Investment advisers
45,249 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 26951 | Lybis Investing Llc CRD 315770 | Wealth Manager · Boutique (under $100M) | $4.9M | 15 | 22 | 1 | 03/20/2026 | ☆ | |
| 26952 | Larsen Financial Services CRD 153465 | Wealth Manager · Boutique (under $100M) | $4.9M | 8 | 23 | 1 | 03/14/2026 | ☆ | |
| 26953 | Guepardo Investimentos Ltda CRD 340061 | São Paulo,Sp | Endowment & Foundation Advisor · Boutique (under $100M) | $4.9M | 1 | 11 | 03/20/2026 | ☆ | |
| 26954 | Barton Creek Advisors, Llc CRD 130994 | Insurance-Affiliated · Boutique (under $100M) | $4.9M | 22 | 38 | 1 | 05/31/2023 | ☆ | |
| 26955 | Pappas Wealth Management, Llc CRD 299387 | Insurance-Affiliated · Boutique (under $100M) | $4.9M | 23 | 23 | 2 | 02/03/2026 | ☆ | |
| 26956 | Jle Wealth Management, Llc CRD 167171 | San Diego, CA | Wealth Manager · Boutique (under $100M) | $4.9M | 22 | 36 | 1 | 07/28/2026 | ☆ |
| 26957 | Retirement & Investment Planning, Inc. CRD 306082 | Petoskey, MI | Wealth Manager · Boutique (under $100M) | $4.9M | 25 | 39 | 2 | 04/13/2026 | ☆ |
| 26958 | By Design Financial Planning, Llc CRD 323253 | Greensboro, NC | Wealth Manager · Boutique (under $100M) | $4.9M | 24 | 83 | 1 | 05/15/2026 | ☆ |
| 26959 | Kruger, Steven Alan CRD 128595 | Wealth Manager · Boutique (under $100M) | $4.9M | 5 | 7 | 1 | 04/11/2025 | ☆ | |
| 26960 | Campos Financial Llc CRD 304860 | Miami, FL | Wealth Manager · Boutique (under $100M) | $4.9M | 26 | 37 | 1 | 03/16/2026 | ☆ |
| 26961 | Dakota Region Advisors, Llc CRD 330985 | Sioux Falls, SD | Insurance-Affiliated · Boutique (under $100M) | $4.9M | 47 | 47 | 1 | 02/04/2026 | ☆ |
| 26962 | John Masters, Cpa, Pc CRD 126151 | Atlanta, GA | Wealth Manager · Boutique (under $100M) | $4.9M | 20 | 37 | 2 | 03/28/2026 | ☆ |
| 26963 | Fleschner, Andrew King CRD 244787 | Wealth Manager · Boutique (under $100M) | $4.9M | 6 | 15 | 1 | 01/12/2026 | ☆ | |
| 26964 | Reliance Capital Holdings, Llc CRD 154005 | Southfield, MI | Insurance-Affiliated · Boutique (under $100M) | $4.9M | 35 | 35 | 1 | 08/23/2023 | ☆ |
| 26965 | Wojick, Matthew Paul CRD 329006 | Wealth Manager · Boutique (under $100M) | $4.9M | 8 | 22 | 1 | 02/11/2026 | ☆ | |
| 26966 | Colloquium Asset Management, Inc. CRD 304446 | Novi, MI | Insurance-Affiliated · Boutique (under $100M) | $4.9M | 35 | 35 | 1 | 04/19/2026 | ☆ |
| 26967 | H&C Financial Services CRD 158768 | Wealth Manager · Boutique (under $100M) | $4.9M | 28 | 28 | 0 | 05/13/2019 | ☆ | |
| 26968 | Golden Goose Wealth Planning, Llc CRD 311595 | Wealth Manager · Boutique (under $100M) | $4.9M | 17 | 34 | 1 | 08/06/2026 | ☆ | |
| 26969 | Harrison Capital Management Llc CRD 130843 | Wealth Manager · Boutique (under $100M) | $4.9M | 5 | 20 | 1 | 07/29/2026 | ☆ | |
| 26970 | Whitfill Investment Management, Llc CRD 128668 | Kingwood, TX | Wealth Manager · Boutique (under $100M) | $4.9M | 11 | 27 | 1 | 03/10/2026 | ☆ |
| 26971 | Amb Financial Llc CRD 329930 | Wealth Manager · Boutique (under $100M) | $4.9M | 16 | 16 | 1 | 02/13/2026 | ☆ | |
| 26972 | Chair Six Financial Planning, Pllc CRD 282052 | Spokane, WA | Wealth Manager · Boutique (under $100M) | $4.9M | 5 | 32 | 1 | 01/30/2026 | ☆ |
| 26973 | Brownsboro Financial, Llc CRD 285221 | Lockhart, TX | Wealth Manager · Boutique (under $100M) | $4.9M | 13 | 29 | 1 | 03/30/2026 | ☆ |
| 26974 | Advantage Wealth Management, L.L.C. CRD 135092 | Lafayette, LA | Insurance-Affiliated · Boutique (under $100M) | $4.9M | 20 | 39 | 1 | 03/27/2025 | ☆ |
