M.D. Sass Macquarie Financial Strategies Management Company, Llc
- Regulatory AUM
- $8.3M
- Discretionary
- $8.3M
- Clients
- 2
- Avg AUM / client
- $4.2M
- Accounts
- 2
- Employees
- 6
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 2 | $8.3M | 100.0% |
Private funds (2)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $30.9M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| M.D. Sass Macquarie Financial Strategies, Lp | Private Equity Fund | Delaware | $21.3M | 86 |
| M.D. Sass Macquarie Financial Strategies Investment Vehicle, Llc | Private Equity Fund | Delaware | $9.6M | 5 |
People (7)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Lamle, Hugh, Roy | Member | Apr 2002 (24y) | ≈ 12.5% – 37.5% via M.D. Sass Financial Holdings, Llc | |
| Sass, Martin, Douglas | Chairman, Chief Executive Officer, Director | Apr 2002 (24y) | ≈ 12.5% – 37.5% via M.D. Sass Financial Holdings, Llc | |
| Shenfeld, Steven, Alan | Member | Apr 2002 (24y) | ≈ 7.5% – 25% via Weathervane Capital Partners, Llc | |
| Liu, Bobby | Chief Operating Officer, General Counsel, Chief Compliance Officer | Aug 2006 (20y) | Less than 5% | |
| Friedman, Sam, Harris | Chief Financial Officer & Director | Dec 2019 (7y) | Less than 5% | |
| Conway, Graeme | Director | Aug 2022 (4y) | Less than 5% | |
| Hooke, James, Royce Murray | Director | Aug 2022 (4y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| M.D. Sass Financial Holdings, Llc | Member | Apr 2002 | A | 25% – 50% |
| Macquarie Holdings (Usa), Inc. | Member | Aug 2006 | A | 25% – 50% |
| Weathervane Capital Partners, Llc | Member | Apr 2002 | A | 10% – 25% |
| Macquarie Group Limited | Owner | Feb 2007 | B | 75% or more of Macquarie Financial Holdings Pty Limited (indirect) |
| Macquarie Equities (Us) Holding Pty Limited | Owner | Jan 2014 | B | 75% or more of Macquarie Holdings (Usa) Inc. (indirect) |
| Macquarie Corporate International Holdings Pty Limited | Owner | Feb 2007 | B | 75% or more of Macquarie Group (Us) Holdings No.1 Pty Limited (indirect) |
| Macquarie Group (Us) Holdings No.1 Pty Ltd. | Owner | Apr 2007 | B | 75% or more of Macquarie Equities (Us) Holdings Pty Limited (indirect) |
| Macquarie Financial Holdings Pty Limited | Owner | Nov 2007 | B | 75% or more of Macquarie Corporate Holdings Pty Limited (indirect) |
| Macquarie Corporate Holdings Pty Limited | Owner | Nov 2007 | B | 75% or more of Macquarie Corporate International Holdings Pty Ltd (indirect) |
| M.D. Sass, Inc. | Managing Member | Apr 2002 | B | GP / trustee / elected manager of M.D. Sass Financial Holdings, Llc (indirect) |
Undisclosed: 0% – 40% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Lamle, Hugh, Roy: 50% – 75% of M.D. Sass Financial Holdings, Llc × 25% – 50% direct ≈ 12.5% – 37.5% of the firm
- Sass, Martin, Douglas: 50% – 75% of M.D. Sass Financial Holdings, Llc × 25% – 50% direct ≈ 12.5% – 37.5% of the firm
- Shenfeld, Steven, Alan: 75% – 100% of Weathervane Capital Partners, Llc × 10% – 25% direct ≈ 7.5% – 25% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (2, $30.9M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| M.D. Sass Macquarie Financial Strategies, Lp | Private Equity Fund | $21.3M | $5.0M | 86 |
| M.D. Sass Macquarie Financial Strategies Investment Vehicle, Llc | Private Equity Fund | $9.6M | $250K | 5 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.53 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