Investment advisers
45,249 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 27001 | Financial Vision Advisory Services, Llc. CRD 125195 | Honolulu, HI | Wealth Manager · Boutique (under $100M) | $4.8M | 11 | 17 | 1 | 03/30/2026 | ☆ |
| 27002 | Vera Wealth Llc CRD 333522 | Pasadena, CA | Wealth Manager · Boutique (under $100M) | $4.8M | 13 | 31 | 1 | 02/06/2026 | ☆ |
| 27003 | Anderson Financial Planning Group, Llc CRD 164651 | Wealth Manager · Boutique (under $100M) | $4.8M | 5 | 16 | 1 | 03/30/2026 | ☆ | |
| 27004 | Stoken Asset Management Llc CRD 167515 | Wealth Manager · Boutique (under $100M) | $4.8M | 9 | 25 | 1 | 03/14/2025 | ☆ | |
| 27005 | Vicon Capital Partners Llc CRD 300405 | Miami, FL | Wealth Manager · Boutique (under $100M) | $4.8M | 40 | 39 | 1 | 03/04/2026 | ☆ |
| 27006 | The Oic Advisory Llc CRD 329938 | Wealth Manager · Boutique (under $100M) | $4.8M | 6 | 6 | 1 | 07/09/2026 | ☆ | |
| 27007 | Vsi Capital Group, Llc CRD 334566 | Wealth Manager · Boutique (under $100M) | $4.8M | 6 | 38 | 1 | 04/07/2026 | ☆ | |
| 27008 | Investedge Planning Llc CRD 316167 | Wealth Manager · Boutique (under $100M) | $4.8M | 21 | 23 | 1 | 07/08/2026 | ☆ | |
| 27009 | H.G. Harper Financial Group Llc CRD 151758 | Tifton, GA | Insurance-Affiliated · Boutique (under $100M) | $4.8M | 33 | 1 | 11/14/2014 | ☆ | |
| 27010 | Icicle Investments Llc CRD 297238 | Wealth Manager · Boutique (under $100M) | $4.8M | 22 | 22 | 1 | 02/21/2026 | ☆ | |
| 27011 | Marin Financial Group Inc CRD 288327 | Wealth Manager · Boutique (under $100M) | $4.8M | 7 | 7 | 1 | 08/11/2025 | ☆ | |
| 27012 | Mclachlan Investment Services Llc CRD 155633 | Wealth Manager · Boutique (under $100M) | $4.8M | 12 | 12 | 1 | 08/26/2026 | ☆ | |
| 27013 | Salmon Bay Wealth Management, Llc CRD 167975 | Wealth Manager · Boutique (under $100M) | $4.8M | 9 | 21 | 1 | 09/09/2026 | ☆ | |
| 27014 | Seed Money Consulting, Llc. CRD 306209 | Greenwood Village, CO | Wealth Manager · Boutique (under $100M) | $4.8M | 30 | 30 | 4 | 05/07/2026 | ☆ |
| 27015 | Worchestershire Financial, Inc. CRD 154986 | Wealth Manager · Boutique (under $100M) | $4.8M | 5 | 11 | 1 | 08/20/2023 | ☆ | |
| 27016 | Yield Growth Advisors Llc CRD 328437 | San Diego, CA | Wealth Manager · Boutique (under $100M) | $4.8M | 4 | 1 | 07/16/2026 | ☆ | |
| 27017 | Reel Financial Planning Llc CRD 333611 | Wealth Manager · Boutique (under $100M) | $4.8M | 23 | 31 | 1 | 03/29/2026 | ☆ | |
| 27018 | Lynch, Winton & Associates, Llc CRD 122097 | Wealth Manager · Boutique (under $100M) | $4.8M | 6 | 17 | 1 | 03/21/2025 | ☆ | |
| 27019 | Rock Solid Investments Llc CRD 283721 | Wealth Manager · Boutique (under $100M) | $4.8M | 13 | 14 | 1 | 02/03/2026 | ☆ | |
| 27020 | Protegro, Inc. CRD 328738 | Insurance-Affiliated · Boutique (under $100M) | $4.8M | 34 | 34 | 1 | 03/31/2026 | ☆ | |
| 27021 | Flood Tide Financial Llc CRD 298924 | Wealth Manager · Boutique (under $100M) | $4.8M | 4 | 9 | 1 | 03/05/2026 | ☆ | |
| 27022 | Redmont Wealth Advisors Llc CRD 310981 | Chicago, IL | Wealth Manager · Boutique (under $100M) | $4.8M | 5 | 5 | 2 | 05/04/2026 | ☆ |
| 27023 | Valoria Wealth Management Llc CRD 329346 | Wealth Manager · Boutique (under $100M) | $4.8M | 8 | 8 | 1 | 07/16/2026 | ☆ | |
| 27024 | 3 Dhwealth Llc CRD 331809 | Insurance-Affiliated · Boutique (under $100M) | $4.8M | 10 | 35 | 1 | 07/23/2026 | ☆ | |
| 27025 | J Dostal Investments Inc. CRD 118085 | Wealth Manager · Boutique (under $100M) | $4.8M | 8 | 14 | 1 | 02/25/2026 | ☆ | |
