Investment advisers
45,247 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 25751 | Maxwell Financial Group, Inc CRD 167863 | Sherwood, OR | Insurance-Affiliated · Boutique (under $100M) | $8.8M | 33 | 35 | 3 | 03/17/2026 | ☆ |
| 25752 | Cif Advisors Inc. CRD 306645 | Sacramento, CA | Wealth Manager · Boutique (under $100M) | $8.8M | 120 | 169 | 2 | 02/24/2026 | ☆ |
| 25753 | Ataroke Wealth Llc CRD 323731 | Wealth Manager · Boutique (under $100M) | $8.8M | 6 | 36 | 1 | 03/27/2026 | ☆ | |
| 25754 | Stonewall Equities, Ltd. CRD 130015 | Wealth Manager · Boutique (under $100M) | $8.8M | 26 | 26 | 1 | 03/26/2020 | ☆ | |
| 25755 | Nextgen Financial Advice Llc CRD 292468 | Wealth Manager · Boutique (under $100M) | $8.8M | 49 | 175 | 1 | 05/07/2026 | ☆ | |
| 25756 | Y CRD 288926 | Private Fund Manager · Boutique (under $100M) | $8.8M | 1 | 1 | 3 | 12/09/2025 | ☆ | |
| 25757 | Foresight Management Co., Inc. CRD 132866 | Wealth Manager · Boutique (under $100M) | $8.8M | 24 | 54 | 1 | 08/22/2026 | ☆ | |
| 25758 | 1823 Wealth Management Llc CRD 314022 | Wealth Manager · Boutique (under $100M) | $8.8M | 30 | 41 | 1 | 03/11/2026 | ☆ | |
| 25759 | Ivory Wealth Management Inc CRD 171422 | Insurance-Affiliated · Boutique (under $100M) | $8.7M | 29 | 29 | 1 | 02/18/2026 | ☆ | |
| 25760 | Zuma Capital Management, Llc CRD 285162 | Chamblee, GA | Wealth Manager · Boutique (under $100M) | $8.7M | 12 | 12 | 1 | 03/31/2026 | ☆ |
| 25761 | Walk You To Wealth Llc CRD 334943 | Wealth Manager · Boutique (under $100M) | $8.7M | 11 | 80 | 1 | 09/29/2026 | ☆ | |
| 25762 | Considerate Capital, Llc CRD 309585 | Wealth Manager · Boutique (under $100M) | $8.7M | 6 | 16 | 1 | 09/29/2026 | ☆ | |
| 25763 | Frost Investment Partners, Llc CRD 323172 | Wealth Manager · Boutique (under $100M) | $8.7M | 7 | 7 | 1 | 01/29/2026 | ☆ | |
| 25764 | Pension Planning Solutions, Inc. CRD 126393 | Greensboro, NC | Wealth Manager · Boutique (under $100M) | $8.7M | 13 | 17 | 1 | 02/27/2026 | ☆ |
| 25765 | Bray Financial Advisors Llc CRD 297117 | Wealth Manager · Boutique (under $100M) | $8.7M | 27 | 39 | 1 | 03/09/2026 | ☆ | |
| 25766 | Khaveen Investments Sdn. Bhd. CRD 333688 | Kuala Lumpur, Wilayah Perseketuan | Wealth Manager · Boutique (under $100M) | $8.7M | 15 | 15 | 3 | 03/23/2026 | ☆ |
| 25767 | Plaisier Financial Group Llc CRD 122006 | Wealth Manager · Boutique (under $100M) | $8.7M | 97 | 97 | 1 | 03/23/2023 | ☆ | |
| 25768 | Zion Financial Planning, Llc CRD 289007 | Insurance-Affiliated · Boutique (under $100M) | $8.7M | 76 | 76 | 1 | 03/15/2026 | ☆ | |
| 25769 | G&S Wealth Management Llc CRD 155999 | Elko, NV | Wealth Manager · Boutique (under $100M) | $8.7M | 61 | 61 | 1 | 03/02/2026 | ☆ |
| 25770 | Prudent Investment Advisors, Inc. CRD 126501 | Rego Park, NY | Wealth Manager · Boutique (under $100M) | $8.7M | 16 | 16 | 1 | 03/30/2026 | ☆ |
| 25771 | Lora, Joseph B. CRD 288112 | Wealth Manager · Boutique (under $100M) | $8.7M | 28 | 52 | 1 | 09/07/2026 | ☆ | |
| 25772 | Desjardins, Pamela Marie CRD 126503 | Insurance-Affiliated · Boutique (under $100M) | $8.7M | 38 | 68 | 1 | 08/27/2025 | ☆ | |
| 25773 | Truvine Financial, Llc CRD 297939 | Wealth Manager · Boutique (under $100M) | $8.7M | 25 | 25 | 1 | 03/17/2026 | ☆ | |
| 25774 | Rookwood Wealth Management Llc CRD 335267 | Wealth Manager · Boutique (under $100M) | $8.7M | 6 | 10 | 1 | 02/13/2026 | ☆ | |
| 25775 | Anderson, Michael CRD 284692 | Wealth Manager · Boutique (under $100M) | $8.7M | 61 | 61 | 1 | 03/10/2026 | ☆ | |
