Investment advisers
45,247 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 26451 | Twin Arbor Wealth Management Llc CRD 341900 | Saint Paul, MN | Wealth Manager · Boutique (under $100M) | $6.3M | 4 | 10 | 1 | 08/19/2026 | ☆ |
| 26452 | Worrell Advisory Services, Llc CRD 285888 | Branford, CT | Wealth Manager · Boutique (under $100M) | $6.3M | 49 | 81 | 1 | 03/05/2026 | ☆ |
| 26453 | Upraise Wealth Advisory, Llc CRD 337661 | Wealth Manager · Boutique (under $100M) | $6.3M | 10 | 30 | 1 | 03/16/2026 | ☆ | |
| 26454 | Onyx Wealth Management, Llc CRD 332972 | Durham, NC | Wealth Manager · Boutique (under $100M) | $6.3M | 17 | 28 | 1 | 02/11/2026 | ☆ |
| 26455 | Highrocks Wealth, Llc CRD 293842 | Santa Fe, NM | Wealth Manager · Boutique (under $100M) | $6.3M | 12 | 27 | 1 | 03/26/2026 | ☆ |
| 26456 | Paulson Private Wealth Llc CRD 333973 | Wealth Manager · Boutique (under $100M) | $6.3M | 9 | 33 | 1 | 03/19/2026 | ☆ | |
| 26457 | Warwick Shore Advisors, Llc CRD 293782 | Orlando, FL | Wealth Manager · Boutique (under $100M) | $6.3M | 46 | 83 | 2 | 03/30/2026 | ☆ |
| 26458 | Affinity Financial Solutions, Llc CRD 171469 | Insurance-Affiliated · Boutique (under $100M) | $6.3M | 48 | 48 | 0 | 03/23/2026 | ☆ | |
| 26459 | Konza Capital Advisors, Inc. CRD 113823 | Wealth Manager · Boutique (under $100M) | $6.3M | 10 | 10 | 1 | 01/14/2026 | ☆ | |
| 26460 | Sibir Investment Advisors CRD 296881 | Wealth Manager · Boutique (under $100M) | $6.3M | 35 | 35 | 1 | 03/16/2026 | ☆ | |
| 26461 | Jc&Company Inc. CRD 300724 | Irvine, CA | Wealth Manager · Boutique (under $100M) | $6.3M | 7 | 5 | 5 | 08/04/2026 | ☆ |
| 26462 | Adventedge Financial, Llc CRD 314899 | Wealth Manager · Boutique (under $100M) | $6.3M | 9 | 20 | 1 | 01/14/2026 | ☆ | |
| 26463 | Peridot Capital Management Llc CRD 141280 | Wealth Manager · Boutique (under $100M) | $6.3M | 19 | 41 | 1 | 02/05/2026 | ☆ | |
| 26464 | The Bottom Line Wealth Management Ltd. CRD 313232 | Toledo, OH | Wealth Manager · Boutique (under $100M) | $6.3M | 250 | 250 | 3 | 03/31/2026 | ☆ |
| 26465 | Edgar Investment Management Llc CRD 152255 | Wealth Manager · Boutique (under $100M) | $6.2M | 3 | 6 | 1 | 04/25/2026 | ☆ | |
| 26466 | Cadenza Financial Planning Llc CRD 314193 | Wealth Manager · Boutique (under $100M) | $6.2M | 21 | 23 | 1 | 09/30/2026 | ☆ | |
| 26467 | Graham Financial, Llc CRD 307088 | Wealth Manager · Boutique (under $100M) | $6.2M | 5 | 18 | 1 | 03/31/2026 | ☆ | |
| 26468 | Kane Financial Planning, Llc CRD 283245 | Wealth Manager · Boutique (under $100M) | $6.2M | 10 | 23 | 1 | 02/23/2026 | ☆ | |
| 26469 | Stadtler Capital Management, Llc CRD 156465 | Fort Worth, TX | Private Fund Manager · Boutique (under $100M) | $6.2M | 3 | 7 | 1 | 03/31/2026 | ☆ |
| 26470 | Westside Financial Advisors Llc CRD 308953 | Los Angeles, CA | Wealth Manager · Boutique (under $100M) | $6.2M | 8 | 8 | 1 | 05/06/2026 | ☆ |
| 26471 | Farview Management, Llc CRD 321269 | Wealth Manager · Boutique (under $100M) | $6.2M | 20 | 55 | 1 | 09/21/2026 | ☆ | |
| 26472 | Iwd Capital Management, Llc CRD 168632 | Wealth Manager · Boutique (under $100M) | $6.2M | 6 | 1 | 03/20/2026 | ☆ | ||
| 26473 | Mid Michigan Insurance And Financial Services Llc CRD 311449 | Bay City, MI | Insurance-Affiliated · Boutique (under $100M) | $6.2M | 49 | 88 | 2 | 01/12/2026 | ☆ |
| 26474 | Xantos Labs, Llc CRD 302005 | Investment Adviser · Boutique (under $100M) | $6.2M | 102 | 102 | 3 | 09/30/2026 | ☆ | |
| 26475 | Eb Financial Planning CRD 132861 | Wealth Manager · Boutique (under $100M) | $6.2M | 22 | 22 | 1 | 04/27/2026 | ☆ | |
