Investment advisers
45,247 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 25801 | Mooring Bay Capital Management, Llc CRD 325837 | Dallas, TX | Wealth Manager · Boutique (under $100M) | $8.5M | 5 | 6 | 1 | 01/12/2026 | ☆ |
| 25802 | Wolakota, Llc CRD 143218 | Ypsilanti, MI | Wealth Manager · Boutique (under $100M) | $8.5M | 28 | 28 | 1 | 02/19/2026 | ☆ |
| 25803 | Xel Wealth Management, Inc. CRD 329693 | Ontario, CA | Wealth Manager · Boutique (under $100M) | $8.5M | 34 | 46 | 1 | 05/05/2026 | ☆ |
| 25804 | Barak Asset Management Llc CRD 142251 | Insurance-Affiliated · Boutique (under $100M) | $8.5M | 34 | 41 | 2 | 03/16/2026 | ☆ | |
| 25805 | Kb Private Wealth Management Group Llc CRD 309208 | Sherman Oaks, CA | Wealth Manager · Boutique (under $100M) | $8.5M | 12 | 19 | 1 | 06/26/2026 | ☆ |
| 25806 | Wood Wealth Management Llc CRD 301188 | Dallas, TX | Wealth Manager · Boutique (under $100M) | $8.5M | 25 | 25 | 1 | 02/03/2026 | ☆ |
| 25807 | Schultz And Associates Inc. CRD 128761 | Ashland, OR | Wealth Manager · Boutique (under $100M) | $8.5M | 21 | 49 | 1 | 03/04/2026 | ☆ |
| 25808 | Clarity Wealth Management Llc CRD 318575 | Montague, MA | Wealth Manager · Boutique (under $100M) | $8.5M | 43 | 43 | 1 | 05/11/2026 | ☆ |
| 25809 | Clarity Advisors, Llc CRD 330701 | Wealth Manager · Boutique (under $100M) | $8.5M | 81 | 83 | 1 | 03/24/2026 | ☆ | |
| 25810 | Brenda Jean Coyle CRD 166000 | Insurance-Affiliated · Boutique (under $100M) | $8.5M | 28 | 63 | 1 | 01/14/2026 | ☆ | |
| 25811 | East Valley Wealth Llc` CRD 314715 | Gilbert, AZ | Insurance-Affiliated · Boutique (under $100M) | $8.5M | 26 | 98 | 2 | 03/30/2026 | ☆ |
| 25812 | 4 Star Advisory Services Llc CRD 306362 | Lancaster, OH | Wealth Manager · Boutique (under $100M) | $8.5M | 67 | 132 | 1 | 07/15/2026 | ☆ |
| 25813 | Aquinas Capital Advisors Llc CRD 283511 | Wealth Manager · Boutique (under $100M) | $8.5M | 90 | 90 | 2 | 10/07/2026 | ☆ | |
| 25814 | Clark Private Wealth, Llc CRD 319333 | Miami, FL | Wealth Manager · Boutique (under $100M) | $8.5M | 26 | 46 | 1 | 03/17/2026 | ☆ |
| 25815 | Edward L. Ostrom, Jr. CRD 121305 | Wealth Manager · Boutique (under $100M) | $8.5M | 14 | 21 | 1 | 02/16/2023 | ☆ | |
| 25816 | Fortress Investment Advisory, Llc CRD 126303 | Clarkesville, GA | Wealth Manager · Boutique (under $100M) | $8.5M | 20 | 20 | 1 | 10/05/2021 | ☆ |
| 25817 | Kurfees Capital Management, Llc CRD 120971 | Columbus, OH | Wealth Manager · Boutique (under $100M) | $8.5M | 6 | 8 | 1 | 02/17/2026 | ☆ |
| 25818 | Lorenz Financial Services, Llc CRD 284421 | Wealth Manager · Boutique (under $100M) | $8.5M | 15 | 15 | 1 | 03/27/2026 | ☆ | |
| 25819 | Qex Asset Management Llc CRD 325326 | Wealth Manager · Boutique (under $100M) | $8.5M | 18 | 18 | 1 | 01/15/2025 | ☆ | |
| 25820 | Curated Capital & Planning Llc CRD 316143 | Lewisville, NC | Wealth Manager · Boutique (under $100M) | $8.5M | 33 | 58 | 1 | 03/31/2026 | ☆ |
| 25821 | Phoenix Fiscal Inc CRD 332777 | Colorado Springs, CO | Wealth Manager · Boutique (under $100M) | $8.5M | 93 | 153 | 2 | 06/12/2026 | ☆ |
| 25822 | Gasima Financial Llc CRD 316326 | Venice, FL | Wealth Manager · Boutique (under $100M) | $8.5M | 17 | 29 | 2 | 09/09/2026 | ☆ |
| 25823 | Livingston Capital Advisors, Llc CRD 308508 | New York, NY | Private Fund Manager · Boutique (under $100M) | $8.5M | 8 | 8 | 4 | 03/15/2026 | ☆ |
| 25824 | Client First Advisors, Llc CRD 159254 | Wealth Manager · Boutique (under $100M) | $8.5M | 17 | 17 | 1 | 03/27/2025 | ☆ | |
| 25825 | Winner, David L CRD 287582 | Wealth Manager · Boutique (under $100M) | $8.5M | 13 | 13 | 1 | 04/24/2026 | ☆ | |
