Investment advisers
44,633 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 25551 | Interfunds, Inc. CRD 136177 | Emeryville, CA | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $9.1M | 1 | 1 | 2 | 06/12/2026 | ☆ |
| 25552 | 1 Union Management, Llc CRD 282892 | Phoenix, AZ | Wealth Manager · Boutique (under $100M) | $9.1M | 22 | 2 | 07/23/2026 | ☆ | |
| 25553 | Mark P. Shively CRD 113557 | Wealth Manager · Boutique (under $100M) | $9.1M | 11 | 39 | 1 | 03/30/2026 | ☆ | |
| 25554 | Concreit Fund Management Llc CRD 310737 | Seattle, WA | Private Fund Manager · Boutique (under $100M) | $9.0M | 16,758 | 1 | 0 | 03/31/2026 | ☆ |
| 25555 | Revise Wealth Llc CRD 335629 | Chicago, IL | Insurance-Affiliated · Boutique (under $100M) | $9.0M | 7 | 24 | 1 | 03/11/2026 | ☆ |
| 25556 | Kaspian Wealth Management Llc CRD 162028 | Woodcliff Lake, NJ | Wealth Manager · Boutique (under $100M) | $9.0M | 34 | 52 | 1 | 03/16/2026 | ☆ |
| 25557 | Covenant Investment Solutions L.L.C. CRD 294629 | Highlands, NC | Wealth Manager · Boutique (under $100M) | $9.0M | 12 | 27 | 1 | 03/31/2026 | ☆ |
| 25558 | Kardinal Financial Llc CRD 316730 | Wealth Manager · Boutique (under $100M) | $9.0M | 19 | 20 | 1 | 03/21/2026 | ☆ | |
| 25559 | Sherpa Financial Guides, Inc. CRD 314973 | Insurance-Affiliated · Boutique (under $100M) | $9.0M | 39 | 69 | 2 | 03/18/2026 | ☆ | |
| 25560 | Mills Value Adviser Inc CRD 105886 | Arlington, VA | Private Fund Manager · Boutique (under $100M) | $9.0M | 26 | 26 | 1 | 02/18/2026 | ☆ |
| 25561 | Pathlight Financial Planning Llc CRD 327636 | Portland, OR | Wealth Manager · Boutique (under $100M) | $9.0M | 11 | 33 | 1 | 03/13/2026 | ☆ |
| 25562 | Baseline Investments, Llc CRD 296898 | San Francisco, CA | Wealth Manager · Boutique (under $100M) | $9.0M | 78 | 78 | 1 | 03/09/2026 | ☆ |
| 25563 | Davenport Pbh Llc CRD 319224 | Inlet Beach, FL | Wealth Manager · Boutique (under $100M) | $9.0M | 18 | 5 | 1 | 04/10/2026 | ☆ |
| 25564 | Db Asset Management,Llc. CRD 169069 | Wealth Manager · Boutique (under $100M) | $9.0M | 16 | 44 | 1 | 03/21/2023 | ☆ | |
| 25565 | Evergreen Capital Management, Inc. CRD 129764 | Sandy, UT | Wealth Manager · Boutique (under $100M) | $9.0M | 14 | 19 | 1 | 12/13/2024 | ☆ |
| 25566 | Firestorm Capital Llc CRD 155732 | Wealth Manager · Boutique (under $100M) | $9.0M | 5 | 6 | 1 | 06/30/2025 | ☆ | |
| 25567 | Grand Street Advisors, Llc CRD 130584 | Wealth Manager · Boutique (under $100M) | $9.0M | 16 | 51 | 1 | 02/10/2026 | ☆ | |
| 25568 | Guardian Brothers Capital Llc CRD 330293 | Wealth Manager · Boutique (under $100M) | $9.0M | 63 | 70 | 1 | 05/23/2026 | ☆ | |
| 25569 | Hawkeye Investment Management Llc CRD 153849 | Wealth Manager · Boutique (under $100M) | $9.0M | 16 | 1 | 07/11/2024 | ☆ | ||
| 25570 | Lane, Edward C. CRD 149112 | Wealth Manager · Boutique (under $100M) | $9.0M | 13 | 13 | 1 | 03/18/2026 | ☆ | |
| 25571 | M Street Capital, Llc CRD 174310 | Wealth Manager · Boutique (under $100M) | $9.0M | 10 | 10 | 0 | 09/28/2023 | ☆ | |
| 25572 | Marin Financial Llc CRD 325239 | Wealth Manager · Boutique (under $100M) | $9.0M | 40 | 60 | 1 | 03/23/2026 | ☆ | |
| 25573 | Mason Westbridge Asset Management Llc CRD 317589 | Peachtree Corners, GA | Wealth Manager · Boutique (under $100M) | $9.0M | 147 | 239 | 2 | 03/20/2026 | ☆ |
| 25574 | Next Gen Advisors, Llc CRD 326144 | New York, NY | Wealth Manager · Boutique (under $100M) | $9.0M | 5 | 5 | 4 | 05/07/2026 | ☆ |
| 25575 | Pierre Jacques Gendreau CRD 311923 | San Clemente, CA | Wealth Manager · Boutique (under $100M) | $9.0M | 1 | 42 | 0 | 05/19/2026 | ☆ |
