Investment advisers
44,659 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 27051 | Mott Capital Management Llc CRD 172373 | Garden City, NY | Wealth Manager · Boutique (under $100M) | $4.4M | 17 | 25 | 1 | 01/21/2026 | ☆ |
| 27052 | Hawkins, Craig Alvin CRD 164534 | Insurance-Affiliated · Boutique (under $100M) | $4.4M | 23 | 34 | 1 | 03/26/2026 | ☆ | |
| 27053 | Larchmont Wealth Advisors, Llc CRD 175223 | Wealth Manager · Boutique (under $100M) | $4.4M | 21 | 48 | 1 | 03/30/2026 | ☆ | |
| 27054 | Adviceandtaxes.Com Llc CRD 156608 | Wealth Manager · Boutique (under $100M) | $4.4M | 18 | 1 | 03/30/2026 | ☆ | ||
| 27055 | Bear Peak Financial, Llc CRD 288876 | Wealth Manager · Boutique (under $100M) | $4.4M | 12 | 20 | 1 | 05/20/2026 | ☆ | |
| 27056 | Futureproof Planning Llc D/B/A Wtf Planning CRD 281522 | Wealth Manager · Boutique (under $100M) | $4.4M | 28 | 28 | 1 | 07/14/2025 | ☆ | |
| 27057 | Tradingvalley Inc. CRD 298542 | Taipei | Wealth Manager · Boutique (under $100M) | $4.4M | 168 | 168 | 2 | 03/02/2026 | ☆ |
| 27058 | Vineyard Capital Management Llc CRD 125480 | Wealth Manager · Boutique (under $100M) | $4.3M | 6 | 6 | 1 | 03/12/2026 | ☆ | |
| 27059 | Paulson (Jr.), Thomas Alfred CRD 130738 | Wealth Manager · Boutique (under $100M) | $4.3M | 10 | 107 | 1 | 01/20/2026 | ☆ | |
| 27060 | Pegasus Wealth Management, Llc CRD 285206 | Wealth Manager · Boutique (under $100M) | $4.3M | 8 | 9 | 1 | 03/31/2026 | ☆ | |
| 27061 | Flying Point Advisors, Llc CRD 330467 | Wealth Manager · Boutique (under $100M) | $4.3M | 8 | 16 | 1 | 06/17/2026 | ☆ | |
| 27062 | Compendium Wealth Advisors, Llc CRD 283475 | Austin, TX | Wealth Manager · Boutique (under $100M) | $4.3M | 17 | 29 | 1 | 07/16/2026 | ☆ |
| 27063 | Generation Wealth Management, Llc CRD 286111 | Great Neck, NY | Insurance-Affiliated · Boutique (under $100M) | $4.3M | 27 | 27 | 3 | 05/31/2026 | ☆ |
| 27064 | 3 Rd Level Analytics, Llc CRD 329948 | Wealth Manager · Boutique (under $100M) | $4.3M | 6 | 17 | 1 | 02/19/2026 | ☆ | |
| 27065 | Priad.Com Investment Advisers,L.L.C. CRD 128187 | Wealth Manager · Boutique (under $100M) | $4.3M | 2 | 2 | 1 | 02/26/2026 | ☆ | |
| 27066 | Brentonian Capital Management Llc CRD 325127 | Wealth Manager · Boutique (under $100M) | $4.3M | 8 | 8 | 1 | 03/16/2026 | ☆ | |
| 27067 | Pavilion Financial Planning Llc CRD 315349 | Wealth Manager · Boutique (under $100M) | $4.3M | 17 | 60 | 1 | 01/06/2026 | ☆ | |
| 27068 | Prodeo Asset Management, Llp CRD 288692 | Charlotte, NC | Wealth Manager · Boutique (under $100M) | $4.3M | 7 | 7 | 1 | 03/31/2026 | ☆ |
| 27069 | Plan Wise Wealth Group, Llc CRD 333706 | Indianapolis, IN | Wealth Manager · Boutique (under $100M) | $4.3M | 22 | 35 | 2 | 02/16/2026 | ☆ |
| 27070 | Rogers Capital Advisors, Llc CRD 175500 | Wealth Manager · Boutique (under $100M) | $4.3M | 5 | 7 | 2 | 03/27/2026 | ☆ | |
| 27071 | Avalon Financial Llc CRD 305798 | Wealth Manager · Boutique (under $100M) | $4.3M | 28 | 96 | 1 | 03/04/2026 | ☆ | |
| 27072 | Belleros Capital Management, Llc CRD 332663 | Insurance-Affiliated · Boutique (under $100M) | $4.3M | 8 | 17 | 1 | 03/05/2026 | ☆ | |
| 27073 | Climbing Rose Capital Llc CRD 290028 | Private Fund Manager · Boutique (under $100M) | $4.3M | 1 | 1 | 2 | 06/17/2024 | ☆ | |
| 27074 | Edwards Financial & Insurance Services, Llc CRD 307290 | Insurance-Affiliated · Boutique (under $100M) | $4.3M | 157 | 157 | 2 | 03/26/2026 | ☆ | |
| 27075 | Highlands Capital Corporation CRD 123361 | Wealth Manager · Boutique (under $100M) | $4.3M | 1 | 3 | 1 | 01/07/2025 | ☆ | |
