 309199 | Wealth Manager · Boutique (under $100M) | $4.3M | 7 | 7 | 1 | 03/04/2026 | ☆ | |
| 27206 | Lifefirst Wealth, Llc CRD 331242 | Huntsville, AL | Wealth Manager · Boutique (under $100M) | $4.3M | 3 | 18 | 1 | 03/24/2026 | ☆ |
| 27207 | Capital Financial Boise, Inc. CRD 174089 | Insurance-Affiliated · Boutique (under $100M) | $4.3M | 12 | 12 | 1 | 06/09/2025 | ☆ | |
| 27208 | Oak Creek Private Wealth Management Llc CRD 306851 | Tulsa, OK | Wealth Manager · Boutique (under $100M) | $4.3M | 11 | 11 | 1 | 03/09/2026 | ☆ |
| 27209 | Sunpath Financial Group Incorporated CRD 312343 | Newport Beach, CA | Insurance-Affiliated · Boutique (under $100M) | $4.3M | 35 | 35 | 1 | 06/08/2026 | ☆ |
| 27210 | Toro Financial Advisors, Llc CRD 332084 | Winter Park, FL | Wealth Manager · Boutique (under $100M) | $4.3M | 32 | 32 | 1 | 03/25/2026 | ☆ |
| 27211 | Estate & Retirement Strategies Llc CRD 117134 | Tempe, AZ | Wealth Manager · Boutique (under $100M) | $4.3M | 14 | 17 | 1 | 03/30/2026 | ☆ |
| 27212 | Steerson Advisors Llc CRD 327734 | Wealth Manager · Boutique (under $100M) | $4.3M | 3 | 3 | 1 | 03/26/2025 | ☆ | |
| 27213 | Golden Lake Llc CRD 313819 | Wealth Manager · Boutique (under $100M) | $4.3M | 6 | 13 | 1 | 04/28/2023 | ☆ | |
| 27214 | Wealth Management Services Inc. CRD 164379 | Wealth Manager · Boutique (under $100M) | $4.2M | 11 | 17 | 1 | 06/25/2026 | ☆ | |
| 27215 | Hedged Private Wealth, Llc CRD 297031 | Metairie, LA | Insurance-Affiliated · Boutique (under $100M) | $4.2M | 49 | 49 | 3 | 01/02/2026 | ☆ |
| 27216 | Riverside Capital Wealth Llc CRD 331038 | Wealth Manager · Boutique (under $100M) | $4.2M | 54 | 70 | 1 | 02/09/2026 | ☆ | |
| 27217 | Hilton Head Wealth Advisors, Llc CRD 285945 | Bluffton, SC | Wealth Manager · Boutique (under $100M) | $4.2M | 12 | 1 | 02/23/2026 | ☆ | |
| 27218 | Monticello Financial Advisors, Llc CRD 322890 | Mount Pleasant, TX | Wealth Manager · Boutique (under $100M) | $4.2M | 87 | 218 | 3 | 09/28/2026 | ☆ |
| 27219 | Slater, Lee CRD 300649 | Wealth Manager · Boutique (under $100M) | $4.2M | 4 | 1 | 03/25/2026 | ☆ | ||
| 27220 | White Peaks Asset Management, Llc CRD 119728 | Wealth Manager · Boutique (under $100M) | $4.2M | 8 | 8 | 1 | 08/15/2025 | ☆ | |
| 27221 | Docshah Financial, Llc CRD 327709 | Wealth Manager · Boutique (under $100M) | $4.2M | 33 | 33 | 1 | 05/15/2026 | ☆ | |
| 27222 | Highlands Asset Management, Inc. CRD 126850 | Highlands Ranch, CO | Wealth Manager · Boutique (under $100M) | $4.2M | 11 | 11 | 1 | 05/02/2026 | ☆ |
| 27223 | Financial Advisory Group, Inc. CRD 337686 | Appleton, WI | Insurance-Affiliated · Boutique (under $100M) | $4.2M | 12 | 35 | 1 | 03/13/2026 | ☆ |
| 27224 | Affiliated Investment Advisors, Inc. CRD 117207 | Wealth Manager · Boutique (under $100M) | $4.2M | 8 | 8 | 1 | 01/04/2022 | ☆ | |
| 27225 | Brc Financial Planning Limited Liability Company CRD 334891 | Wealth Manager · Boutique (under $100M) | $4.2M | 44 | 44 | 1 | 01/20/2026 | ☆ | |
| 27226 | Entrefolio Llc CRD 312977 | Wealth Manager · Boutique (under $100M) | $4.2M | 20 | 20 | 1 | 03/28/2024 | ☆ | |
| 27227 | Ethos Strategic Investments, Llc CRD 331831 | Wealth Manager · Boutique (under $100M) | $4.2M | 6 | 1 | 07/28/2026 | ☆ | ||