| 26476 | Schaeffer Financial & Tax, Llc CRD 288669 | Wealth Manager · Boutique (under $100M) | $6.2M | 31 | 68 | 1 | 03/26/2026 | ☆ | |
| 26477 | Alpha Initiative, Inc. CRD 299242 | Palo Cedro, CA | Wealth Manager · Boutique (under $100M) | $6.2M | 29 | 46 | 1 | 05/08/2026 | ☆ |
| 26478 | Tsai Wealth Management CRD 151928 | Pasadena, CA | Wealth Manager · Boutique (under $100M) | $6.2M | 14 | 24 | 1 | 03/26/2026 | ☆ |
| 26479 | Fletcher Wealth Management, Inc. CRD 322877 | Kingsport, TN | Wealth Manager · Boutique (under $100M) | $6.2M | 12 | 53 | 1 | 01/15/2026 | ☆ |
| 26480 | From Planning To Living Llc CRD 298471 | Wealth Manager · Boutique (under $100M) | $6.2M | 34 | 53 | 1 | 06/16/2026 | ☆ | |
| 26481 | Carvalho Investment Group, Llc CRD 312231 | Austin, TX | Wealth Manager · Boutique (under $100M) | $6.2M | 15 | 16 | 1 | 03/06/2026 | ☆ |
| 26482 | Legacy Map Design, Llc CRD 297269 | Wichita, KS | Wealth Manager · Boutique (under $100M) | $6.2M | 131 | 131 | 2 | 05/04/2026 | ☆ |
| 26483 | Marshall Wealth Management, Llc CRD 123661 | Sugar Land, TX | Insurance-Affiliated · Boutique (under $100M) | $6.2M | 92 | 92 | 1 | 01/14/2026 | ☆ |
| 26484 | Global Wealth Management CRD 167025 | Corona Del Mar, CA | Institutional / Pension Advisor · Boutique (under $100M) | $6.2M | 6 | 6 | 1 | 03/24/2026 | ☆ |
| 26485 | Sterling Advisory Services, Llc CRD 169827 | San Jose, CA | Wealth Manager · Boutique (under $100M) | $6.2M | 2 | 8 | 1 | 03/31/2026 | ☆ |
| 26486 | Kraft Capital, Llc CRD 332355 | Ann Arbor, MI | Wealth Manager · Boutique (under $100M) | $6.2M | 23 | 41 | 2 | 03/31/2026 | ☆ |
| 26487 | Hexeum Capital Llc CRD 298791 | Newport Beach, CA | Insurance-Affiliated · Boutique (under $100M) | $6.2M | 26 | 31 | 1 | 04/01/2026 | ☆ |
| 26488 | Wonder Wealth Llc CRD 315390 | Wealth Manager · Boutique (under $100M) | $6.2M | 34 | 51 | 2 | 03/26/2026 | ☆ | |
| 26489 | Pathway Investments, Llc CRD 170436 | Insurance-Affiliated · Boutique (under $100M) | $6.2M | 50 | 68 | 1 | 04/09/2026 | ☆ | |
| 26490 | N CRD 323767 | Wealth Manager · Boutique (under $100M) | $6.2M | 213 | 213 | 6 | 03/18/2025 | ☆ | |
| 26491 | Holt Wealth Management Llc CRD 318304 | Borger, TX | Wealth Manager · Boutique (under $100M) | $6.2M | 26 | 43 | 1 | 01/12/2026 | ☆ |
| 26492 | N CRD 317072 | Mutual Fund / Asset Manager · Boutique (under $100M) | $6.2M | 1 | 1 | 3 | 03/26/2025 | ☆ | |
| 26493 | Charles Kasner Registered Investment Advisor Llc CRD 323675 | Wealth Manager · Boutique (under $100M) | $6.2M | 9 | 1 | 06/06/2025 | ☆ | ||
| 26494 | O'grady Financial Llc CRD 301894 | Wealth Manager · Boutique (under $100M) | $6.2M | 28 | 28 | 1 | 03/13/2026 | ☆ | |
| 26495 | Aspire Wealth Advisory Group, Llc CRD 338618 | New York, NY | Wealth Manager · Boutique (under $100M) | $6.2M | 3 | 1 | 03/31/2026 | ☆ | |
| 26496 | Sva Capital Management Llc CRD 301291 | Wealth Manager · Boutique (under $100M) | $6.2M | 30 | 30 | 1 | 02/11/2026 | ☆ | |
| 26497 | Robbins Wealth Management, Llc CRD 153137 | Wealth Manager · Boutique (under $100M) | $6.2M | 11 | 23 | 1 | 03/10/2026 | ☆ | |
| 26498 | Thomas M Hallberg, Llc CRD 333628 | Wealth Manager · Boutique (under $100M) | $6.2M | 24 | 46 | 1 | 09/25/2026 | ☆ | |
| 26499 | Brazen Capital, Llc CRD 300746 | New York, NY | Wealth Manager · Boutique (under $100M) | $6.2M | 65 | 65 | 1 | 04/01/2026 | ☆ |
| 26500 | Wms Partners, Llc CRD 109971 | Towson, MD | Private Fund Manager · Boutique (under $100M) | $6.1M | 1 | 1 | 0 | 04/27/2026 | ☆ |