Investment advisers
44,633 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 25851 | Simplicity Financial, Llc CRD 284578 | Milwaukee, WI | Wealth Manager · Boutique (under $100M) | $8.0M | 79 | 79 | 1 | 01/22/2026 | ☆ |
| 25852 | Sire Line Capital Management Llc CRD 151938 | Wealth Manager · Boutique (under $100M) | $8.0M | 18 | 32 | 1 | 03/20/2026 | ☆ | |
| 25853 | Wagner Wealth Management Llc CRD 154007 | Wealth Manager · Boutique (under $100M) | $8.0M | 10 | 10 | 1 | 03/08/2026 | ☆ | |
| 25854 | Erg Asset Management Llc CRD 161694 | Norwalk, CT | Private Fund Manager · Boutique (under $100M) | $8.0M | 4 | 4 | 2 | 04/03/2025 | ☆ |
| 25855 | Derenzo Advisors Llc CRD 148612 | Wealth Manager · Boutique (under $100M) | $8.0M | 17 | 1 | 08/15/2026 | ☆ | ||
| 25856 | Ahlbeck Financial Incorporated CRD 312380 | Des Plaines, IL | Wealth Manager · Boutique (under $100M) | $8.0M | 33 | 54 | 2 | 03/15/2024 | ☆ |
| 25857 | Nexus Wealth Management, Llc CRD 173883 | Chesapeake, VA | Wealth Manager · Boutique (under $100M) | $8.0M | 43 | 43 | 1 | 03/18/2026 | ☆ |
| 25858 | James M. O'brien, Inc. CRD 175086 | Carlsbad, CA | Insurance-Affiliated · Boutique (under $100M) | $8.0M | 5 | 11 | 1 | 06/08/2026 | ☆ |
| 25859 | Stevens, Cole Andrew CRD 284575 | San Luis Obispo, CA | Wealth Manager · Boutique (under $100M) | $8.0M | 38 | 48 | 1 | 04/02/2026 | ☆ |
| 25860 | Legacy Harbor CRD 118187 | Plano, TX | Wealth Manager · Boutique (under $100M) | $8.0M | 26 | 51 | 1 | 03/10/2026 | ☆ |
| 25861 | Prudent Growth Investments Llc CRD 337283 | Natick, MA | Wealth Manager · Boutique (under $100M) | $8.0M | 15 | 15 | 1 | 06/03/2026 | ☆ |
| 25862 | Navwell Advisors Corporation CRD 328706 | Garden City, NY | Wealth Manager · Boutique (under $100M) | $7.9M | 12 | 12 | 1 | 07/31/2026 | ☆ |
| 25863 | Flyway Financial Llc CRD 324454 | Wealth Manager · Boutique (under $100M) | $7.9M | 27 | 51 | 1 | 04/01/2026 | ☆ | |
| 25864 | The Butterfield Group Llc CRD 312852 | Wealth Manager · Boutique (under $100M) | $7.9M | 60 | 60 | 1 | 06/01/2026 | ☆ | |
| 25865 | Styled Wealth, Llc CRD 326784 | Wealth Manager · Boutique (under $100M) | $7.9M | 36 | 96 | 1 | 03/16/2026 | ☆ | |
| 25866 | Vooys, James Donald CRD 133332 | Wealth Manager · Boutique (under $100M) | $7.9M | 6 | 5 | 1 | 11/12/2025 | ☆ | |
| 25867 | Girton Capital Management, Inc. CRD 130573 | Wealth Manager · Boutique (under $100M) | $7.9M | 10 | 10 | 1 | 05/12/2026 | ☆ | |
| 25868 | Gunnell Financial CRD 286076 | Plainfield, IN | Insurance-Affiliated · Boutique (under $100M) | $7.9M | 30 | 50 | 1 | 03/16/2026 | ☆ |
| 25869 | Life's Business, Inc. CRD 152270 | Atlanta, GA | Wealth Manager · Boutique (under $100M) | $7.9M | 5 | 8 | 1 | 03/31/2026 | ☆ |
| 25870 | Monument Retirement & Wealth Advisory, Llc CRD 135311 | Allen, TX | Insurance-Affiliated · Boutique (under $100M) | $7.9M | 23 | 30 | 1 | 03/15/2026 | ☆ |
| 25871 | Charleston Equity Partners, Llc CRD 300228 | Charleston, SC | Private Fund Manager · Boutique (under $100M) | $7.9M | 1 | 1 | 4 | 03/31/2026 | ☆ |
| 25872 | Mirror Lake Wealth Management, Llc CRD 332311 | Wealth Manager · Boutique (under $100M) | $7.9M | 5 | 5 | 1 | 03/12/2026 | ☆ | |
| 25873 | Overlook Park Wealth, Llc CRD 300955 | Humble, TX | Wealth Manager · Boutique (under $100M) | $7.9M | 74 | 104 | 1 | 05/05/2026 | ☆ |
| 25874 | John Michael Lotshaw CRD 126808 | Wealth Manager · Boutique (under $100M) | $7.9M | 7 | 7 | 1 | 03/17/2026 | ☆ | |
| 25875 | Desert Financial Planning CRD 293185 | Palm Desert, CA | Insurance-Affiliated · Boutique (under $100M) | $7.9M | 29 | 61 | 1 | 03/31/2026 | ☆ |
