Investment advisers
45,247 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 26901 | Akkadian Wealth Llc CRD 324482 | Scottsdale, AZ | Insurance-Affiliated · Boutique (under $100M) | $5.0M | 18 | 37 | 1 | 02/25/2026 | ☆ |
| 26902 | Wealth Beyond Math Llc CRD 331995 | Austin, TX | Wealth Manager · Boutique (under $100M) | $5.0M | 10 | 43 | 1 | 03/09/2026 | ☆ |
| 26903 | Tines Capital, Llc CRD 309650 | Wealth Manager · Boutique (under $100M) | $5.0M | 31 | 100 | 3 | 03/13/2026 | ☆ | |
| 26904 | Pw Capital Management, Llc CRD 281492 | Wealth Manager · Boutique (under $100M) | $5.0M | 5 | 1 | 03/13/2026 | ☆ | ||
| 26905 | Ig Advisors Llc CRD 304017 | Murrieta, CA | Insurance-Affiliated · Boutique (under $100M) | $5.0M | 61 | 61 | 1 | 05/15/2026 | ☆ |
| 26906 | Brickell Investments & Co., Llc CRD 143196 | Wealth Manager · Boutique (under $100M) | $5.0M | 14 | 17 | 1 | 03/18/2026 | ☆ | |
| 26907 | 1 St Financial Llc CRD 159015 | New Port Richey, FL | Insurance-Affiliated · Boutique (under $100M) | $5.0M | 18 | 22 | 1 | 03/25/2026 | ☆ |
| 26908 | Benevolent Planning Inc. CRD 328400 | Wealth Manager · Boutique (under $100M) | $5.0M | 15 | 1 | 10/05/2026 | ☆ | ||
| 26909 | Beyond Profit Consulting Llc CRD 315621 | Institutional / Pension Advisor · Boutique (under $100M) | $5.0M | 12 | 16 | 1 | 02/27/2025 | ☆ | |
| 26910 | Bora Capital, Llc CRD 338951 | Wealth Manager · Boutique (under $100M) | $5.0M | 23 | 23 | 4 | 09/07/2026 | ☆ | |
| 26911 | Broadreach Capital, Llc CRD 142505 | Wealth Manager · Boutique (under $100M) | $5.0M | 12 | 12 | 1 | 02/14/2024 | ☆ | |
| 26912 | C.N.M. Management, L.L.C. CRD 121035 | Wealth Manager · Boutique (under $100M) | $5.0M | 5 | 5 | 1 | 04/14/2026 | ☆ | |
| 26913 | Cambridge Financial Services, Llc CRD 284612 | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $5.0M | 52 | 52 | 1 | 05/28/2025 | ☆ | |
| 26914 | D Squared Capital Management, Llc CRD 154019 | Oro Valley, AZ | Wealth Manager · Boutique (under $100M) | $5.0M | 20 | 48 | 1 | 01/16/2019 | ☆ |
| 26915 | Dioscuri Capital Management Llc CRD 170788 | Private Fund Manager · Boutique (under $100M) | $5.0M | 1 | 1 | 2 | 03/31/2026 | ☆ | |
| 26916 | Gray Matrix Inc CRD 297229 | Wealth Manager · Boutique (under $100M) | $5.0M | 17 | 24 | 1 | 03/30/2026 | ☆ | |
| 26917 | Greenworth Investment Advisors, Llc CRD 159482 | Wealth Manager · Boutique (under $100M) | $5.0M | 8 | 9 | 1 | 02/26/2026 | ☆ | |
| 26918 | Hidalgo, Janet CRD 125432 | Wealth Manager · Boutique (under $100M) | $5.0M | 2 | 2 | 1 | 01/06/2026 | ☆ | |
| 26919 | Kiehne Wealth & Retirement, Llc CRD 309251 | Los Lunas, NM | Wealth Manager · Boutique (under $100M) | $5.0M | 106 | 106 | 1 | 01/15/2025 | ☆ |
| 26920 | Loughlin, John Jackson CRD 117247 | Wealth Manager · Boutique (under $100M) | $5.0M | 1 | 1 | 03/31/2026 | ☆ | ||
| 26921 | Magnum Research Global Limited CRD 291667 | Hong Kong | Investment Adviser · Boutique (under $100M) | $5.0M | 20 | 20 | 8 | 05/08/2026 | ☆ |
| 26922 | Markertree Capital, Llc CRD 287850 | Private Fund Manager · Boutique (under $100M) | $5.0M | 1 | 1 | 1 | 03/12/2026 | ☆ | |
| 26923 | Murapa Investments Inc. CRD 168510 | Agoura Hills, CA | Wealth Manager · Boutique (under $100M) | $5.0M | 45 | 45 | 1 | 04/13/2026 | ☆ |
| 26924 | Onelegacy Advisors, Llc CRD 328926 | Green Bay, WI | Insurance-Affiliated · Boutique (under $100M) | $5.0M | 19 | 29 | 2 | 04/10/2026 | ☆ |
| 26925 | Opes Capital Group, Llc CRD 166106 | Los Angeles, CA | Wealth Manager · Boutique (under $100M) | $5.0M | 7 | 4 | 2 | 06/08/2026 | ☆ |
