Investment advisers
45,247 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 26851 | Global Wealth Harbor Llc CRD 315907 | Wealth Manager · Boutique (under $100M) | $5.2M | 19 | 29 | 1 | 03/23/2026 | ☆ | |
| 26852 | Schieferle, Cole CRD 168521 | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $5.2M | 14 | 29 | 1 | 01/02/2026 | ☆ | |
| 26853 | Yeti Wealth Management Group, Llc CRD 338425 | Highlands Ranch, CO | Wealth Manager · Boutique (under $100M) | $5.2M | 12 | 28 | 1 | 09/13/2026 | ☆ |
| 26854 | Poulos, Ernest, D. CRD 142598 | Wealth Manager · Boutique (under $100M) | $5.2M | 6 | 12 | 1 | 03/29/2026 | ☆ | |
| 26855 | Bpd Wealth Management Llc CRD 147806 | Wealth Manager · Boutique (under $100M) | $5.2M | 8 | 8 | 1 | 07/24/2025 | ☆ | |
| 26856 | Wangerin, James C CRD 284491 | Deer Lodge, MT | Insurance-Affiliated · Boutique (under $100M) | $5.2M | 61 | 61 | 1 | 02/06/2026 | ☆ |
| 26857 | Mason Wealth Strategies, Llc CRD 308456 | Wealth Manager · Boutique (under $100M) | $5.2M | 18 | 21 | 1 | 03/02/2026 | ☆ | |
| 26858 | Confluent Asset Management Llc CRD 323760 | Scottsdale, AZ | Insurance-Affiliated · Boutique (under $100M) | $5.1M | 29 | 29 | 3 | 08/10/2026 | ☆ |
| 26859 | Ogden Asset Management, Llc CRD 132419 | Wealth Manager · Boutique (under $100M) | $5.1M | 4 | 8 | 1 | 06/09/2026 | ☆ | |
| 26860 | Tcg Strategic Income Advisor Llc CRD 336718 | West Palm Beach, FL | Mutual Fund / Asset Manager · Boutique (under $100M) | $5.1M | 1 | 1 | 29 | 03/31/2026 | ☆ |
| 26861 | Enduring Investments Llc CRD 150282 | Wealth Manager · Boutique (under $100M) | $5.1M | 15 | 23 | 1 | 01/09/2026 | ☆ | |
| 26862 | Martin Capital Management Llc CRD 315155 | Wealth Manager · Boutique (under $100M) | $5.1M | 2 | 7 | 1 | 04/15/2026 | ☆ | |
| 26863 | Cornerstone Asset Management CRD 117094 | Wealth Manager · Boutique (under $100M) | $5.1M | 9 | 13 | 1 | 04/06/2026 | ☆ | |
| 26864 | Employee & Institution Securities Research Corporation CRD 164031 | Wealth Manager · Boutique (under $100M) | $5.1M | 15 | 15 | 1 | 04/20/2026 | ☆ | |
| 26865 | Lkl Advisors, Llc CRD 336769 | Wealth Manager · Boutique (under $100M) | $5.1M | 22 | 95 | 1 | 08/25/2026 | ☆ | |
| 26866 | 1035 Capital Management Llc CRD 306526 | Wealth Manager · Boutique (under $100M) | $5.1M | 24 | 24 | 1 | 06/01/2026 | ☆ | |
| 26867 | Cove Fort Capital, Llc CRD 289204 | American Fork, UT | Wealth Manager · Boutique (under $100M) | $5.1M | 78 | 78 | 2 | 06/26/2026 | ☆ |
| 26868 | Purpose Driven Wealth Advisors Llc CRD 339806 | Richmond, VA | Wealth Manager · Boutique (under $100M) | $5.1M | 14 | 14 | 1 | 08/25/2026 | ☆ |
| 26869 | Kisin Wealth Management Llc CRD 297363 | Wealth Manager · Boutique (under $100M) | $5.1M | 50 | 66 | 1 | 08/05/2026 | ☆ | |
| 26870 | Jasi Financial, Inc. CRD 255790 | Grapevine, TX | Wealth Manager · Boutique (under $100M) | $5.1M | 26 | 27 | 1 | 03/27/2026 | ☆ |
| 26871 | Mission Retirement Consulting, Inc. CRD 305259 | Institutional / Pension Advisor · Boutique (under $100M) | $5.1M | 12 | 12 | 1 | 03/19/2026 | ☆ | |
| 26872 | 2 K Capital L.L.C. CRD 330872 | Wealth Manager · Boutique (under $100M) | $5.1M | 12 | 1 | 04/21/2024 | ☆ | ||
| 26873 | Ashram Capital Llc CRD 342035 | Wealth Manager · Boutique (under $100M) | $5.1M | 12 | 33 | 1 | 07/24/2026 | ☆ | |
| 26874 | Dv Kill Advisory Services, Llc CRD 172883 | Marquette, MI | Insurance-Affiliated · Boutique (under $100M) | $5.1M | 64 | 64 | 1 | 12/19/2025 | ☆ |
| 26875 | Equity Financial Management CRD 318594 | Wealth Manager · Boutique (under $100M) | $5.1M | 12 | 12 | 1 | 03/30/2026 | ☆ | |
