James Capital Management Llc
- Regulatory AUM
- $4.2M
- Discretionary
- $4.2M
- Clients
- 9
- Avg AUM / client
- $467K
- Accounts
- 12
- Employees
- 1
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 7 | $1.1M | 26.2% |
| High net worth individuals | 2 | $3.1M | 73.8% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Metal Trades Branch Local 638 Pension Fund Metal Trades Branch Local 638 Pension Fund | 2024 | |
| New York District Council Of Carpenters Pension Pl Board Of Trustees Of Nycdcc Pension Fund | 2024 | |
| Liuna National (Industrial) Pension Fund Board Of Trustees Of The Liuna National (Industrial) Pension Fund | Washington, DC | 2024 |
| National Electrical Benefit Fund Trustees Of The National Electrical Benefit Fund | 2024 | |
| Liuna Staff And Affiliates Pension Fund Board Of Trustees Of Liuna Staff And Affiliates Pension Fund | Washington, DC | 2024 |
| Pinnacle West Capital Corporation Retirement Plan Pinnacle West Capital Corporation | Phoenix, AZ | 2024 |
People (1)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Richard Carl Bliggenstorfer | Registered representative | Nov 2013 (13y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (6)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Metal Trades Branch Local 638 Pension Fund | Metal Trades Branch Local 638 Pension Fund | 3,224 | $1.0B | 07/01/2024 |
| New York District Council Of Carpenters Pension Pl | Board Of Trustees Of Nycdcc Pension Fund | 10,331 | $5.4B | 07/01/2024 |
| Liuna National (Industrial) Pension Fund | Board Of Trustees Of The Liuna National (Industrial) Pension Fund | 17,932 | $1.5B | 01/01/2024 |
| National Electrical Benefit Fund | Trustees Of The National Electrical Benefit Fund | 343,794 | $20.4B | 01/01/2024 |
| Liuna Staff And Affiliates Pension Fund | Board Of Trustees Of Liuna Staff And Affiliates Pension Fund | 3,600 | $1.9B | 01/01/2024 |
| Pinnacle West Capital Corporation Retirement Plan | Pinnacle West Capital Corporation | 6,307 | $3.1B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/20/2026 | 1.02 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Publication of periodicals or newsletters
Custody
Reported custodians
- Interactive Brokers Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 20, 2026.
View current Form ADV (SEC/IAPD) ↗