| 25826 | R.G. Associates, Inc. CRD 121777 | Towson, MD | Wealth Manager · Boutique (under $100M) | $8.5M | 12 | 12 | 1 | 03/28/2026 | ☆ |
| 25827 | Rule72 Financial Llc CRD 316922 | Potomac Falls, VA | Wealth Manager · Boutique (under $100M) | $8.5M | 30 | 47 | 1 | 03/02/2026 | ☆ |
| 25828 | Growthline Capital Management Llc CRD 311182 | Stamford, CT | Private Fund Manager · Boutique (under $100M) | $8.5M | 1 | 1 | 2 | 02/27/2024 | ☆ |
| 25829 | Longview Investment Management Llc CRD 301256 | Wealth Manager · Boutique (under $100M) | $8.5M | 34 | 68 | 1 | 03/30/2026 | ☆ | |
| 25830 | Mindful Investing Llc CRD 331322 | Investment Adviser · Boutique (under $100M) | $8.5M | 2 | 2 | 1 | 01/11/2026 | ☆ | |
| 25831 | Beekman Financial Planning Llc CRD 166150 | New York, NY | Wealth Manager · Boutique (under $100M) | $8.5M | 14 | 14 | 1 | 03/11/2026 | ☆ |
| 25832 | Keenan Investment Management, Inc. CRD 118174 | New York, NY | Wealth Manager · Boutique (under $100M) | $8.5M | 8 | 14 | 2 | 03/19/2026 | ☆ |
| 25833 | Coplanning Financial Llc CRD 315970 | Overland Park, KS | Wealth Manager · Boutique (under $100M) | $8.5M | 28 | 68 | 1 | 03/25/2026 | ☆ |
| 25834 | Illumifi Wealth, Llc CRD 338755 | Insurance-Affiliated · Boutique (under $100M) | $8.5M | 46 | 129 | 1 | 01/08/2026 | ☆ | |
| 25835 | Aristo Advisors Llc CRD 170696 | New York, NY | Wealth Manager · Boutique (under $100M) | $8.4M | 8 | 8 | 1 | 03/30/2026 | ☆ |
| 25836 | Reagan Financial Planning Llc CRD 284103 | Oxford, GA | Wealth Manager · Boutique (under $100M) | $8.4M | 32 | 26 | 1 | 03/23/2026 | ☆ |
| 25837 | Bormann Wealth Management, Llc CRD 316256 | Wealth Manager · Boutique (under $100M) | $8.4M | 20 | 46 | 1 | 03/11/2026 | ☆ | |
| 25838 | Simplified Planning And Investments Llc CRD 338036 | Johnston, IA | Wealth Manager · Boutique (under $100M) | $8.4M | 6 | 33 | 1 | 07/17/2026 | ☆ |
| 25839 | Amaral Financial Planning CRD 316681 | Wealth Manager · Boutique (under $100M) | $8.4M | 23 | 23 | 1 | 01/05/2026 | ☆ | |
| 25840 | Mitz Wealth Management, Llc CRD 300052 | Wealth Manager · Boutique (under $100M) | $8.4M | 18 | 48 | 1 | 03/31/2026 | ☆ | |
| 25841 | Wata Capital Llc CRD 298666 | Wealth Manager · Boutique (under $100M) | $8.4M | 24 | 40 | 1 | 07/10/2026 | ☆ | |
| 25842 | Mckinney Capital Management, Llc CRD 153551 | Nashville, TN | Wealth Manager · Boutique (under $100M) | $8.4M | 15 | 31 | 1 | 03/24/2026 | ☆ |
| 25843 | Echo Wealth Partners Llc CRD 324584 | Las Vegas, NV | Wealth Manager · Boutique (under $100M) | $8.4M | 9 | 27 | 1 | 04/09/2026 | ☆ |
| 25844 | Green Drake Advisors Llc CRD 156156 | Bryn Mawr, PA | Wealth Manager · Boutique (under $100M) | $8.4M | 18 | 29 | 1 | 03/30/2026 | ☆ |
| 25845 | Fruit Of The Vine Financial, Llc CRD 325004 | New Braunfels, TX | Wealth Manager · Boutique (under $100M) | $8.4M | 9 | 21 | 1 | 03/18/2026 | ☆ |
| 25846 | Targeted Financial Planning Llc CRD 325641 | Wealth Manager · Boutique (under $100M) | $8.4M | 70 | 94 | 1 | 03/30/2026 | ☆ | |
| 25847 | Mission Park Capital, Llc CRD 297444 | Wealth Manager · Boutique (under $100M) | $8.4M | 44 | 121 | 1 | 08/10/2026 | ☆ | |
| 25848 | Valkyrie Financial Llc CRD 313178 | Wealth Manager · Boutique (under $100M) | $8.4M | 22 | 22 | 1 | 03/16/2026 | ☆ | |
| 25849 | Roads Capital Llc CRD 153893 | Wealth Manager · Boutique (under $100M) | $8.4M | 35 | 35 | 1 | 06/30/2026 | ☆ | |
| 25850 | Brimstone Asset Management Company Limited CRD 313244 | Hong Kong | Private Fund Manager · Boutique (under $100M) | $8.4M | 3 | 3 | 6 | 03/30/2026 | ☆ |