| 25576 | Stephen R Williams Investment Advisor Llc CRD 127516 | Wealth Manager · Boutique (under $100M) | $9.0M | 9 | 9 | 1 | 12/02/2021 | ☆ | |
| 25577 | Sooner Private Financial Llc CRD 340648 | Salem, NH | Wealth Manager · Boutique (under $100M) | $9.0M | 57 | 82 | 2 | 08/06/2026 | ☆ |
| 25578 | Off Trail Works Llc CRD 337378 | Austin, TX | Wealth Manager · Boutique (under $100M) | $9.0M | 21 | 38 | 1 | 01/15/2026 | ☆ |
| 25579 | J.P.Morgan Wealth Management Solutions Inc. CRD 335439 | New York, NY | Wealth Manager · Boutique (under $100M) | $9.0M | 33 | 33 | 65 | 03/31/2026 | ☆ |
| 25580 | Cybercompass Llc CRD 170654 | Wealth Manager · Boutique (under $100M) | $9.0M | 18 | 32 | 6 | 03/30/2026 | ☆ | |
| 25581 | Weiss, Lisbeth Kay CRD 129647 | Wealth Manager · Boutique (under $100M) | $9.0M | 20 | 53 | 1 | 06/09/2021 | ☆ | |
| 25582 | Lime Rock Investment Management Company, Inc. CRD 322364 | San Antonio, TX | Wealth Manager · Boutique (under $100M) | $9.0M | 25 | 26 | 1 | 02/27/2026 | ☆ |
| 25583 | Dauble+Worthington Capital Management, Llc CRD 148530 | Wealth Manager · Boutique (under $100M) | $9.0M | 60 | 60 | 1 | 02/04/2026 | ☆ | |
| 25584 | Aicapital Llc CRD 332969 | Chicago, IL | Wealth Manager · Boutique (under $100M) | $9.0M | 10 | 14 | 4 | 07/10/2026 | ☆ |
| 25585 | Gateway Financial & Estate Planning, Inc. CRD 144741 | Wealth Manager · Boutique (under $100M) | $9.0M | 20 | 39 | 6 | 08/19/2026 | ☆ | |
| 25586 | Aegis Capital Group, Llc CRD 336467 | Atlanta, GA | Wealth Manager · Boutique (under $100M) | $9.0M | 6 | 11 | 2 | 01/14/2026 | ☆ |
| 25587 | Governing Dynamics, Llc CRD 169000 | Woodlands, TX | Wealth Manager · Boutique (under $100M) | $9.0M | 33 | 33 | 3 | 05/28/2026 | ☆ |
| 25588 | Truenorth Financial Planning, Llc CRD 334858 | Wealth Manager · Boutique (under $100M) | $9.0M | 12 | 4 | 1 | 03/24/2026 | ☆ | |
| 25589 | Walrus Partners, Llc CRD 115071 | Wealth Manager · Boutique (under $100M) | $9.0M | 14 | 7 | 3 | 01/20/2026 | ☆ | |
| 25590 | Charter Advisory Services, Llc CRD 288303 | Daytona Beach, FL | Insurance-Affiliated · Boutique (under $100M) | $9.0M | 44 | 72 | 1 | 03/19/2026 | ☆ |
| 25591 | Camriel Advisors Llc CRD 333391 | Wealth Manager · Boutique (under $100M) | $9.0M | 19 | 26 | 1 | 08/14/2026 | ☆ | |
| 25592 | Rakatansky Financial Llc CRD 335560 | Subudry, MA | Insurance-Affiliated · Boutique (under $100M) | $9.0M | 5 | 37 | 1 | 02/09/2026 | ☆ |
| 25593 | Sound Financial Management, Llc CRD 132088 | Wealth Manager · Boutique (under $100M) | $8.9M | 7 | 1 | 04/26/2025 | ☆ | ||
| 25594 | Bluevine Advisory Llc CRD 326599 | Jersey City, NJ | Investment Adviser · Boutique (under $100M) | $8.9M | 298 | 298 | 2 | 06/22/2026 | ☆ |
| 25595 | Atherean Asset Management Llc CRD 170857 | Jersey City, NJ | Wealth Manager · Boutique (under $100M) | $8.9M | 35 | 46 | 1 | 03/27/2026 | ☆ |
| 25596 | Chattahoochee Wealth, Llc CRD 336778 | Wealth Manager · Boutique (under $100M) | $8.9M | 4 | 19 | 1 | 03/10/2026 | ☆ | |
| 25597 | Kompass Financial Advisors, Inc. CRD 135401 | Insurance-Affiliated · Boutique (under $100M) | $8.9M | 21 | 20 | 1 | 04/09/2026 | ☆ | |
| 25598 | Markle, David Sean CRD 170513 | Wealth Manager · Boutique (under $100M) | $8.9M | 22 | 24 | 1 | 01/13/2026 | ☆ | |
| 25599 | Ariston Capital Management Corp CRD 105086 | Wealth Manager · Boutique (under $100M) | $8.9M | 4 | 4 | 1 | 01/06/2026 | ☆ | |
| 25600 | The Blackmont Group Llc CRD 332776 | Fullerton, CA | Wealth Manager · Boutique (under $100M) | $8.9M | 30 | 42 | 2 | 03/23/2026 | ☆ |