Investment advisers
45,247 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 25551 | Financial Serenity, Llc CRD 321853 | Insurance-Affiliated · Boutique (under $100M) | $9.5M | 70 | 206 | 2 | 04/28/2026 | ☆ | |
| 25552 | Bernstein Financial Advisory, Llc CRD 304560 | Wealth Manager · Boutique (under $100M) | $9.5M | 6 | 23 | 1 | 02/11/2026 | ☆ | |
| 25553 | Biniak, Richard Lawrence Jr CRD 130602 | Wealth Manager · Boutique (under $100M) | $9.5M | 12 | 12 | 1 | 01/02/2026 | ☆ | |
| 25554 | Blackbay Capital Advisors Llc CRD 116888 | Mutual Fund / Asset Manager · Boutique (under $100M) | $9.5M | 3 | 80 | 2 | 08/24/2026 | ☆ | |
| 25555 | Bridgeworks Asset Management, Llc CRD 291145 | Wealth Manager · Boutique (under $100M) | $9.5M | 49 | 49 | 1 | 02/11/2026 | ☆ | |
| 25556 | Calibrate Wealth, Llc CRD 290631 | Wealth Manager · Boutique (under $100M) | $9.5M | 18 | 20 | 1 | 06/17/2025 | ☆ | |
| 25557 | J1 Capital Llc CRD 310963 | Wealth Manager · Boutique (under $100M) | $9.5M | 2 | 7 | 1 | 03/25/2026 | ☆ | |
| 25558 | L&L Financial Services, Llp CRD 116243 | Mobile, AL | Insurance-Affiliated · Boutique (under $100M) | $9.5M | 28 | 31 | 6 | 07/30/2026 | ☆ |
| 25559 | Proforza Advisors Llc CRD 162584 | Wealth Manager · Boutique (under $100M) | $9.5M | 9 | 25 | 2 | 03/11/2026 | ☆ | |
| 25560 | Sage Capital Advisors, Llc CRD 156750 | Wealth Manager · Boutique (under $100M) | $9.5M | 51 | 51 | 1 | 03/23/2026 | ☆ | |
| 25561 | Smith Capital Management, Llc CRD 149968 | Wealth Manager · Boutique (under $100M) | $9.5M | 50 | 50 | 1 | 03/30/2026 | ☆ | |
| 25562 | Vanderheiden, Thomas L. CRD 145755 | Insurance-Affiliated · Boutique (under $100M) | $9.5M | 41 | 92 | 1 | 09/09/2026 | ☆ | |
| 25563 | Oak Private Wealth Llc CRD 318537 | Insurance-Affiliated · Boutique (under $100M) | $9.5M | 72 | 72 | 1 | 02/23/2026 | ☆ | |
| 25564 | Kellogg Wealth Advisors, Inc. CRD 144514 | Insurance-Affiliated · Boutique (under $100M) | $9.5M | 24 | 40 | 1 | 03/11/2026 | ☆ | |
| 25565 | Morter Investment Management Llc CRD 124047 | Wealth Manager · Boutique (under $100M) | $9.5M | 79 | 79 | 1 | 03/24/2026 | ☆ | |
| 25566 | Abundance Wealth Advisers Llc CRD 310887 | Pleasanton, CA | Wealth Manager · Boutique (under $100M) | $9.5M | 17 | 17 | 1 | 02/11/2026 | ☆ |
| 25567 | Scd Capital, Inc. CRD 149353 | Private Fund Manager · Boutique (under $100M) | $9.5M | 23 | 23 | 1 | 02/03/2026 | ☆ | |
| 25568 | Silver Leaf Financial, Inc. CRD 153037 | Scottsdale, AZ | Insurance-Affiliated · Boutique (under $100M) | $9.5M | 24 | 24 | 1 | 03/31/2026 | ☆ |
| 25569 | Southward Financial Services, Llc CRD 119849 | Wealth Manager · Boutique (under $100M) | $9.5M | 10 | 10 | 2 | 04/24/2026 | ☆ | |
| 25570 | Silver Strand Financial Planning Llc CRD 313531 | Wealth Manager · Boutique (under $100M) | $9.5M | 33 | 81 | 1 | 03/30/2026 | ☆ | |
| 25571 | Campbell Advisory Services, Llc CRD 174674 | Newport Beach, CA | Wealth Manager · Boutique (under $100M) | $9.5M | 1 | 20 | 1 | 02/04/2026 | ☆ |
| 25572 | Pacesetter Planning Llc CRD 285168 | Wealth Manager · Boutique (under $100M) | $9.5M | 34 | 37 | 2 | 02/27/2026 | ☆ | |
| 25573 | Alveo Wealth Management, Llc CRD 166898 | Mexico City | Private Fund Manager · Boutique (under $100M) | $9.4M | 13 | 13 | 4 | 02/10/2026 | ☆ |
| 25574 | Virgo Digital Asset Management Inc. CRD 335668 | North York | Wealth Manager · Boutique (under $100M) | $9.4M | 33 | 33 | 8 | 04/01/2026 | ☆ |
| 25575 | Elemental Wealth Advisors, Llc CRD 304854 | San Luis Obispo, CA | Wealth Manager · Boutique (under $100M) | $9.4M | 15 | 44 | 1 | 01/13/2026 | ☆ |
