Investment advisers
44,633 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 25651 | Plaisier Financial Group Llc CRD 122006 | Wealth Manager · Boutique (under $100M) | $8.7M | 97 | 97 | 1 | 03/23/2023 | ☆ | |
| 25652 | Zion Financial Planning, Llc CRD 289007 | Insurance-Affiliated · Boutique (under $100M) | $8.7M | 76 | 76 | 1 | 03/15/2026 | ☆ | |
| 25653 | G&S Wealth Management Llc CRD 155999 | Elko, NV | Wealth Manager · Boutique (under $100M) | $8.7M | 61 | 61 | 1 | 03/02/2026 | ☆ |
| 25654 | Prudent Investment Advisors, Inc. CRD 126501 | Rego Park, NY | Wealth Manager · Boutique (under $100M) | $8.7M | 16 | 16 | 1 | 03/30/2026 | ☆ |
| 25655 | Desjardins, Pamela Marie CRD 126503 | Insurance-Affiliated · Boutique (under $100M) | $8.7M | 38 | 68 | 1 | 08/27/2025 | ☆ | |
| 25656 | Truvine Financial, Llc CRD 297939 | Wealth Manager · Boutique (under $100M) | $8.7M | 25 | 25 | 1 | 03/17/2026 | ☆ | |
| 25657 | Rookwood Wealth Management Llc CRD 335267 | Wealth Manager · Boutique (under $100M) | $8.7M | 6 | 10 | 1 | 02/13/2026 | ☆ | |
| 25658 | Anderson, Michael CRD 284692 | Wealth Manager · Boutique (under $100M) | $8.7M | 61 | 61 | 1 | 03/10/2026 | ☆ | |
| 25659 | Peck & Associates, Llc CRD 121055 | Independence, OH | Wealth Manager · Boutique (under $100M) | $8.7M | 28 | 28 | 1 | 03/10/2026 | ☆ |
| 25660 | Da Wealth Advisors Llc CRD 331530 | Wealth Manager · Boutique (under $100M) | $8.7M | 14 | 16 | 1 | 02/26/2026 | ☆ | |
| 25661 | Aktive Capital Management, Llc CRD 277043 | Wealth Manager · Boutique (under $100M) | $8.6M | 18 | 18 | 1 | 03/11/2026 | ☆ | |
| 25662 | Kg Consulting Group, Inc. CRD 175431 | Insurance-Affiliated · Boutique (under $100M) | $8.6M | 21 | 30 | 1 | 07/09/2026 | ☆ | |
| 25663 | Tinicum Venture Partners Llc CRD 321701 | New York, NY | Private Fund Manager · Boutique (under $100M) | $8.6M | 3 | 3 | 1 | 03/12/2026 | ☆ |
| 25664 | Kld Wealth Management Llc CRD 330287 | Lebanon, OH | Wealth Manager · Boutique (under $100M) | $8.6M | 23 | 77 | 2 | 06/08/2026 | ☆ |
| 25665 | Church Organizers Foundation CRD 284458 | Trust Company · Boutique (under $100M) | $8.6M | 35 | 51 | 2 | 01/16/2026 | ☆ | |
| 25666 | Grogan Advisory Services Llc CRD 156611 | Wealth Manager · Boutique (under $100M) | $8.6M | 65 | 65 | 1 | 02/06/2026 | ☆ | |
| 25667 | Miles Wealth Management, L.L.C. CRD 166621 | Wealth Manager · Boutique (under $100M) | $8.6M | 27 | 30 | 1 | 04/01/2026 | ☆ | |
| 25668 | Tpw Finance Llc CRD 334226 | Wealth Manager · Boutique (under $100M) | $8.6M | 5 | 14 | 1 | 02/16/2026 | ☆ | |
| 25669 | Conservation Capital, Llc CRD 148611 | Wealth Manager · Boutique (under $100M) | $8.6M | 7 | 7 | 1 | 02/13/2026 | ☆ | |
| 25670 | Riddick & Co Entrepreneurial Finance, Llc CRD 314790 | Wealth Manager · Boutique (under $100M) | $8.6M | 20 | 55 | 1 | 01/26/2026 | ☆ | |
| 25671 | The Pursuit, Inc. CRD 283113 | Wealth Manager · Boutique (under $100M) | $8.6M | 34 | 1 | 03/31/2026 | ☆ | ||
| 25672 | The Commonwealth Group Llc CRD 326793 | Wealth Manager · Boutique (under $100M) | $8.6M | 21 | 41 | 2 | 01/28/2026 | ☆ | |
| 25673 | Alphasfuture Llc CRD 299787 | Wealth Manager · Boutique (under $100M) | $8.6M | 22 | 24 | 1 | 08/17/2026 | ☆ | |
| 25674 | Pindzola Ventures, Llc CRD 299664 | Trust Company · Boutique (under $100M) | $8.6M | 7 | 21 | 1 | 03/17/2026 | ☆ | |
| 25675 | Locus Wealth Management Llc CRD 338162 | Wealth Manager · Boutique (under $100M) | $8.6M | 19 | 1 | 01/20/2026 | ☆ | ||