| 27076 | Ledgerplus Financial Services Llc CRD 291907 | Wealth Manager · Boutique (under $100M) | $4.3M | 31 | 31 | 1 | 03/02/2026 | ☆ | |
| 27077 | Noah Investment Management, Llc CRD 159132 | Wealth Manager · Boutique (under $100M) | $4.3M | 4 | 1 | 03/25/2026 | ☆ | ||
| 27078 | Stellar Assets L.L.C. CRD 311664 | Memphis, TN | Wealth Manager · Boutique (under $100M) | $4.3M | 16 | 22 | 1 | 08/11/2026 | ☆ |
| 27079 | Strategicglobal Insight, Llc CRD 121071 | Wealth Manager · Boutique (under $100M) | $4.3M | 16 | 16 | 1 | 03/13/2026 | ☆ | |
| 27080 | World Financial Assets Advisory CRD 122363 | Wealth Manager · Boutique (under $100M) | $4.3M | 2 | 1 | 09/30/2025 | ☆ | ||
| 27081 | Polymath Financial, Llc CRD 317704 | Orlando, FL | Wealth Manager · Boutique (under $100M) | $4.3M | 11 | 11 | 1 | 04/27/2026 | ☆ |
| 27082 | Dougherty Paul F. CRD 133140 | Wealth Manager · Boutique (under $100M) | $4.3M | 9 | 15 | 1 | 01/02/2026 | ☆ | |
| 27083 | Baker Wealth Advisors, Llc. CRD 311041 | Wealth Manager · Boutique (under $100M) | $4.3M | 113 | 161 | 1 | 04/28/2026 | ☆ | |
| 27084 | Thomas Everett Investments, Llc CRD 318950 | Wealth Manager · Boutique (under $100M) | $4.3M | 68 | 93 | 1 | 02/27/2026 | ☆ | |
| 27085 | Enterprise Wealth Partners, Llc CRD 143853 | Tallapoosa, GA | Institutional / Pension Advisor · Boutique (under $100M) | $4.3M | 0 | 5 | 1 | 03/31/2026 | ☆ |
| 27086 | Harvested Financial, Llc CRD 309199 | Wealth Manager · Boutique (under $100M) | $4.3M | 7 | 7 | 1 | 03/04/2026 | ☆ | |
| 27087 | Lifefirst Wealth, Llc CRD 331242 | Huntsville, AL | Wealth Manager · Boutique (under $100M) | $4.3M | 3 | 18 | 1 | 03/24/2026 | ☆ |
| 27088 | Capital Financial Boise, Inc. CRD 174089 | Insurance-Affiliated · Boutique (under $100M) | $4.3M | 12 | 12 | 1 | 06/09/2025 | ☆ | |
| 27089 | Oak Creek Private Wealth Management Llc CRD 306851 | Tulsa, OK | Wealth Manager · Boutique (under $100M) | $4.3M | 11 | 11 | 1 | 03/09/2026 | ☆ |
| 27090 | Sunpath Financial Group Incorporated CRD 312343 | Newport Beach, CA | Insurance-Affiliated · Boutique (under $100M) | $4.3M | 35 | 35 | 1 | 06/08/2026 | ☆ |
| 27091 | Toro Financial Advisors, Llc CRD 332084 | Winter Park, FL | Wealth Manager · Boutique (under $100M) | $4.3M | 32 | 32 | 1 | 03/25/2026 | ☆ |
| 27092 | Social Impact Investments Inc. CRD 297095 | Wealth Manager · Boutique (under $100M) | $4.3M | 8 | 15 | 1 | 03/31/2025 | ☆ | |
| 27093 | Estate & Retirement Strategies Llc CRD 117134 | Tempe, AZ | Wealth Manager · Boutique (under $100M) | $4.3M | 14 | 17 | 1 | 03/30/2026 | ☆ |
| 27094 | Steerson Advisors Llc CRD 327734 | Wealth Manager · Boutique (under $100M) | $4.3M | 3 | 3 | 1 | 03/26/2025 | ☆ | |
| 27095 | Golden Lake Llc CRD 313819 | Wealth Manager · Boutique (under $100M) | $4.3M | 6 | 13 | 1 | 04/28/2023 | ☆ | |
| 27096 | Wealth Management Services Inc. CRD 164379 | Wealth Manager · Boutique (under $100M) | $4.2M | 11 | 17 | 1 | 06/25/2026 | ☆ | |
| 27097 | Hedged Private Wealth, Llc CRD 297031 | Metairie, LA | Insurance-Affiliated · Boutique (under $100M) | $4.2M | 49 | 49 | 3 | 01/02/2026 | ☆ |
| 27098 | Riverside Capital Wealth Llc CRD 331038 | Wealth Manager · Boutique (under $100M) | $4.2M | 54 | 70 | 1 | 02/09/2026 | ☆ | |
| 27099 | Hilton Head Wealth Advisors, Llc CRD 285945 | Bluffton, SC | Wealth Manager · Boutique (under $100M) | $4.2M | 12 | 1 | 02/23/2026 | ☆ | |
| 27100 | Slater, Lee CRD 300649 | Wealth Manager · Boutique (under $100M) | $4.2M | 4 | 1 | 03/25/2026 | ☆ |