Investment advisers
45,249 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 27151 | Wealthguides Llc CRD 329822 | Indianapolis, IN | Wealth Manager · Boutique (under $100M) | $4.4M | 12 | 20 | 1 | 01/21/2026 | ☆ |
| 27152 | Plutus21 Capital Management, L.L.C CRD 322881 | Dallas, TX | Wealth Manager · Boutique (under $100M) | $4.4M | 68 | 68 | 2 | 03/31/2026 | ☆ |
| 27153 | Harbor Wealth Management Corp. CRD 116038 | Wealth Manager · Boutique (under $100M) | $4.4M | 15 | 14 | 1 | 03/07/2026 | ☆ | |
| 27154 | Afa Advisors Llc CRD 105454 | Larchmont, NY | Wealth Manager · Boutique (under $100M) | $4.4M | 0 | 2 | 2 | 03/15/2026 | ☆ |
| 27155 | Nested Financial Llc CRD 325083 | Wealth Manager · Boutique (under $100M) | $4.4M | 9 | 53 | 1 | 01/27/2026 | ☆ | |
| 27156 | Stafford Capital Management Llc CRD 108134 | Sausalito, CA | Wealth Manager · Boutique (under $100M) | $4.4M | 4 | 4 | 2 | 03/12/2026 | ☆ |
| 27157 | Clarivor Llc CRD 309994 | Wealth Manager · Boutique (under $100M) | $4.4M | 6 | 1 | 09/16/2026 | ☆ | ||
| 27158 | Rj Hill's Financial Services, Llc CRD 164682 | Eau Claire, WI | Insurance-Affiliated · Boutique (under $100M) | $4.4M | 34 | 45 | 1 | 12/24/2025 | ☆ |
| 27159 | Servant Wealth Management, Llc CRD 328932 | Wealth Manager · Boutique (under $100M) | $4.4M | 2 | 6 | 1 | 01/20/2026 | ☆ | |
| 27160 | Simpli Fi Alpha Llc CRD 331746 | Denton, TX | Wealth Manager · Boutique (under $100M) | $4.4M | 17 | 27 | 2 | 02/03/2026 | ☆ |
| 27161 | Enduro Wealth Management, Llc CRD 288052 | Wealth Manager · Boutique (under $100M) | $4.4M | 13 | 43 | 1 | 02/27/2026 | ☆ | |
| 27162 | Flomartin Securities Corporation CRD 170592 | Wealth Manager · Boutique (under $100M) | $4.4M | 26 | 26 | 1 | 02/17/2025 | ☆ | |
| 27163 | Walsvick Wealth Management, Llc CRD 171719 | Wealth Manager · Boutique (under $100M) | $4.4M | 16 | 16 | 1 | 08/12/2025 | ☆ | |
| 27164 | Weather Eye Advisors, Inc. CRD 162302 | Insurance-Affiliated · Boutique (under $100M) | $4.4M | 12 | 12 | 2 | 03/27/2025 | ☆ | |
| 27165 | Cht Group, Inc CRD 161842 | Wealth Manager · Boutique (under $100M) | $4.4M | 16 | 1 | 04/01/2025 | ☆ | ||
| 27166 | Evening Star Llc CRD 314669 | Private Fund Manager · Boutique (under $100M) | $4.4M | 1 | 1 | 2 | 03/12/2026 | ☆ | |
| 27167 | Adler Asset Management, Llc CRD 293512 | New York, NY | Mutual Fund / Asset Manager · Boutique (under $100M) | $4.4M | 1 | 4 | 1 | 01/29/2026 | ☆ |
| 27168 | Onroute Financial, Llc CRD 292834 | Wealth Manager · Boutique (under $100M) | $4.4M | 17 | 60 | 1 | 03/26/2026 | ☆ | |
| 27169 | 21 Shares Us Llc CRD 328136 | New York, NY | Mutual Fund / Asset Manager · Boutique (under $100M) | $4.4M | 5 | 5 | 25 | 03/24/2026 | ☆ |
| 27170 | Mott Capital Management Llc CRD 172373 | Garden City, NY | Wealth Manager · Boutique (under $100M) | $4.4M | 17 | 25 | 1 | 01/21/2026 | ☆ |
| 27171 | Hawkins, Craig Alvin CRD 164534 | Insurance-Affiliated · Boutique (under $100M) | $4.4M | 23 | 34 | 1 | 03/26/2026 | ☆ | |
| 27172 | Larchmont Wealth Advisors, Llc CRD 175223 | Wealth Manager · Boutique (under $100M) | $4.4M | 21 | 48 | 1 | 03/30/2026 | ☆ | |
| 27173 | Adviceandtaxes.Com Llc CRD 156608 | Wealth Manager · Boutique (under $100M) | $4.4M | 18 | 1 | 03/30/2026 | ☆ | ||
| 27174 | Insight Securities, Inc. CRD 5611 | Highland Park, IL | Insurance-Affiliated · Boutique (under $100M) | $4.4M | 12 | 12 | 25 | 09/30/2026 | ☆ |
| 27175 | Bear Peak Financial, Llc CRD 288876 | Wealth Manager · Boutique (under $100M) | $4.4M | 12 | 20 | 1 | 05/20/2026 | ☆ | |