| 27228 | James Capital Management Llc CRD 159484 | Wealth Manager · Boutique (under $100M) | $4.2M | 9 | 12 | 1 | 03/20/2026 | ☆ | |
| 27229 | Lodestone Capital Solutions Llc CRD 156520 | Stanton, CA | Insurance-Affiliated · Boutique (under $100M) | $4.2M | 5 | 7 | 1 | 06/15/2026 | ☆ |
| 27230 | Lyons Den Capital Ii Inc. CRD 139577 | Wealth Manager · Boutique (under $100M) | $4.2M | 12 | 12 | 1 | 04/20/2026 | ☆ | |
| 27231 | Beechwood Value Capital, Llc CRD 327331 | Salt Lake City, UT | Private Fund Manager · Boutique (under $100M) | $4.2M | 1 | 1 | 1 | 03/31/2026 | ☆ |
| 27232 | E.C. Krayton Associates, Inc. CRD 128746 | Wealth Manager · Boutique (under $100M) | $4.2M | 2 | 2 | 1 | 02/20/2026 | ☆ | |
| 27233 | Jqr Capital Management, Llc CRD 173950 | Wealth Manager · Boutique (under $100M) | $4.2M | 29 | 51 | 1 | 01/02/2026 | ☆ | |
| 27234 | Sovereign Global Advisors, Llc CRD 167663 | Denver, CO | Insurance-Affiliated · Boutique (under $100M) | $4.2M | 10 | 10 | 10 | 03/19/2026 | ☆ |
| 27235 | First Financial Group Of Co., Inc. CRD 113501 | Wealth Manager · Boutique (under $100M) | $4.2M | 4 | 6 | 1 | 02/26/2026 | ☆ | |
| 27236 | Christmas Corporation CRD 282245 | Wealth Manager · Boutique (under $100M) | $4.2M | 44 | 44 | 4 | 03/27/2026 | ☆ | |
| 27237 | Todd Kleinfeld CRD 317437 | Wealth Manager · Boutique (under $100M) | $4.2M | 4 | 1 | 01/23/2026 | ☆ | ||
| 27238 | Dwojeski, John J CRD 129491 | Wealth Manager · Boutique (under $100M) | $4.2M | 7 | 7 | 1 | 03/02/2026 | ☆ | |
| 27239 | Invantage Capital Llc CRD 337627 | Lafayette, CA | Wealth Manager · Boutique (under $100M) | $4.2M | 1 | 1 | 06/02/2026 | ☆ | |
| 27240 | Chambers Capital, Llc CRD 282225 | Wealth Manager · Boutique (under $100M) | $4.2M | 2 | 4 | 1 | 04/14/2026 | ☆ | |
| 27241 | Moveup Financial Llc CRD 311423 | Wealth Manager · Boutique (under $100M) | $4.2M | 1 | 1 | 1 | 03/23/2026 | ☆ | |
| 27242 | Fairpoint Wealth Management, Llc CRD 289100 | Wealth Manager · Boutique (under $100M) | $4.2M | 15 | 1 | 05/01/2026 | ☆ | ||
| 27243 | Modesto Capital Advisors Llc CRD 328343 | Wealth Manager · Boutique (under $100M) | $4.2M | 12 | 71 | 1 | 02/10/2026 | ☆ | |
| 27244 | Lambert, Joseph Neil CRD 127822 | Santa Barbara, CA | Wealth Manager · Boutique (under $100M) | $4.2M | 13 | 13 | 1 | 03/26/2026 | ☆ |
| 27245 | Emerald Waves Investments, Llc CRD 154095 | Wealth Manager · Boutique (under $100M) | $4.2M | 16 | 21 | 1 | 03/27/2026 | ☆ | |
| 27246 | Rinaudo Capital, Llc CRD 170661 | Wealth Manager · Boutique (under $100M) | $4.2M | 17 | 21 | 1 | 01/07/2026 | ☆ | |
| 27247 | Clear Springs Wealth Llc CRD 322313 | Wealth Manager · Boutique (under $100M) | $4.2M | 18 | 23 | 1 | 04/21/2026 | ☆ | |
| 27248 | Naperville Private Wealth, Llc CRD 333761 | Wealth Manager · Boutique (under $100M) | $4.2M | 8 | 23 | 1 | 03/05/2026 | ☆ | |
| 27249 | Gap Financial, Inc. CRD 149137 | San Juan Capistrano, CA | Insurance-Affiliated · Boutique (under $100M) | $4.2M | 22 | 22 | 1 | 05/19/2026 | ☆ |
| 27250 | Road Maps Financial Group, Llc CRD 156259 | Insurance-Affiliated · Boutique (under $100M) | $4.2M | 18 | 18 | 1 | 04/21/2026 | ☆ |