| 25776 | Peck & Associates, Llc CRD 121055 | Independence, OH | Wealth Manager · Boutique (under $100M) | $8.7M | 28 | 28 | 1 | 03/10/2026 | ☆ |
| 25777 | Da Wealth Advisors Llc CRD 331530 | Wealth Manager · Boutique (under $100M) | $8.7M | 14 | 16 | 1 | 02/26/2026 | ☆ | |
| 25778 | Aktive Capital Management, Llc CRD 277043 | Wealth Manager · Boutique (under $100M) | $8.6M | 18 | 18 | 1 | 03/11/2026 | ☆ | |
| 25779 | Kg Consulting Group, Inc. CRD 175431 | Insurance-Affiliated · Boutique (under $100M) | $8.6M | 21 | 30 | 1 | 07/09/2026 | ☆ | |
| 25780 | Tinicum Venture Partners Llc CRD 321701 | New York, NY | Private Fund Manager · Boutique (under $100M) | $8.6M | 3 | 3 | 1 | 03/12/2026 | ☆ |
| 25781 | Kld Wealth Management Llc CRD 330287 | Lebanon, OH | Wealth Manager · Boutique (under $100M) | $8.6M | 23 | 77 | 2 | 09/01/2026 | ☆ |
| 25782 | Church Organizers Foundation CRD 284458 | Trust Company · Boutique (under $100M) | $8.6M | 35 | 51 | 2 | 01/16/2026 | ☆ | |
| 25783 | Grogan Advisory Services Llc CRD 156611 | Wealth Manager · Boutique (under $100M) | $8.6M | 65 | 65 | 1 | 02/06/2026 | ☆ | |
| 25784 | Miles Wealth Management, L.L.C. CRD 166621 | Wealth Manager · Boutique (under $100M) | $8.6M | 27 | 30 | 1 | 04/01/2026 | ☆ | |
| 25785 | Tpw Finance Llc CRD 334226 | Wealth Manager · Boutique (under $100M) | $8.6M | 5 | 14 | 1 | 02/16/2026 | ☆ | |
| 25786 | Conservation Capital, Llc CRD 148611 | Wealth Manager · Boutique (under $100M) | $8.6M | 7 | 7 | 1 | 02/13/2026 | ☆ | |
| 25787 | Riddick & Co Entrepreneurial Finance, Llc CRD 314790 | Wealth Manager · Boutique (under $100M) | $8.6M | 20 | 55 | 1 | 01/26/2026 | ☆ | |
| 25788 | The Pursuit, Inc. CRD 283113 | Wealth Manager · Boutique (under $100M) | $8.6M | 34 | 1 | 03/31/2026 | ☆ | ||
| 25789 | The Commonwealth Group Llc CRD 326793 | Wealth Manager · Boutique (under $100M) | $8.6M | 21 | 41 | 2 | 01/28/2026 | ☆ | |
| 25790 | Alphasfuture Llc CRD 299787 | Wealth Manager · Boutique (under $100M) | $8.6M | 22 | 24 | 1 | 08/17/2026 | ☆ | |
| 25791 | Pindzola Ventures, Llc CRD 299664 | Trust Company · Boutique (under $100M) | $8.6M | 7 | 21 | 1 | 03/17/2026 | ☆ | |
| 25792 | Grand Life Financial Llc CRD 322132 | Summit, NJ | Wealth Manager · Boutique (under $100M) | $8.6M | 5 | 36 | 1 | 02/11/2026 | ☆ |
| 25793 | Lancaster Labs, Llc CRD 339389 | Wealth Manager · Boutique (under $100M) | $8.6M | 25 | 25 | 3 | 07/27/2026 | ☆ | |
| 25794 | Wealth Management Strategies Financial Services, Llc CRD 291291 | Anaheim Hills, CA | Wealth Manager · Boutique (under $100M) | $8.6M | 70 | 70 | 4 | 09/25/2026 | ☆ |
| 25795 | Silver Oak Leaf Financial Services L.L.C. CRD 312191 | Wealth Manager · Boutique (under $100M) | $8.6M | 30 | 72 | 1 | 01/02/2026 | ☆ | |
| 25796 | American Executive Advisors, Llc CRD 306477 | Alexandria, VA | Wealth Manager · Boutique (under $100M) | $8.6M | 39 | 51 | 1 | 03/27/2026 | ☆ |
| 25797 | J. Brooks & Company, Llc CRD 154893 | Insurance-Affiliated · Boutique (under $100M) | $8.5M | 12 | 12 | 1 | 06/12/2026 | ☆ | |
| 25798 | Dobson Street Llc CRD 289509 | Winter Park, FL | Wealth Manager · Boutique (under $100M) | $8.5M | 62 | 82 | 2 | 03/17/2026 | ☆ |
| 25799 | Flowrate Financial, Llc CRD 328235 | Mount Pleasant, SC | Wealth Manager · Boutique (under $100M) | $8.5M | 11 | 45 | 1 | 03/27/2026 | ☆ |
| 25800 | White Wealth Managers, Llc CRD 153967 | Wealth Manager · Boutique (under $100M) | $8.5M | 22 | 22 | 1 | 04/14/2025 | ☆ |