| 26876 | Fedeli Financial, Llc CRD 322269 | Wealth Manager · Boutique (under $100M) | $5.1M | 2 | 2 | 1 | 03/31/2026 | ☆ | |
| 26877 | Fry's Path Capital, Llc CRD 300498 | Charlottesville, VA | Private Fund Manager · Boutique (under $100M) | $5.1M | 2 | 2 | 3 | 03/29/2024 | ☆ |
| 26878 | Infinity Financial Wealth Management Llc CRD 337858 | Norcross, GA | Wealth Manager · Boutique (under $100M) | $5.1M | 31 | 31 | 1 | 09/09/2026 | ☆ |
| 26879 | J. Lyons Fund Management, Inc. CRD 123577 | Wealth Manager · Boutique (under $100M) | $5.1M | 20 | 20 | 2 | 04/21/2023 | ☆ | |
| 26880 | Strategic Asset Management Llc CRD 117549 | Federal Way, WA | Wealth Manager · Boutique (under $100M) | $5.1M | 15 | 15 | 1 | 03/25/2026 | ☆ |
| 26881 | Veritas Private Wealth Management, Llc CRD 339867 | Franklin, TN | Wealth Manager · Boutique (under $100M) | $5.1M | 9 | 2 | 10/05/2026 | ☆ | |
| 26882 | Deasil Wealth Management Llc CRD 281710 | Wealth Manager · Boutique (under $100M) | $5.1M | 21 | 130 | 1 | 03/02/2026 | ☆ | |
| 26883 | Heron Equity Management, Llc CRD 307350 | Indialantic, FL | Wealth Manager · Boutique (under $100M) | $5.1M | 63 | 63 | 2 | 03/10/2026 | ☆ |
| 26884 | Grb Capital Management Llc CRD 318917 | Dallas, TX | Wealth Manager · Boutique (under $100M) | $5.1M | 17 | 17 | 1 | 03/28/2026 | ☆ |
| 26885 | Rock Canyon Capital Management, Lp CRD 285070 | Private Fund Manager · Boutique (under $100M) | $5.1M | 2 | 2 | 1 | 03/26/2021 | ☆ | |
| 26886 | Strive Investment Management, Llc CRD 283482 | Wealth Manager · Boutique (under $100M) | $5.1M | 41 | 74 | 1 | 01/11/2024 | ☆ | |
| 26887 | Black Bishop Financial Group, Llc. CRD 315462 | Wealth Manager · Boutique (under $100M) | $5.1M | 26 | 1 | 03/31/2026 | ☆ | ||
| 26888 | Benefit Concepts Inc. CRD 226707 | Boynton Beach, FL | Insurance-Affiliated · Boutique (under $100M) | $5.1M | 33 | 31 | 1 | 03/30/2026 | ☆ |
| 26889 | Bee Financial Partners Wealth, Llc CRD 332761 | Houston, TX | Wealth Manager · Boutique (under $100M) | $5.1M | 24 | 56 | 2 | 08/21/2026 | ☆ |
| 26890 | Dennis Fredrick Dicke CRD 111375 | Wealth Manager · Boutique (under $100M) | $5.1M | 21 | 21 | 1 | 06/27/2026 | ☆ | |
| 26891 | Chlebina Capital Management, Llc CRD 142376 | Akron, OH | Wealth Manager · Boutique (under $100M) | $5.1M | 11 | 12 | 3 | 08/21/2026 | ☆ |
| 26892 | Stonewealth Advisors, Llc CRD 293600 | Coral Gables, FL | Wealth Manager · Boutique (under $100M) | $5.1M | 8 | 11 | 2 | 03/30/2026 | ☆ |
| 26893 | Think818, Llc CRD 289452 | Wealth Manager · Boutique (under $100M) | $5.1M | 28 | 44 | 1 | 03/30/2024 | ☆ | |
| 26894 | New Perspective Wealth Management CRD 314562 | Wealth Manager · Boutique (under $100M) | $5.1M | 25 | 42 | 1 | 01/28/2026 | ☆ | |
| 26895 | Just Advisors CRD 148512 | Insurance-Affiliated · Boutique (under $100M) | $5.0M | 15 | 21 | 1 | 03/30/2026 | ☆ | |
| 26896 | Umb Financial Services, Inc. CRD 17073 | Kansas City, MO | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $5.0M | 1 | 55 | 09/03/2026 | ☆ | |
| 26897 | Engineering Financial Independence, Inc. CRD 321024 | Wealth Manager · Boutique (under $100M) | $5.0M | 13 | 45 | 1 | 05/18/2026 | ☆ | |
| 26898 | Dfw Wealthcare Advisors, Llc CRD 288954 | Insurance-Affiliated · Boutique (under $100M) | $5.0M | 13 | 17 | 1 | 04/15/2026 | ☆ | |
| 26899 | Studioi, Llc CRD 332785 | Wealth Manager · Boutique (under $100M) | $5.0M | 15 | 26 | 1 | 10/09/2026 | ☆ | |
| 26900 | Turner Financial Llc CRD 334842 | Omaha, NE | Wealth Manager · Boutique (under $100M) | $5.0M | 26 | 26 | 1 | 03/06/2026 | ☆ |