| 27026 | Estes Financial Services, Inc. CRD 146590 | Fort Worth, TX | Wealth Manager · Boutique (under $100M) | $4.8M | 32 | 35 | 3 | 03/24/2026 | ☆ |
| 27027 | Right Path Financial Llc CRD 310268 | Wealth Manager · Boutique (under $100M) | $4.8M | 28 | 102 | 1 | 11/06/2024 | ☆ | |
| 27028 | Pyn Wealth Management Llc CRD 327667 | Breckenridge, CO | Wealth Manager · Boutique (under $100M) | $4.8M | 34 | 87 | 1 | 03/30/2026 | ☆ |
| 27029 | Altus, Inc CRD 145259 | Insurance-Affiliated · Boutique (under $100M) | $4.8M | 25 | 57 | 1 | 05/31/2026 | ☆ | |
| 27030 | Sf Planning Group Llc CRD 331145 | The Woodlands, TX | Wealth Manager · Boutique (under $100M) | $4.8M | 17 | 14 | 1 | 09/09/2026 | ☆ |
| 27031 | Boynton Financial, Llc CRD 143201 | Wealth Manager · Boutique (under $100M) | $4.7M | 22 | 22 | 1 | 03/18/2026 | ☆ | |
| 27032 | Taurus Financial Planning, Llc CRD 324486 | Wealth Manager · Boutique (under $100M) | $4.7M | 8 | 16 | 1 | 04/07/2026 | ☆ | |
| 27033 | Crifasi Enterprises, Inc. CRD 126470 | Wealth Manager · Boutique (under $100M) | $4.7M | 7 | 7 | 1 | 03/19/2026 | ☆ | |
| 27034 | Briarwood Financial Planning Llc CRD 310562 | Gig Harbor, WA | Wealth Manager · Boutique (under $100M) | $4.7M | 27 | 49 | 4 | 05/11/2026 | ☆ |
| 27035 | Arons Wealth Management Llc CRD 334234 | Wealth Manager · Boutique (under $100M) | $4.7M | 5 | 5 | 2 | 03/17/2026 | ☆ | |
| 27036 | Presidio Financial Advisors Llc CRD 313150 | Santa Barbara, CA | Wealth Manager · Boutique (under $100M) | $4.7M | 13 | 19 | 1 | 02/16/2026 | ☆ |
| 27037 | Business Wise Insurance, Pllc CRD 297580 | Insurance-Affiliated · Boutique (under $100M) | $4.7M | 7 | 7 | 1 | 08/24/2026 | ☆ | |
| 27038 | Advising For Life, Llc CRD 336634 | Wealth Manager · Boutique (under $100M) | $4.7M | 19 | 53 | 1 | 02/20/2026 | ☆ | |
| 27039 | Montgomery Capital Management, Llc CRD 126819 | Newport News, VA | Wealth Manager · Boutique (under $100M) | $4.7M | 12 | 13 | 2 | 03/27/2026 | ☆ |
| 27040 | Solid Investment Advisory Llc CRD 325993 | Wealth Manager · Boutique (under $100M) | $4.7M | 10 | 25 | 1 | 05/12/2026 | ☆ | |
| 27041 | Borden, Curtis Arthur CRD 122501 | Wealth Manager · Boutique (under $100M) | $4.7M | 8 | 16 | 1 | 08/10/2026 | ☆ | |
| 27042 | Meera Advisory, L.L.C. CRD 323191 | Wealth Manager · Boutique (under $100M) | $4.7M | 7 | 9 | 1 | 02/11/2026 | ☆ | |
| 27043 | Three Sigma Capital, Llc CRD 154013 | Private Fund Manager · Boutique (under $100M) | $4.7M | 2 | 4 | 1 | 03/30/2026 | ☆ | |
| 27044 | Aware Investing, Inc CRD 144809 | Insurance-Affiliated · Boutique (under $100M) | $4.7M | 19 | 19 | 1 | 03/10/2026 | ☆ | |
| 27045 | Daehan Securities, Inc. CRD 167216 | Los Angeles, CA | Insurance-Affiliated · Boutique (under $100M) | $4.7M | 35 | 35 | 1 | 07/31/2026 | ☆ |
| 27046 | Elm Tree Capital Management Llc CRD 158018 | Wealth Manager · Boutique (under $100M) | $4.7M | 5 | 5 | 1 | 07/27/2026 | ☆ | |
| 27047 | Krm Advisory Services Llc CRD 319206 | Wealth Manager · Boutique (under $100M) | $4.7M | 12 | 14 | 1 | 07/15/2026 | ☆ | |
| 27048 | Maaxiom Capital Llc CRD 314871 | Wealth Manager · Boutique (under $100M) | $4.7M | 12 | 12 | 1 | 03/10/2026 | ☆ | |
| 27049 | West, Daniel, Ray CRD 147138 | Wealth Manager · Boutique (under $100M) | $4.7M | 25 | 40 | 1 | 03/27/2026 | ☆ | |
| 27050 | Summit Wealth Llc CRD 333475 | Haysville, KS | Wealth Manager · Boutique (under $100M) | $4.7M | 48 | 48 | 1 | 02/02/2026 | ☆ |