| 25876 | The Profolio Group, Llc CRD 296790 | Wealth Manager · Boutique (under $100M) | $7.9M | 45 | 75 | 1 | 03/30/2026 | ☆ | |
| 25877 | Optometry Wealth Advisors Llc CRD 317286 | Wealth Manager · Boutique (under $100M) | $7.9M | 35 | 104 | 1 | 03/19/2026 | ☆ | |
| 25878 | Antonio Stokes Advisors Inc CRD 313572 | Southfield, MI | Insurance-Affiliated · Boutique (under $100M) | $7.9M | 60 | 60 | 1 | 01/02/2026 | ☆ |
| 25879 | Prince, William L CRD 304072 | Wealth Manager · Boutique (under $100M) | $7.9M | 5 | 5 | 1 | 03/25/2026 | ☆ | |
| 25880 | Relion Assets Management, Llc CRD 282530 | Insurance-Affiliated · Boutique (under $100M) | $7.9M | 26 | 36 | 1 | 04/02/2026 | ☆ | |
| 25881 | Stratton Capital Management, Llc CRD 154107 | Wealth Manager · Boutique (under $100M) | $7.9M | 6 | 6 | 1 | 03/19/2026 | ☆ | |
| 25882 | Smith And Sons Capital Partners Llc CRD 327154 | Wealth Manager · Boutique (under $100M) | $7.9M | 27 | 61 | 1 | 03/04/2026 | ☆ | |
| 25883 | Frank Capital Management Llc CRD 151624 | Wealth Manager · Boutique (under $100M) | $7.9M | 18 | 18 | 1 | 03/27/2026 | ☆ | |
| 25884 | Bird Capital Group, Inc. CRD 170585 | Wealth Manager · Boutique (under $100M) | $7.9M | 3 | 1 | 03/31/2026 | ☆ | ||
| 25885 | Rj Aubrey Investments Corp. CRD 134690 | Wealth Manager · Boutique (under $100M) | $7.8M | 66 | 66 | 0 | 11/30/2018 | ☆ | |
| 25886 | Vest Assured, Inc. CRD 137390 | Endowment & Foundation Advisor · Boutique (under $100M) | $7.8M | 2 | 1 | 04/30/2025 | ☆ | ||
| 25887 | Ale Llc CRD 281237 | Pleasant Hill, CA | Insurance-Affiliated · Boutique (under $100M) | $7.8M | 9 | 13 | 1 | 03/18/2026 | ☆ |
| 25888 | Garch Capital Llc CRD 167080 | Andover, MA | Wealth Manager · Boutique (under $100M) | $7.8M | 5 | 17 | 1 | 05/20/2026 | ☆ |
| 25889 | Essex Advisory Llc CRD 312140 | Brooklyn, NY | Wealth Manager · Boutique (under $100M) | $7.8M | 2 | 10 | 2 | 01/11/2026 | ☆ |
| 25890 | Tempus Investment Corp CRD 307013 | Wealth Manager · Boutique (under $100M) | $7.8M | 68 | 116 | 1 | 03/31/2026 | ☆ | |
| 25891 | Legacitree Wealth Management, Llc CRD 311540 | Buford, GA | Wealth Manager · Boutique (under $100M) | $7.8M | 70 | 80 | 1 | 05/07/2026 | ☆ |
| 25892 | Finanz Butik Capital Management, Llc CRD 325693 | Coral Gables, FL | Private Fund Manager · Boutique (under $100M) | $7.8M | 3 | 3 | 3 | 03/26/2026 | ☆ |
| 25893 | Carter, Jr. Joe Louis CRD 126135 | Investment Adviser · Boutique (under $100M) | $7.8M | 1 | 1 | 03/16/2026 | ☆ | ||
| 25894 | Foundation Wealth Planning Llc CRD 313197 | Salina, KS | Wealth Manager · Boutique (under $100M) | $7.8M | 27 | 121 | 1 | 06/15/2026 | ☆ |
| 25895 | Agustoni, Emanuele Guiseppe CRD 169306 | Urdorf | Wealth Manager · Boutique (under $100M) | $7.8M | 15 | 15 | 0 | 02/25/2026 | ☆ |
| 25896 | Jackson Financial, Investment & Retirement Services, Inc. CRD 142486 | Melbourne, FL | Wealth Manager · Boutique (under $100M) | $7.8M | 33 | 42 | 1 | 04/21/2026 | ☆ |
| 25897 | Agewise Financial Inc. CRD 328162 | Palm Desert, CA | Insurance-Affiliated · Boutique (under $100M) | $7.8M | 45 | 45 | 2 | 02/24/2026 | ☆ |
| 25898 | Covexic Llc CRD 136007 | Wealth Manager · Boutique (under $100M) | $7.8M | 30 | 30 | 1 | 03/25/2026 | ☆ | |
| 25899 | Great Ocean Road Financial, Llc CRD 331567 | Wealth Manager · Boutique (under $100M) | $7.8M | 17 | 36 | 1 | 03/06/2026 | ☆ | |
| 25900 | Red Meadow Capital, Llc D/B/A Red Meadow Investment Advisors CRD 154627 | Wealth Manager · Boutique (under $100M) | $7.8M | 21 | 46 | 1 | 03/24/2026 | ☆ |