Investment advisers
44,633 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 25701 | Lorenz Financial Services, Llc CRD 284421 | Wealth Manager · Boutique (under $100M) | $8.5M | 15 | 15 | 1 | 03/27/2026 | ☆ | |
| 25702 | Qex Asset Management Llc CRD 325326 | Wealth Manager · Boutique (under $100M) | $8.5M | 18 | 18 | 1 | 01/15/2025 | ☆ | |
| 25703 | Curated Capital & Planning Llc CRD 316143 | Lewisville, NC | Wealth Manager · Boutique (under $100M) | $8.5M | 33 | 58 | 1 | 03/31/2026 | ☆ |
| 25704 | Phoenix Fiscal Inc CRD 332777 | Colorado Springs, CO | Wealth Manager · Boutique (under $100M) | $8.5M | 93 | 153 | 2 | 06/12/2026 | ☆ |
| 25705 | Gasima Financial Llc CRD 316326 | Venice, FL | Wealth Manager · Boutique (under $100M) | $8.5M | 17 | 29 | 2 | 02/06/2026 | ☆ |
| 25706 | Livingston Capital Advisors, Llc CRD 308508 | New York, NY | Private Fund Manager · Boutique (under $100M) | $8.5M | 8 | 8 | 4 | 03/15/2026 | ☆ |
| 25707 | Client First Advisors, Llc CRD 159254 | Wealth Manager · Boutique (under $100M) | $8.5M | 17 | 17 | 1 | 03/27/2025 | ☆ | |
| 25708 | Winner, David L CRD 287582 | Wealth Manager · Boutique (under $100M) | $8.5M | 13 | 13 | 1 | 04/24/2026 | ☆ | |
| 25709 | R.G. Associates, Inc. CRD 121777 | Towson, MD | Wealth Manager · Boutique (under $100M) | $8.5M | 12 | 12 | 1 | 03/28/2026 | ☆ |
| 25710 | Rule72 Financial Llc CRD 316922 | Potomac Falls, VA | Wealth Manager · Boutique (under $100M) | $8.5M | 30 | 47 | 1 | 03/02/2026 | ☆ |
| 25711 | Growthline Capital Management Llc CRD 311182 | Stamford, CT | Private Fund Manager · Boutique (under $100M) | $8.5M | 1 | 1 | 2 | 02/27/2024 | ☆ |
| 25712 | Longview Investment Management Llc CRD 301256 | Wealth Manager · Boutique (under $100M) | $8.5M | 34 | 68 | 1 | 03/30/2026 | ☆ | |
| 25713 | Mindful Investing Llc CRD 331322 | Investment Adviser · Boutique (under $100M) | $8.5M | 2 | 2 | 1 | 01/11/2026 | ☆ | |
| 25714 | Beekman Financial Planning Llc CRD 166150 | New York, NY | Wealth Manager · Boutique (under $100M) | $8.5M | 14 | 14 | 1 | 03/11/2026 | ☆ |
| 25715 | Keenan Investment Management, Inc. CRD 118174 | New York, NY | Wealth Manager · Boutique (under $100M) | $8.5M | 8 | 14 | 2 | 03/19/2026 | ☆ |
| 25716 | Coplanning Financial Llc CRD 315970 | Overland Park, KS | Wealth Manager · Boutique (under $100M) | $8.5M | 28 | 68 | 1 | 03/25/2026 | ☆ |
| 25717 | Illumifi Wealth, Llc CRD 338755 | Insurance-Affiliated · Boutique (under $100M) | $8.5M | 46 | 129 | 1 | 01/08/2026 | ☆ | |
| 25718 | Aristo Advisors Llc CRD 170696 | New York, NY | Wealth Manager · Boutique (under $100M) | $8.4M | 8 | 8 | 1 | 03/30/2026 | ☆ |
| 25719 | Reagan Financial Planning Llc CRD 284103 | Oxford, GA | Wealth Manager · Boutique (under $100M) | $8.4M | 32 | 26 | 1 | 03/23/2026 | ☆ |
| 25720 | Bormann Wealth Management, Llc CRD 316256 | Wealth Manager · Boutique (under $100M) | $8.4M | 20 | 46 | 1 | 03/11/2026 | ☆ | |
| 25721 | Simplified Planning And Investments Llc CRD 338036 | Johnston, IA | Wealth Manager · Boutique (under $100M) | $8.4M | 6 | 33 | 1 | 07/17/2026 | ☆ |
| 25722 | Amaral Financial Planning CRD 316681 | Wealth Manager · Boutique (under $100M) | $8.4M | 23 | 23 | 1 | 01/05/2026 | ☆ | |
| 25723 | Mitz Wealth Management, Llc CRD 300052 | Wealth Manager · Boutique (under $100M) | $8.4M | 18 | 48 | 1 | 03/31/2026 | ☆ | |
| 25724 | Wata Capital Llc CRD 298666 | Wealth Manager · Boutique (under $100M) | $8.4M | 24 | 40 | 1 | 07/10/2026 | ☆ | |
| 25725 | Mckinney Capital Management, Llc CRD 153551 | Nashville, TN | Wealth Manager · Boutique (under $100M) | $8.4M | 15 | 31 | 1 | 03/24/2026 | ☆ |