| 26975 | Unda Financial And Consulting Llc CRD 315468 | Palmetto Bay, FL | Wealth Manager · Boutique (under $100M) | $4.9M | 51 | 51 | 1 | 03/30/2026 | ☆ |
| 26976 | Sterling Capital Management Inc CRD 107706 | Dewitt, NY | Wealth Manager · Boutique (under $100M) | $4.9M | 16 | 21 | 1 | 04/29/2026 | ☆ |
| 26977 | Freeman Financial Llc CRD 288904 | Needham, MA | Wealth Manager · Boutique (under $100M) | $4.9M | 8 | 2 | 07/08/2026 | ☆ | |
| 26978 | Penfield Investments Llc CRD 320883 | Insurance-Affiliated · Boutique (under $100M) | $4.9M | 55 | 54 | 1 | 02/27/2026 | ☆ | |
| 26979 | Streetbeat Llc CRD 315893 | Wilmington, DE | Wealth Manager · Boutique (under $100M) | $4.9M | 853 | 853 | 2 | 03/30/2026 | ☆ |
| 26980 | Bn Investment, Llc CRD 159313 | Wealth Manager · Boutique (under $100M) | $4.9M | 23 | 23 | 1 | 12/12/2025 | ☆ | |
| 26981 | Strategic Investment Solutions, Llc CRD 298363 | Wealth Manager · Boutique (under $100M) | $4.9M | 16 | 16 | 1 | 03/09/2026 | ☆ | |
| 26982 | Eves&Haines Wealth Management, Inc. CRD 171501 | Greeley, CO | Insurance-Affiliated · Boutique (under $100M) | $4.9M | 20 | 20 | 2 | 01/15/2026 | ☆ |
| 26983 | Summerhill & Co. Ria, Llc CRD 293069 | Wealth Manager · Boutique (under $100M) | $4.9M | 7 | 7 | 1 | 03/31/2026 | ☆ | |
| 26984 | Onboard Financial Management, Llc CRD 309985 | Insurance-Affiliated · Boutique (under $100M) | $4.9M | 23 | 51 | 1 | 07/06/2026 | ☆ | |
| 26985 | Life's Sanctuary Financial Planning, Llc CRD 309677 | Wealth Manager · Boutique (under $100M) | $4.9M | 7 | 11 | 1 | 03/05/2026 | ☆ | |
| 26986 | Red Oak Advisors Llc CRD 288289 | Memphis, TN | Wealth Manager · Boutique (under $100M) | $4.9M | 61 | 179 | 1 | 03/31/2026 | ☆ |
| 26987 | Rio Oaks Llc CRD 316688 | Fort Worth, TX | Wealth Manager · Boutique (under $100M) | $4.9M | 14 | 14 | 1 | 07/02/2026 | ☆ |
| 26988 | Think Wealth, Llc CRD 293236 | Valencia, CA | Wealth Manager · Boutique (under $100M) | $4.9M | 110 | 110 | 3 | 04/30/2026 | ☆ |
| 26989 | Fortifi Capital, Llc CRD 282653 | Wealth Manager · Boutique (under $100M) | $4.8M | 28 | 50 | 1 | 03/31/2026 | ☆ | |
| 26990 | Penn First Advisors Inc. CRD 123356 | Wealth Manager · Boutique (under $100M) | $4.8M | 24 | 24 | 1 | 02/09/2026 | ☆ | |
| 26991 | Ascent Fintech Llc CRD 316080 | Wealth Manager · Boutique (under $100M) | $4.8M | 53 | 53 | 1 | 03/31/2026 | ☆ | |
| 26992 | Gmr Capital Management Llc CRD 326296 | Wealth Manager · Boutique (under $100M) | $4.8M | 7 | 28 | 2 | 05/19/2026 | ☆ | |
| 26993 | Butrimovitz, Gerald Paul CRD 112015 | Wealth Manager · Boutique (under $100M) | $4.8M | 15 | 10 | 1 | 05/13/2026 | ☆ | |
| 26994 | Kelly Capital Group, Llc CRD 288475 | Jackson, MS | Insurance-Affiliated · Boutique (under $100M) | $4.8M | 19 | 29 | 2 | 03/17/2026 | ☆ |
| 26995 | Coastal Capital Management, Llc CRD 170383 | Wealth Manager · Boutique (under $100M) | $4.8M | 17 | 17 | 1 | 08/31/2026 | ☆ | |
| 26996 | Tone Financial Advisors, Llc CRD 139873 | Wealth Manager · Boutique (under $100M) | $4.8M | 22 | 22 | 1 | 03/16/2026 | ☆ | |
| 26997 | Jimenez, James Anthony CRD 136200 | San Jose, CA | Institutional / Pension Advisor · Boutique (under $100M) | $4.8M | 1 | 1 | 1 | 03/25/2026 | ☆ |
| 26998 | Chris Hays Wealth Management Llc CRD 307786 | Wealth Manager · Boutique (under $100M) | $4.8M | 6 | 6 | 1 | 02/20/2026 | ☆ | |
| 26999 | Asset Management Services Group, Inc. CRD 40701 | Toms River, NJ | Wealth Manager · Boutique (under $100M) | $4.8M | 54 | 54 | 1 | 03/20/2023 | ☆ |
| 27000 | Heritage Planning & Investing Services, Llc CRD 116287 | Insurance-Affiliated · Boutique (under $100M) | $4.8M | 25 | 37 | 1 | 03/03/2026 | ☆ |