Investment advisers
45,247 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 26801 | Advanced Financial Analysis, Llc CRD 165505 | Wealth Manager · Boutique (under $100M) | $5.3M | 11 | 18 | 1 | 02/19/2026 | ☆ | |
| 26802 | Rhubarb Investments, Llc CRD 283814 | Wealth Manager · Boutique (under $100M) | $5.3M | 6 | 12 | 1 | 02/26/2026 | ☆ | |
| 26803 | N CRD 308970 | Wealth Manager · Boutique (under $100M) | $5.3M | 9 | 9 | 1 | 03/05/2026 | ☆ | |
| 26804 | Dream Life Wealth Management Llc CRD 337311 | Wealth Manager · Boutique (under $100M) | $5.3M | 24 | 48 | 1 | 03/03/2026 | ☆ | |
| 26805 | Distribution Cognizant, Llc CRD 322048 | Palo Alto, CA | Mutual Fund / Asset Manager · Boutique (under $100M) | $5.3M | 1 | 1 | 3 | 03/30/2026 | ☆ |
| 26806 | John R. Power Dba CRD 129431 | Wealth Manager · Boutique (under $100M) | $5.3M | 16 | 20 | 1 | 03/28/2023 | ☆ | |
| 26807 | Habsieger, Curtis Jerald CRD 299833 | Insurance-Affiliated · Boutique (under $100M) | $5.3M | 33 | 33 | 1 | 05/22/2026 | ☆ | |
| 26808 | Wild Iris Financial Llc CRD 341074 | St. Petersburg, FL | Wealth Manager · Boutique (under $100M) | $5.3M | 8 | 12 | 2 | 10/01/2026 | ☆ |
| 26809 | Wittenberg Financial, Lp CRD 281216 | Encinitas, CA | Insurance-Affiliated · Boutique (under $100M) | $5.3M | 6 | 6 | 1 | 04/29/2026 | ☆ |
| 26810 | Blueprint Capital Group Llc CRD 332297 | Casseleberry, FL | Wealth Manager · Boutique (under $100M) | $5.3M | 38 | 48 | 2 | 06/25/2026 | ☆ |
| 26811 | Stevenson, Vint, Wayne CRD 317925 | Wealth Manager · Boutique (under $100M) | $5.3M | 10 | 16 | 1 | 03/10/2026 | ☆ | |
| 26812 | Sanjac Alpha Lp CRD 329302 | Houston, TX | Mutual Fund / Asset Manager · Boutique (under $100M) | $5.3M | 2 | 2 | 6 | 03/29/2026 | ☆ |
| 26813 | Emerald Investments, Inc. CRD 120750 | Arlington, VA | Wealth Manager · Boutique (under $100M) | $5.3M | 15 | 17 | 1 | 03/30/2026 | ☆ |
| 26814 | Bragg Capital Management Llc CRD 304030 | Wealth Manager · Boutique (under $100M) | $5.3M | 19 | 19 | 1 | 10/09/2026 | ☆ | |
| 26815 | Analyticedge Finance CRD 332962 | Insurance-Affiliated · Boutique (under $100M) | $5.3M | 7 | 14 | 1 | 09/28/2026 | ☆ | |
| 26816 | W&S Advisory Services, Llc CRD 334683 | Cincinnati, OH | Wealth Manager · Boutique (under $100M) | $5.3M | 6,689 | 6,689 | 9 | 05/07/2026 | ☆ |
| 26817 | Edwards, Daniel Lee CRD 286259 | Wealth Manager · Boutique (under $100M) | $5.3M | 5 | 5 | 1 | 02/06/2026 | ☆ | |
| 26818 | Great Lakes Retirement Planning, Llc CRD 290434 | Cleveland, OH | Insurance-Affiliated · Boutique (under $100M) | $5.3M | 66 | 66 | 2 | 10/02/2026 | ☆ |
| 26819 | Baucom Wealth Management Llc CRD 332763 | Victoria, TX | Wealth Manager · Boutique (under $100M) | $5.3M | 20 | 55 | 3 | 09/18/2026 | ☆ |
| 26820 | Beckmann & Company, Llc CRD 329965 | Wealth Manager · Boutique (under $100M) | $5.3M | 27 | 67 | 1 | 07/20/2026 | ☆ | |
| 26821 | Designed Wealth Usa Ltd. CRD 337487 | Wealth Manager · Boutique (under $100M) | $5.3M | 11 | 18 | 10 | 08/20/2026 | ☆ | |
| 26822 | Merrell Brothers, Llc CRD 165148 | Wealth Manager · Boutique (under $100M) | $5.3M | 26 | 32 | 1 | 04/11/2026 | ☆ | |
| 26823 | Black Dog Financial Planning Llc CRD 307369 | Wealth Manager · Boutique (under $100M) | $5.3M | 24 | 28 | 1 | 03/31/2026 | ☆ | |
| 26824 | Windmills Capital Inc. CRD 149805 | Wealth Manager · Boutique (under $100M) | $5.3M | 13 | 15 | 4 | 07/14/2026 | ☆ | |
| 26825 | Jk Financial Planning,Inc. CRD 145146 | Wealth Manager · Boutique (under $100M) | $5.3M | 12 | 1 | 03/21/2026 | ☆ | ||