| 25676 | Grand Life Financial Llc CRD 322132 | Summit, NJ | Wealth Manager · Boutique (under $100M) | $8.6M | 5 | 36 | 1 | 02/11/2026 | ☆ |
| 25677 | Lancaster Labs, Llc CRD 339389 | Wealth Manager · Boutique (under $100M) | $8.6M | 25 | 25 | 3 | 07/27/2026 | ☆ | |
| 25678 | Silver Oak Leaf Financial Services L.L.C. CRD 312191 | Wealth Manager · Boutique (under $100M) | $8.6M | 30 | 72 | 1 | 01/02/2026 | ☆ | |
| 25679 | American Executive Advisors, Llc CRD 306477 | Alexandria, VA | Wealth Manager · Boutique (under $100M) | $8.6M | 39 | 51 | 1 | 03/27/2026 | ☆ |
| 25680 | J. Brooks & Company, Llc CRD 154893 | Insurance-Affiliated · Boutique (under $100M) | $8.5M | 12 | 12 | 1 | 06/12/2026 | ☆ | |
| 25681 | Dobson Street Llc CRD 289509 | Winter Park, FL | Wealth Manager · Boutique (under $100M) | $8.5M | 62 | 82 | 2 | 03/17/2026 | ☆ |
| 25682 | Flowrate Financial, Llc CRD 328235 | Mount Pleasant, SC | Wealth Manager · Boutique (under $100M) | $8.5M | 11 | 45 | 1 | 03/27/2026 | ☆ |
| 25683 | White Wealth Managers, Llc CRD 153967 | Wealth Manager · Boutique (under $100M) | $8.5M | 22 | 22 | 1 | 04/14/2025 | ☆ | |
| 25684 | Mooring Bay Capital Management, Llc CRD 325837 | Dallas, TX | Wealth Manager · Boutique (under $100M) | $8.5M | 5 | 6 | 1 | 01/12/2026 | ☆ |
| 25685 | Wolakota, Llc CRD 143218 | Ypsilanti, MI | Wealth Manager · Boutique (under $100M) | $8.5M | 28 | 28 | 1 | 02/19/2026 | ☆ |
| 25686 | Xel Wealth Management, Inc. CRD 329693 | Ontario, CA | Wealth Manager · Boutique (under $100M) | $8.5M | 34 | 46 | 1 | 05/05/2026 | ☆ |
| 25687 | Barak Asset Management Llc CRD 142251 | Insurance-Affiliated · Boutique (under $100M) | $8.5M | 34 | 41 | 2 | 03/16/2026 | ☆ | |
| 25688 | Kb Private Wealth Management Group Llc CRD 309208 | Sherman Oaks, CA | Wealth Manager · Boutique (under $100M) | $8.5M | 12 | 19 | 1 | 06/26/2026 | ☆ |
| 25689 | Wood Wealth Management Llc CRD 301188 | Dallas, TX | Wealth Manager · Boutique (under $100M) | $8.5M | 25 | 25 | 1 | 02/03/2026 | ☆ |
| 25690 | Schultz And Associates Inc. CRD 128761 | Ashland, OR | Wealth Manager · Boutique (under $100M) | $8.5M | 21 | 49 | 1 | 03/04/2026 | ☆ |
| 25691 | Clarity Wealth Management Llc CRD 318575 | Montague, MA | Wealth Manager · Boutique (under $100M) | $8.5M | 43 | 43 | 1 | 05/11/2026 | ☆ |
| 25692 | Clarity Advisors, Llc CRD 330701 | Wealth Manager · Boutique (under $100M) | $8.5M | 81 | 83 | 1 | 03/24/2026 | ☆ | |
| 25693 | Brenda Jean Coyle CRD 166000 | Insurance-Affiliated · Boutique (under $100M) | $8.5M | 28 | 63 | 1 | 01/14/2026 | ☆ | |
| 25694 | East Valley Wealth Llc` CRD 314715 | Gilbert, AZ | Insurance-Affiliated · Boutique (under $100M) | $8.5M | 26 | 98 | 2 | 03/30/2026 | ☆ |
| 25695 | 4 Star Advisory Services Llc CRD 306362 | Lancaster, OH | Wealth Manager · Boutique (under $100M) | $8.5M | 67 | 132 | 1 | 07/15/2026 | ☆ |
| 25696 | Aquinas Capital Advisors Llc CRD 283511 | Wealth Manager · Boutique (under $100M) | $8.5M | 90 | 90 | 2 | 01/20/2026 | ☆ | |
| 25697 | Clark Private Wealth, Llc CRD 319333 | Miami, FL | Wealth Manager · Boutique (under $100M) | $8.5M | 26 | 46 | 1 | 03/17/2026 | ☆ |
| 25698 | Edward L. Ostrom, Jr. CRD 121305 | Wealth Manager · Boutique (under $100M) | $8.5M | 14 | 21 | 1 | 02/16/2023 | ☆ | |
| 25699 | Fortress Investment Advisory, Llc CRD 126303 | Clarkesville, GA | Wealth Manager · Boutique (under $100M) | $8.5M | 20 | 20 | 1 | 10/05/2021 | ☆ |
| 25700 | Kurfees Capital Management, Llc CRD 120971 | Columbus, OH | Wealth Manager · Boutique (under $100M) | $8.5M | 6 | 8 | 1 | 02/17/2026 | ☆ |