Investment advisers
45,247 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 25701 | Lime Rock Investment Management Company, Inc. CRD 322364 | San Antonio, TX | Wealth Manager · Boutique (under $100M) | $9.0M | 25 | 26 | 1 | 02/27/2026 | ☆ |
| 25702 | Dauble+Worthington Capital Management, Llc CRD 148530 | Wealth Manager · Boutique (under $100M) | $9.0M | 60 | 60 | 1 | 02/04/2026 | ☆ | |
| 25703 | Aicapital Llc CRD 332969 | Chicago, IL | Wealth Manager · Boutique (under $100M) | $9.0M | 10 | 14 | 4 | 07/10/2026 | ☆ |
| 25704 | Gateway Financial & Estate Planning, Inc. CRD 144741 | Wealth Manager · Boutique (under $100M) | $9.0M | 20 | 39 | 6 | 08/19/2026 | ☆ | |
| 25705 | Aegis Capital Group, Llc CRD 336467 | Atlanta, GA | Wealth Manager · Boutique (under $100M) | $9.0M | 6 | 11 | 2 | 01/14/2026 | ☆ |
| 25706 | Governing Dynamics, Llc CRD 169000 | Woodlands, TX | Wealth Manager · Boutique (under $100M) | $9.0M | 33 | 33 | 3 | 05/28/2026 | ☆ |
| 25707 | Truenorth Financial Planning, Llc CRD 334858 | Wealth Manager · Boutique (under $100M) | $9.0M | 12 | 4 | 1 | 03/24/2026 | ☆ | |
| 25708 | Walrus Partners, Llc CRD 115071 | Wealth Manager · Boutique (under $100M) | $9.0M | 14 | 7 | 3 | 01/20/2026 | ☆ | |
| 25709 | Charter Advisory Services, Llc CRD 288303 | Daytona Beach, FL | Insurance-Affiliated · Boutique (under $100M) | $9.0M | 44 | 72 | 1 | 03/19/2026 | ☆ |
| 25710 | Camriel Advisors Llc CRD 333391 | Wealth Manager · Boutique (under $100M) | $9.0M | 19 | 26 | 1 | 08/14/2026 | ☆ | |
| 25711 | Rakatansky Financial Llc CRD 335560 | Subudry, MA | Insurance-Affiliated · Boutique (under $100M) | $9.0M | 5 | 37 | 1 | 02/09/2026 | ☆ |
| 25712 | Sound Financial Management, Llc CRD 132088 | Wealth Manager · Boutique (under $100M) | $8.9M | 7 | 1 | 04/26/2025 | ☆ | ||
| 25713 | Bluevine Advisory Llc CRD 326599 | Jersey City, NJ | Investment Adviser · Boutique (under $100M) | $8.9M | 298 | 298 | 2 | 06/22/2026 | ☆ |
| 25714 | Atherean Asset Management Llc CRD 170857 | Jersey City, NJ | Wealth Manager · Boutique (under $100M) | $8.9M | 35 | 46 | 1 | 09/21/2026 | ☆ |
| 25715 | Chattahoochee Wealth, Llc CRD 336778 | Wealth Manager · Boutique (under $100M) | $8.9M | 4 | 19 | 1 | 03/10/2026 | ☆ | |
| 25716 | Markle, David Sean CRD 170513 | Wealth Manager · Boutique (under $100M) | $8.9M | 22 | 24 | 1 | 01/13/2026 | ☆ | |
| 25717 | Ariston Capital Management Corp CRD 105086 | Wealth Manager · Boutique (under $100M) | $8.9M | 4 | 4 | 1 | 01/06/2026 | ☆ | |
| 25718 | The Blackmont Group Llc CRD 332776 | Fullerton, CA | Wealth Manager · Boutique (under $100M) | $8.9M | 30 | 42 | 1 | 09/16/2026 | ☆ |
| 25719 | Stravolo Wealth Management, Llc CRD 149636 | Spartanburg, SC | Wealth Manager · Boutique (under $100M) | $8.9M | 62 | 62 | 5 | 03/10/2026 | ☆ |
| 25720 | Patel Wealth Strategies, Inc. CRD 327723 | Chandler, AZ | Wealth Manager · Boutique (under $100M) | $8.9M | 45 | 60 | 1 | 02/23/2026 | ☆ |
| 25721 | Covington Investment Management, Llc CRD 160430 | New Orleans, LA | Private Fund Manager · Boutique (under $100M) | $8.9M | 1 | 1 | 3 | 02/27/2026 | ☆ |
| 25722 | Reichel Management Company Llc CRD 325495 | Wealth Manager · Boutique (under $100M) | $8.9M | 2 | 3 | 1 | 02/17/2026 | ☆ | |
| 25723 | Stonehurst Capital Management, Llc CRD 282668 | Wealth Manager · Boutique (under $100M) | $8.9M | 8 | 8 | 1 | 02/10/2026 | ☆ | |
| 25724 | Elevate Financial Llc CRD 172375 | Wealth Manager · Boutique (under $100M) | $8.9M | 51 | 47 | 1 | 10/09/2025 | ☆ | |
| 25725 | Grand Street Capital Management, L.L.C. CRD 150293 | Winston Salem, NC | Wealth Manager · Boutique (under $100M) | $8.9M | 34 | 34 | 1 | 03/30/2026 | ☆ |