| 26826 | Gjw Investment Adviser Llc CRD 135511 | Medina, OH | Wealth Manager · Boutique (under $100M) | $5.3M | 19 | 19 | 1 | 02/13/2026 | ☆ |
| 26827 | Woolly Mammoth, Llc CRD 338779 | Wealth Manager · Boutique (under $100M) | $5.3M | 2 | 2 | 1 | 02/04/2026 | ☆ | |
| 26828 | Zephyr Investment Advisers Llc CRD 331521 | Wealth Manager · Boutique (under $100M) | $5.3M | 67 | 104 | 1 | 02/04/2026 | ☆ | |
| 26829 | Be Water Investments Llc CRD 315634 | Insurance-Affiliated · Boutique (under $100M) | $5.2M | 10 | 29 | 1 | 09/30/2026 | ☆ | |
| 26830 | Carey S. Roebuck Financial Services, Llc CRD 280029 | Wealth Manager · Boutique (under $100M) | $5.2M | 29 | 29 | 1 | 03/30/2026 | ☆ | |
| 26831 | Meridian Venture Partners, Inc CRD 332975 | Wealth Manager · Boutique (under $100M) | $5.2M | 80 | 80 | 3 | 03/27/2026 | ☆ | |
| 26832 | C. Silk & Sons, Inc. CRD 156030 | Wealth Manager · Boutique (under $100M) | $5.2M | 55 | 63 | 1 | 03/13/2026 | ☆ | |
| 26833 | Addison Asset Management, Llc CRD 153485 | Wealth Manager · Boutique (under $100M) | $5.2M | 11 | 15 | 1 | 03/05/2026 | ☆ | |
| 26834 | Shanzer, Herbert Martin CRD 124452 | Wealth Manager · Boutique (under $100M) | $5.2M | 3 | 2 | 1 | 01/18/2026 | ☆ | |
| 26835 | Alphaai Capital Management Llc CRD 316128 | Wealth Manager · Boutique (under $100M) | $5.2M | 205 | 205 | 1 | 02/23/2026 | ☆ | |
| 26836 | Kuns, Timothy Neil CRD 136441 | Wealth Manager · Boutique (under $100M) | $5.2M | 18 | 18 | 1 | 03/30/2026 | ☆ | |
| 26837 | Familyroot Wealth Advisors, Llc CRD 338085 | Wealth Manager · Boutique (under $100M) | $5.2M | 11 | 27 | 1 | 02/24/2026 | ☆ | |
| 26838 | Goldberg, Fred CRD 170150 | Wealth Manager · Boutique (under $100M) | $5.2M | 6 | 11 | 1 | 04/29/2025 | ☆ | |
| 26839 | Dream Financial Planning Llc CRD 304086 | Herndon, VA | Wealth Manager · Boutique (under $100M) | $5.2M | 20 | 44 | 1 | 03/31/2026 | ☆ |
| 26840 | Elephant Investment Group Management, Llc CRD 292616 | El Paso, TX | Wealth Manager · Boutique (under $100M) | $5.2M | 42 | 42 | 1 | 04/23/2024 | ☆ |
| 26841 | Lbh Wealth Advisors, Llc CRD 326458 | Wealth Manager · Boutique (under $100M) | $5.2M | 30 | 30 | 1 | 01/08/2025 | ☆ | |
| 26842 | Rl Wright & Associates, Llc CRD 171032 | Savannah, GA | Wealth Manager · Boutique (under $100M) | $5.2M | 11 | 11 | 2 | 03/03/2026 | ☆ |
| 26843 | Wanderwealth Inc. CRD 141509 | Wealth Manager · Boutique (under $100M) | $5.2M | 13 | 20 | 1 | 09/16/2026 | ☆ | |
| 26844 | 361 Financial Planning, Inc. CRD 283581 | Walnut Creek, CA | Wealth Manager · Boutique (under $100M) | $5.2M | 23 | 34 | 1 | 07/27/2026 | ☆ |
| 26845 | Orr Financial, Llc CRD 139553 | Wealth Manager · Boutique (under $100M) | $5.2M | 14 | 23 | 1 | 02/04/2026 | ☆ | |
| 26846 | Trane Capital, Llc CRD 166255 | Wealth Manager · Boutique (under $100M) | $5.2M | 10 | 19 | 1 | 05/13/2026 | ☆ | |
| 26847 | Cade Wealth Management Llc CRD 320796 | Institutional / Pension Advisor · Boutique (under $100M) | $5.2M | 18 | 16 | 1 | 01/07/2026 | ☆ | |
| 26848 | Abundance Advisors, Inc. CRD 135647 | Insurance-Affiliated · Boutique (under $100M) | $5.2M | 33 | 0 | 08/28/2014 | ☆ | ||
| 26849 | Nrw Asset Management, Inc. CRD 144190 | Wealth Manager · Boutique (under $100M) | $5.2M | 28 | 20 | 1 | 05/01/2026 | ☆ | |
| 26850 | Joseph C. Kelly & Associates, Inc. CRD 129279 | Insurance-Affiliated · Boutique (under $100M) | $5.2M | 35 | 1 | 10/12/2012 | ☆ |