| 25726 | Echo Wealth Partners Llc CRD 324584 | Las Vegas, NV | Wealth Manager · Boutique (under $100M) | $8.4M | 9 | 27 | 1 | 04/09/2026 | ☆ |
| 25727 | Green Drake Advisors Llc CRD 156156 | Bryn Mawr, PA | Wealth Manager · Boutique (under $100M) | $8.4M | 18 | 29 | 1 | 03/30/2026 | ☆ |
| 25728 | Fruit Of The Vine Financial, Llc CRD 325004 | New Braunfels, TX | Wealth Manager · Boutique (under $100M) | $8.4M | 9 | 21 | 1 | 03/18/2026 | ☆ |
| 25729 | Targeted Financial Planning Llc CRD 325641 | Wealth Manager · Boutique (under $100M) | $8.4M | 70 | 94 | 1 | 03/30/2026 | ☆ | |
| 25730 | Mission Park Capital, Llc CRD 297444 | Wealth Manager · Boutique (under $100M) | $8.4M | 44 | 121 | 1 | 08/10/2026 | ☆ | |
| 25731 | Valkyrie Financial Llc CRD 313178 | Wealth Manager · Boutique (under $100M) | $8.4M | 22 | 22 | 1 | 03/16/2026 | ☆ | |
| 25732 | Roads Capital Llc CRD 153893 | Wealth Manager · Boutique (under $100M) | $8.4M | 35 | 35 | 1 | 06/30/2026 | ☆ | |
| 25733 | Brimstone Asset Management Company Limited CRD 313244 | Hong Kong | Private Fund Manager · Boutique (under $100M) | $8.4M | 3 | 3 | 6 | 03/30/2026 | ☆ |
| 25734 | F3 Wealth Management, Llc CRD 281633 | Insurance-Affiliated · Boutique (under $100M) | $8.4M | 41 | 41 | 1 | 03/26/2025 | ☆ | |
| 25735 | Peaceful Advisors Llc CRD 290238 | Tustin, CA | Wealth Manager · Boutique (under $100M) | $8.4M | 13 | 13 | 1 | 03/02/2026 | ☆ |
| 25736 | Richard Miller Financial Services, Llc CRD 159553 | Zanesville, OH | Wealth Manager · Boutique (under $100M) | $8.4M | 86 | 86 | 1 | 08/17/2026 | ☆ |
| 25737 | Time & Wealth Management, Llc CRD 323599 | Charleston, SC | Insurance-Affiliated · Boutique (under $100M) | $8.4M | 7 | 9 | 1 | 02/02/2026 | ☆ |
| 25738 | Dias Wealth, Llc CRD 304465 | Lake Mary, FL | Wealth Manager · Boutique (under $100M) | $8.4M | 11 | 11 | 1 | 03/27/2026 | ☆ |
| 25739 | Left Coast Investment Strategies Llc CRD 317112 | Wealth Manager · Boutique (under $100M) | $8.4M | 7 | 23 | 1 | 03/21/2026 | ☆ | |
| 25740 | Matterhorn Investment Management Llp CRD 139221 | London | Private Fund Manager · Boutique (under $100M) | $8.4M | 1 | 1 | 3 | 06/27/2026 | ☆ |
| 25741 | Triple Play Planning, Llc CRD 329117 | Wealth Manager · Boutique (under $100M) | $8.4M | 35 | 48 | 1 | 02/02/2026 | ☆ | |
| 25742 | Greater Wealth Llc CRD 326978 | Westport, CT | Wealth Manager · Boutique (under $100M) | $8.4M | 2 | 2 | 03/25/2026 | ☆ | |
| 25743 | Noble Wealth Advisors, Llc CRD 315974 | Zephryhills, FL | Wealth Manager · Boutique (under $100M) | $8.4M | 100 | 111 | 1 | 03/27/2026 | ☆ |
| 25744 | Lotusment Advisors, Llc CRD 310413 | Wealth Manager · Boutique (under $100M) | $8.4M | 46 | 72 | 1 | 03/23/2026 | ☆ | |
| 25745 | Structured Portfolio Solutions, Llc CRD 145978 | Institutional / Pension Advisor · Boutique (under $100M) | $8.4M | 4 | 9 | 1 | 04/21/2026 | ☆ | |
| 25746 | Bayesian Investment Management, Llc CRD 309285 | Wealth Manager · Boutique (under $100M) | $8.4M | 27 | 27 | 1 | 03/30/2026 | ☆ | |
| 25747 | Enlightened Advisors Wealth Management Llc CRD 288276 | Wealth Manager · Boutique (under $100M) | $8.4M | 42 | 85 | 1 | 07/24/2025 | ☆ | |
| 25748 | Better Pockets Financial Llc CRD 317366 | Fort Collins, CO | Wealth Manager · Boutique (under $100M) | $8.3M | 41 | 84 | 5 | 05/05/2026 | ☆ |
| 25749 | E2 Financial Services, Llc CRD 301193 | Wealth Manager · Boutique (under $100M) | $8.3M | 46 | 63 | 1 | 03/13/2026 | ☆ | |
| 25750 | Ferry Capital Management, Llc CRD 171725 | Wealth Manager · Boutique (under $100M) | $8.3M | 10 | 10 | 1 | 07/10/2026 | ☆ |