| 25726 | Integral Financial Planners, Llc CRD 327666 | Wealth Manager · Boutique (under $100M) | $8.9M | 10 | 23 | 1 | 03/31/2026 | ☆ | |
| 25727 | Mcdevitt & Bird Investment Management Co CRD 109920 | Wealth Manager · Boutique (under $100M) | $8.9M | 14 | 14 | 1 | 09/04/2026 | ☆ | |
| 25728 | Cbiz Financial Solutions, Inc. CRD 16678 | Cleveland, OH | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $8.9M | 11 | 11 | 19 | 03/05/2026 | ☆ |
| 25729 | Palmerton Financial Services, Llc CRD 124283 | Wealth Manager · Boutique (under $100M) | $8.9M | 17 | 17 | 1 | 05/01/2026 | ☆ | |
| 25730 | Rlr Capital Management, Inc. CRD 127815 | New Canaan, CT | Wealth Manager · Boutique (under $100M) | $8.9M | 7 | 10 | 1 | 03/12/2026 | ☆ |
| 25731 | Blue Monarch Financial Inc. CRD 330561 | Greenville, TX | Insurance-Affiliated · Boutique (under $100M) | $8.9M | 44 | 68 | 3 | 10/02/2026 | ☆ |
| 25732 | Flores Bayne Llc CRD 312216 | Wealth Manager · Boutique (under $100M) | $8.9M | 20 | 1 | 03/25/2026 | ☆ | ||
| 25733 | Alton Point Advisors, Llc CRD 323001 | Wealth Manager · Boutique (under $100M) | $8.8M | 26 | 59 | 1 | 03/28/2026 | ☆ | |
| 25734 | Gargas Investments Llc CRD 323947 | Van Buren, MO | Wealth Manager · Boutique (under $100M) | $8.8M | 37 | 37 | 1 | 10/02/2026 | ☆ |
| 25735 | Investment Strategies, Llc CRD 140739 | Oklahoma City, OK | Wealth Manager · Boutique (under $100M) | $8.8M | 144 | 193 | 2 | 09/02/2026 | ☆ |
| 25736 | Myrmidon Private Capital, Llc CRD 298125 | Wealth Manager · Boutique (under $100M) | $8.8M | 27 | 41 | 1 | 03/31/2026 | ☆ | |
| 25737 | Grey Capital Management Llc CRD 326464 | Charlotte, NC | Wealth Manager · Boutique (under $100M) | $8.8M | 12 | 12 | 1 | 03/31/2026 | ☆ |
| 25738 | Br Capital, Inc. CRD 131592 | Camas, WA | Insurance-Affiliated · Boutique (under $100M) | $8.8M | 47 | 46 | 1 | 03/17/2026 | ☆ |
| 25739 | Mrwm Capital Management, Llc CRD 336384 | Nashville, TN | Private Fund Manager · Boutique (under $100M) | $8.8M | 2 | 2 | 2 | 03/11/2026 | ☆ |
| 25740 | Make The Memory Financial Planning, Llc CRD 331666 | Wealth Manager · Boutique (under $100M) | $8.8M | 38 | 161 | 2 | 04/13/2026 | ☆ | |
| 25741 | Reliant Capital Management, Llc CRD 118615 | Wealth Manager · Boutique (under $100M) | $8.8M | 12 | 1 | 03/09/2026 | ☆ | ||
| 25742 | Alva Capital Management, Llc CRD 281764 | Private Fund Manager · Boutique (under $100M) | $8.8M | 2 | 5 | 2 | 01/12/2026 | ☆ | |
| 25743 | Greene & Company Financial Services Llc CRD 126875 | Insurance-Affiliated · Boutique (under $100M) | $8.8M | 69 | 69 | 1 | 08/14/2024 | ☆ | |
| 25744 | Stone Wall Money Management Llc CRD 331409 | Shelton, CT | Insurance-Affiliated · Boutique (under $100M) | $8.8M | 67 | 78 | 6 | 05/28/2026 | ☆ |
| 25745 | Investment Advisors Of America, Llc CRD 322441 | Palm Beach Gardens, FL | Wealth Manager · Boutique (under $100M) | $8.8M | 16 | 16 | 1 | 09/01/2026 | ☆ |
| 25746 | R&V Personal Finance, Llc CRD 301513 | Wealth Manager · Boutique (under $100M) | $8.8M | 16 | 16 | 1 | 03/05/2026 | ☆ | |
| 25747 | Cypress Stone Capital Llc CRD 314764 | Wealth Manager · Boutique (under $100M) | $8.8M | 16 | 16 | 1 | 09/03/2026 | ☆ | |
| 25748 | Ga Advisors Llc CRD 291925 | Wealth Manager · Boutique (under $100M) | $8.8M | 10 | 10 | 1 | 02/08/2026 | ☆ | |
| 25749 | Oliver Regan Advisors, Llc CRD 282887 | Endowment & Foundation Advisor · Boutique (under $100M) | $8.8M | 3 | 3 | 1 | 02/28/2026 | ☆ | |
| 25750 | Harvest Horizon Wealth Strategies Llc CRD 334859 | Amery, WI | Wealth Manager · Boutique (under $100M) | $8.8M | 34 | 78 | 1 | 03/04/2026 | ☆ |