Investment advisers
45,247 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 25601 | C. O. Overbey, Jr Llc CRD 117192 | Wealth Manager · Boutique (under $100M) | $9.3M | 5 | 12 | 1 | 03/19/2026 | ☆ | |
| 25602 | Proactive Wealth Management, Inc. CRD 301232 | Draper, UT | Insurance-Affiliated · Boutique (under $100M) | $9.3M | 47 | 71 | 1 | 03/30/2026 | ☆ |
| 25603 | Spartan Wealth Solutions Llc CRD 297328 | Wealth Manager · Boutique (under $100M) | $9.3M | 9 | 34 | 1 | 03/30/2026 | ☆ | |
| 25604 | Von Halle, Allan CRD 311062 | Endowment & Foundation Advisor · Boutique (under $100M) | $9.3M | 5 | 5 | 1 | 03/19/2026 | ☆ | |
| 25605 | Vestwyze, Llc CRD 289127 | Orlando, FL | Wealth Manager · Boutique (under $100M) | $9.3M | 82 | 124 | 2 | 03/11/2026 | ☆ |
| 25606 | Gaard Capital Llc CRD 332413 | Wealth Manager · Boutique (under $100M) | $9.3M | 4 | 4 | 1 | 07/22/2026 | ☆ | |
| 25607 | 111 Th Street Investments Llc CRD 164265 | Wealth Manager · Boutique (under $100M) | $9.3M | 30 | 71 | 1 | 03/31/2026 | ☆ | |
| 25608 | Bragg Comer Financial Advisors, Llc CRD 147750 | Wealth Manager · Boutique (under $100M) | $9.3M | 23 | 53 | 1 | 03/11/2026 | ☆ | |
| 25609 | Empowerment Financial Advisors Llc CRD 314497 | Irving, TX | Wealth Manager · Boutique (under $100M) | $9.3M | 29 | 49 | 1 | 03/30/2026 | ☆ |
| 25610 | Goalfocus Financial, Llc CRD 145727 | Aventura, FL | Wealth Manager · Boutique (under $100M) | $9.3M | 14 | 14 | 1 | 01/28/2026 | ☆ |
| 25611 | Kmr Financial Advisory, Inc. CRD 286058 | Wealth Manager · Boutique (under $100M) | $9.3M | 14 | 23 | 1 | 01/29/2026 | ☆ | |
| 25612 | Clw Financial Planning Llc CRD 297244 | Wealth Manager · Boutique (under $100M) | $9.3M | 7 | 20 | 1 | 01/14/2026 | ☆ | |
| 25613 | Plan2 Prosper Llc. CRD 150292 | Andover, NJ | Wealth Manager · Boutique (under $100M) | $9.3M | 6 | 6 | 2 | 03/17/2026 | ☆ |
| 25614 | Rich Michaels Investments, Llc CRD 313661 | Wealth Manager · Boutique (under $100M) | $9.3M | 41 | 41 | 1 | 02/01/2026 | ☆ | |
| 25615 | Essex Advisory Llc CRD 312140 | Brooklyn, NY | Wealth Manager · Boutique (under $100M) | $9.3M | 1 | 13 | 2 | 09/14/2026 | ☆ |
| 25616 | Fivepoints Financial Planning Llc CRD 307007 | Peachtree City, GA | Wealth Manager · Boutique (under $100M) | $9.3M | 18 | 96 | 1 | 01/12/2026 | ☆ |
| 25617 | Catey, Inc. CRD 316011 | Wealth Manager · Boutique (under $100M) | $9.3M | 16 | 21 | 2 | 03/29/2026 | ☆ | |
| 25618 | Robert Thomas Bishop Iii CRD 142192 | Tampa, FL | Insurance-Affiliated · Boutique (under $100M) | $9.3M | 23 | 38 | 1 | 03/29/2026 | ☆ |
| 25619 | Double Seven Wealth Group, Llc CRD 306038 | Amarillo, TX | Wealth Manager · Boutique (under $100M) | $9.3M | 31 | 31 | 1 | 03/30/2026 | ☆ |
| 25620 | Chieco Capital Management, Llc CRD 149539 | Wealth Manager · Boutique (under $100M) | $9.3M | 6 | 33 | 1 | 03/30/2026 | ☆ | |
| 25621 | Indie Financial Planning, Llc CRD 281529 | Wealth Manager · Boutique (under $100M) | $9.3M | 28 | 28 | 1 | 03/09/2026 | ☆ | |
| 25622 | Integrated Wealth Solutions, Llc CRD 172483 | Manalapan, NJ | Insurance-Affiliated · Boutique (under $100M) | $9.3M | 15 | 29 | 1 | 04/28/2026 | ☆ |
| 25623 | Maxwell Advisory Services Inc CRD 104922 | Troy, MI | Wealth Manager · Boutique (under $100M) | $9.2M | 24 | 35 | 1 | 03/23/2026 | ☆ |
| 25624 | Legacy Capital Group Llc CRD 142705 | Insurance-Affiliated · Boutique (under $100M) | $9.2M | 3 | 1 | 06/18/2026 | ☆ | ||
| 25625 | Fbl Wealth Management, Llc CRD 291396 | West Des Moines, IA | Wealth Manager · Boutique (under $100M) | $9.2M | 1 | 207 | 10/02/2026 | ☆ | |