| 25576 | Yz Financial Advisors Llc CRD 314477 | Wealth Manager · Boutique (under $100M) | $9.4M | 22 | 45 | 1 | 03/18/2026 | ☆ | |
| 25577 | Allegiant Financial Advisors, Llc CRD 141047 | Miami Beach, FL | Insurance-Affiliated · Boutique (under $100M) | $9.4M | 27 | 27 | 1 | 04/15/2026 | ☆ |
| 25578 | Burns Financial Advisors, Inc. CRD 111826 | Independence, OH | Wealth Manager · Boutique (under $100M) | $9.4M | 98 | 98 | 1 | 10/06/2026 | ☆ |
| 25579 | Valuetree Financial Llc CRD 304226 | Wealth Manager · Boutique (under $100M) | $9.4M | 20 | 39 | 1 | 07/17/2026 | ☆ | |
| 25580 | Blue Ridge Investments Llc CRD 318314 | Investment Adviser · Boutique (under $100M) | $9.4M | 3 | 3 | 1 | 06/09/2026 | ☆ | |
| 25581 | Wheeler Financial Planning Llc CRD 281352 | St. Charles, MO | Wealth Manager · Boutique (under $100M) | $9.4M | 44 | 44 | 1 | 06/16/2026 | ☆ |
| 25582 | Index Portfolio Tools Advisors CRD 159434 | Wealth Manager · Boutique (under $100M) | $9.4M | 16 | 30 | 1 | 03/30/2026 | ☆ | |
| 25583 | Jw Golden Gate Investment, Llc CRD 307330 | Wealth Manager · Boutique (under $100M) | $9.4M | 7 | 7 | 1 | 09/15/2026 | ☆ | |
| 25584 | Maney Wealth Llc CRD 340078 | San Francisco, CA | Wealth Manager · Boutique (under $100M) | $9.4M | 2 | 8 | 1 | 05/08/2026 | ☆ |
| 25585 | Ujjval Investments, Llc CRD 156162 | Wealth Manager · Boutique (under $100M) | $9.4M | 14 | 14 | 1 | 11/07/2025 | ☆ | |
| 25586 | Kelly & Associates, Llc CRD 123466 | Wealth Manager · Boutique (under $100M) | $9.4M | 27 | 48 | 1 | 03/30/2026 | ☆ | |
| 25587 | Real Life Planning, Llc CRD 304695 | Wealth Manager · Boutique (under $100M) | $9.4M | 23 | 70 | 1 | 05/04/2026 | ☆ | |
| 25588 | 49 Th Parallel Wealth Management, Llc CRD 332829 | Scottsdale, AZ | Wealth Manager · Boutique (under $100M) | $9.4M | 13 | 20 | 2 | 04/27/2026 | ☆ |
| 25589 | Emerald Research Corporation CRD 113918 | Mutual Fund / Asset Manager · Boutique (under $100M) | $9.4M | 1 | 1 | 1 | 02/17/2026 | ☆ | |
| 25590 | Global Diversified Investments CRD 157326 | Newport Beach, CA | Wealth Manager · Boutique (under $100M) | $9.4M | 15 | 14 | 1 | 05/11/2026 | ☆ |
| 25591 | Wayzata Investment Partners Llc CRD 132046 | Wayzata, MN | Private Fund Manager · Boutique (under $100M) | $9.4M | 2 | 2 | 4 | 03/30/2026 | ☆ |
| 25592 | Ln Capital Management Llc CRD 304371 | Wealth Manager · Boutique (under $100M) | $9.4M | 41 | 53 | 1 | 03/30/2026 | ☆ | |
| 25593 | R.A.I. Financial Services, Inc. CRD 128596 | Lynnfield, MA | Wealth Manager · Boutique (under $100M) | $9.4M | 99 | 99 | 3 | 10/25/2021 | ☆ |
| 25594 | Foundation Associates Asset Management Inc. CRD 315012 | Wealth Manager · Boutique (under $100M) | $9.4M | 7 | 7 | 1 | 02/05/2026 | ☆ | |
| 25595 | Tbms Wealth Llc CRD 304191 | Wealth Manager · Boutique (under $100M) | $9.4M | 13 | 39 | 1 | 03/30/2026 | ☆ | |
| 25596 | Longview Financial, Inc. CRD 116365 | Wealth Manager · Boutique (under $100M) | $9.4M | 8 | 8 | 1 | 01/04/2023 | ☆ | |
| 25597 | Chauche & Associates Llc CRD 128239 | Investment Adviser · Boutique (under $100M) | $9.3M | 22 | 1 | 04/02/2015 | ☆ | ||
| 25598 | Elgon Financial Advisors Llc CRD 310458 | Wealth Manager · Boutique (under $100M) | $9.3M | 17 | 54 | 1 | 09/04/2026 | ☆ | |
| 25599 | Sunflower Financial Planning, Llc CRD 329654 | Wealth Manager · Boutique (under $100M) | $9.3M | 20 | 18 | 1 | 02/24/2026 | ☆ | |
| 25600 | Dlw Financial Management, Llc CRD 166516 | Insurance-Affiliated · Boutique (under $100M) | $9.3M | 32 | 32 | 1 | 03/24/2026 | ☆ |