| 26926 | Pinnacle Planning Advisors, Llc CRD 155093 | Wealth Manager · Boutique (under $100M) | $5.0M | 9 | 18 | 1 | 03/24/2026 | ☆ | |
| 26927 | Quantcore Capital Management, Llc CRD 166321 | Wealth Manager · Boutique (under $100M) | $5.0M | 80 | 80 | 5 | 02/11/2026 | ☆ | |
| 26928 | Rook Strategies Wealth Management, Pllc CRD 316901 | Wealth Manager · Boutique (under $100M) | $5.0M | 33 | 38 | 1 | 03/19/2024 | ☆ | |
| 26929 | Rosales Wealth Management Llc CRD 324172 | Insurance-Affiliated · Boutique (under $100M) | $5.0M | 16 | 16 | 1 | 04/30/2026 | ☆ | |
| 26930 | Schooner Wealth Management, Llc CRD 335749 | Wealth Manager · Boutique (under $100M) | $5.0M | 5 | 9 | 1 | 02/03/2026 | ☆ | |
| 26931 | Scott Investment Advisors Limited Partnership CRD 110466 | Jackson, WY | Wealth Manager · Boutique (under $100M) | $5.0M | 15 | 14 | 2 | 11/26/2024 | ☆ |
| 26932 | Second Avenue Capital Llc CRD 141998 | Minneapolis, MN | Wealth Manager · Boutique (under $100M) | $5.0M | 2 | 1 | 1 | 02/17/2026 | ☆ |
| 26933 | Skymark Advisors Llc CRD 290428 | Sun City, AZ | Wealth Manager · Boutique (under $100M) | $5.0M | 50 | 80 | 3 | 06/10/2019 | ☆ |
| 26934 | Step Financial Services, Llc CRD 173864 | Wealth Manager · Boutique (under $100M) | $5.0M | 10 | 15 | 1 | 03/12/2026 | ☆ | |
| 26935 | Steven William Sherman CRD 134043 | Wealth Manager · Boutique (under $100M) | $5.0M | 25 | 25 | 1 | 02/19/2026 | ☆ | |
| 26936 | Tactical Investments Fl Llc CRD 328761 | Longboat Key, FL | Wealth Manager · Boutique (under $100M) | $5.0M | 4 | 4 | 1 | 10/30/2024 | ☆ |
| 26937 | Tavel Insurance & Financial Services, Llc CRD 301989 | Insurance-Affiliated · Boutique (under $100M) | $5.0M | 37 | 37 | 1 | 01/06/2026 | ☆ | |
| 26938 | W.M. Baker Investments Llc CRD 164490 | Wealth Manager · Boutique (under $100M) | $5.0M | 42 | 42 | 1 | 05/20/2024 | ☆ | |
| 26939 | Wg Plan Llc CRD 338296 | Mckinney, TX | Wealth Manager · Boutique (under $100M) | $5.0M | 9 | 22 | 3 | 02/13/2026 | ☆ |
| 26940 | White River Capital Advisors, Llc CRD 312013 | Private Fund Manager · Boutique (under $100M) | $5.0M | 1 | 1 | 2 | 02/16/2026 | ☆ | |
| 26941 | Bemiston Asset Management, Llc CRD 289190 | Wealth Manager · Boutique (under $100M) | $5.0M | 17 | 17 | 1 | 03/31/2026 | ☆ | |
| 26942 | Aspired Wealth Planning Llc CRD 330891 | Wealth Manager · Boutique (under $100M) | $5.0M | 55 | 93 | 1 | 01/19/2026 | ☆ | |
| 26943 | Integrated Wealth Management Solutions, Llc CRD 289318 | Wealth Manager · Boutique (under $100M) | $5.0M | 5 | 5 | 1 | 02/25/2025 | ☆ | |
| 26944 | Truesdell Wealth, Inc. CRD 167112 | Ocala, FL | Insurance-Affiliated · Boutique (under $100M) | $5.0M | 54 | 77 | 4 | 03/23/2026 | ☆ |
| 26945 | Tracker Research Llc CRD 166767 | Seattle, WA | Private Fund Manager · Boutique (under $100M) | $5.0M | 1 | 1 | 1 | 04/14/2026 | ☆ |
| 26946 | Gerritz Wealth Management, Inc. CRD 152716 | Wealth Manager · Boutique (under $100M) | $5.0M | 22 | 24 | 1 | 01/02/2026 | ☆ | |
| 26947 | Masterson Investment Counsel, Llc CRD 308196 | Wealth Manager · Boutique (under $100M) | $5.0M | 19 | 24 | 1 | 03/31/2026 | ☆ | |
| 26948 | Carriere Financial Planning Llc CRD 315205 | Wealth Manager · Boutique (under $100M) | $5.0M | 22 | 61 | 1 | 03/03/2026 | ☆ | |
| 26949 | Aspire Financail Advisors Llc CRD 164902 | Insurance-Affiliated · Boutique (under $100M) | $4.9M | 20 | 24 | 0 | 03/30/2025 | ☆ | |
| 26950 | Wallace, Donald Edward CRD 119379 | Wealth Manager · Boutique (under $100M) | $4.9M | 17 | 17 | 1 | 03/27/2026 | ☆ |