| 25626 | It Matters Financial, Llc CRD 284275 | Wealth Manager · Boutique (under $100M) | $9.2M | 21 | 1 | 02/26/2026 | ☆ | ||
| 25627 | Crane Investments Inc CRD 172755 | Laguna Beach, CA | Wealth Manager · Boutique (under $100M) | $9.2M | 34 | 67 | 3 | 03/26/2026 | ☆ |
| 25628 | Epi Financial Group Llc CRD 174160 | Troy, MI | Wealth Manager · Boutique (under $100M) | $9.2M | 79 | 137 | 6 | 08/27/2026 | ☆ |
| 25629 | Silver King Asset Management, Llc CRD 328016 | Wealth Manager · Boutique (under $100M) | $9.2M | 9 | 22 | 1 | 02/07/2026 | ☆ | |
| 25630 | Aegis Asset Management, Inc. CRD 305008 | Anaheim, CA | Institutional / Pension Advisor · Boutique (under $100M) | $9.2M | 10 | 10 | 3 | 06/23/2026 | ☆ |
| 25631 | Harbourfront Wealth America Inc. CRD 306941 | Vancouver | Wealth Manager · Boutique (under $100M) | $9.2M | 22 | 24 | 15 | 08/14/2026 | ☆ |
| 25632 | Joy Equity Management Llc CRD 335009 | Wealth Manager · Boutique (under $100M) | $9.2M | 12 | 12 | 1 | 03/31/2026 | ☆ | |
| 25633 | Jh Kaufman Llc CRD 291053 | Wealth Manager · Boutique (under $100M) | $9.2M | 16 | 16 | 1 | 03/19/2026 | ☆ | |
| 25634 | Ebis, Inc. CRD 164024 | Phoenix, AZ | Wealth Manager · Boutique (under $100M) | $9.2M | 3 | 35 | 2 | 03/30/2026 | ☆ |
| 25635 | Virtual Planning Group Llc CRD 297089 | Lees Summit, MO | Wealth Manager · Boutique (under $100M) | $9.2M | 39 | 51 | 1 | 03/24/2026 | ☆ |
| 25636 | Mccauley Investments Advisors Llc CRD 171742 | Guilford, CT | Wealth Manager · Boutique (under $100M) | $9.2M | 56 | 48 | 1 | 03/18/2023 | ☆ |
| 25637 | Guarascio Consultants, Llc CRD 120204 | Insurance-Affiliated · Boutique (under $100M) | $9.2M | 6 | 6 | 1 | 03/22/2026 | ☆ | |
| 25638 | Value Financial Services Corp. CRD 128816 | Wealth Manager · Boutique (under $100M) | $9.2M | 21 | 21 | 1 | 11/05/2021 | ☆ | |
| 25639 | Rational Investment Methodology, Llc CRD 292117 | Wealth Manager · Boutique (under $100M) | $9.2M | 24 | 24 | 1 | 08/20/2026 | ☆ | |
| 25640 | Rmw Wealth Management, Llc CRD 338718 | Insurance-Affiliated · Boutique (under $100M) | $9.2M | 25 | 36 | 2 | 07/16/2026 | ☆ | |
| 25641 | Investment Management Services Group, Llc CRD 144031 | Melbourne, FL | Wealth Manager · Boutique (under $100M) | $9.2M | 86 | 103 | 3 | 09/16/2026 | ☆ |
| 25642 | N CRD 282195 | Wealth Manager · Boutique (under $100M) | $9.2M | 25 | 29 | 1 | 01/21/2025 | ☆ | |
| 25643 | Center Stage Planning Llc CRD 330460 | Wealth Manager · Boutique (under $100M) | $9.2M | 47 | 127 | 2 | 07/20/2026 | ☆ | |
| 25644 | Midway Partners Capital Management, Llc CRD 316180 | Private Fund Manager · Boutique (under $100M) | $9.2M | 4 | 4 | 1 | 03/26/2026 | ☆ | |
| 25645 | Sondhi Capital, Llc CRD 155825 | Wealth Manager · Boutique (under $100M) | $9.2M | 4 | 1 | 03/15/2026 | ☆ | ||
| 25646 | Warzecha, Robert H CRD 125900 | Wealth Manager · Boutique (under $100M) | $9.1M | 4 | 4 | 1 | 05/26/2026 | ☆ | |
| 25647 | Monadnock Retirement Solutions, Llc CRD 305198 | Insurance-Affiliated · Boutique (under $100M) | $9.1M | 30 | 58 | 1 | 01/21/2026 | ☆ | |
| 25648 | Kingdom Wealth Development, Llc CRD 291802 | West Des Moines, IA | Wealth Manager · Boutique (under $100M) | $9.1M | 150 | 150 | 1 | 01/21/2026 | ☆ |
| 25649 | Southern Pacific Asset Management L.L.C. CRD 312822 | Yuma, AZ | Wealth Manager · Boutique (under $100M) | $9.1M | 87 | 129 | 1 | 03/27/2026 | ☆ |
| 25650 | Three Sheep Wealth Management, Llc CRD 335741 | Monterey, CA | Wealth Manager · Boutique (under $100M) | $9.1M | 11 | 31 | 1 | 02/20/2026 | ☆ |