| 27176 | Futureproof Planning Llc D/B/A Wtf Planning CRD 281522 | Wealth Manager · Boutique (under $100M) | $4.4M | 28 | 28 | 1 | 07/14/2025 | ☆ | |
| 27177 | Tradingvalley Inc. CRD 298542 | Taipei | Wealth Manager · Boutique (under $100M) | $4.4M | 168 | 168 | 2 | 03/02/2026 | ☆ |
| 27178 | Vineyard Capital Management Llc CRD 125480 | Wealth Manager · Boutique (under $100M) | $4.3M | 6 | 6 | 1 | 03/12/2026 | ☆ | |
| 27179 | Paulson (Jr.), Thomas Alfred CRD 130738 | Wealth Manager · Boutique (under $100M) | $4.3M | 10 | 107 | 1 | 01/20/2026 | ☆ | |
| 27180 | Pegasus Wealth Management, Llc CRD 285206 | Wealth Manager · Boutique (under $100M) | $4.3M | 8 | 9 | 1 | 03/31/2026 | ☆ | |
| 27181 | Flying Point Advisors, Llc CRD 330467 | Wealth Manager · Boutique (under $100M) | $4.3M | 8 | 16 | 1 | 06/17/2026 | ☆ | |
| 27182 | Compendium Wealth Advisors, Llc CRD 283475 | Austin, TX | Wealth Manager · Boutique (under $100M) | $4.3M | 17 | 29 | 1 | 07/16/2026 | ☆ |
| 27183 | Generation Wealth Management, Llc CRD 286111 | Great Neck, NY | Insurance-Affiliated · Boutique (under $100M) | $4.3M | 27 | 27 | 3 | 05/31/2026 | ☆ |
| 27184 | 3 Rd Level Analytics, Llc CRD 329948 | Wealth Manager · Boutique (under $100M) | $4.3M | 6 | 17 | 1 | 02/19/2026 | ☆ | |
| 27185 | Priad.Com Investment Advisers,L.L.C. CRD 128187 | Wealth Manager · Boutique (under $100M) | $4.3M | 2 | 2 | 1 | 02/26/2026 | ☆ | |
| 27186 | Brentonian Capital Management Llc CRD 325127 | Wealth Manager · Boutique (under $100M) | $4.3M | 8 | 8 | 1 | 03/16/2026 | ☆ | |
| 27187 | Pavilion Financial Planning Llc CRD 315349 | Wealth Manager · Boutique (under $100M) | $4.3M | 17 | 60 | 1 | 01/06/2026 | ☆ | |
| 27188 | Prodeo Asset Management, Llp CRD 288692 | Charlotte, NC | Wealth Manager · Boutique (under $100M) | $4.3M | 7 | 7 | 1 | 03/31/2026 | ☆ |
| 27189 | Rogers Capital Advisors, Llc CRD 175500 | Wealth Manager · Boutique (under $100M) | $4.3M | 5 | 7 | 2 | 03/27/2026 | ☆ | |
| 27190 | Avalon Financial Llc CRD 305798 | Wealth Manager · Boutique (under $100M) | $4.3M | 28 | 96 | 1 | 03/04/2026 | ☆ | |
| 27191 | Belleros Capital Management, Llc CRD 332663 | Insurance-Affiliated · Boutique (under $100M) | $4.3M | 8 | 17 | 1 | 03/05/2026 | ☆ | |
| 27192 | Climbing Rose Capital Llc CRD 290028 | Private Fund Manager · Boutique (under $100M) | $4.3M | 1 | 1 | 2 | 06/17/2024 | ☆ | |
| 27193 | Edwards Financial & Insurance Services, Llc CRD 307290 | Insurance-Affiliated · Boutique (under $100M) | $4.3M | 157 | 157 | 2 | 03/26/2026 | ☆ | |
| 27194 | Highlands Capital Corporation CRD 123361 | Wealth Manager · Boutique (under $100M) | $4.3M | 1 | 3 | 1 | 01/07/2025 | ☆ | |
| 27195 | Ledgerplus Financial Services Llc CRD 291907 | Wealth Manager · Boutique (under $100M) | $4.3M | 31 | 31 | 1 | 03/02/2026 | ☆ | |
| 27196 | Noah Investment Management, Llc CRD 159132 | Wealth Manager · Boutique (under $100M) | $4.3M | 4 | 1 | 03/25/2026 | ☆ | ||
| 27197 | Stellar Assets L.L.C. CRD 311664 | Memphis, TN | Wealth Manager · Boutique (under $100M) | $4.3M | 16 | 22 | 1 | 09/16/2026 | ☆ |
| 27198 | Strategicglobal Insight, Llc CRD 121071 | Wealth Manager · Boutique (under $100M) | $4.3M | 16 | 16 | 1 | 03/13/2026 | ☆ | |
| 27199 | World Financial Assets Advisory CRD 122363 | Wealth Manager · Boutique (under $100M) | $4.3M | 2 | 1 | 09/30/2025 | ☆ | ||
| 27200 | Polymath Financial, Llc CRD 317704 | Orlando, FL | Wealth Manager · Boutique (under $100M) | $4.3M | 11 | 11 | 1 | 04/27/2026 | ☆ |