Investment advisers
45,247 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 24601 | Weisberg Capital Management Llc CRD 333843 | Wealth Manager · Boutique (under $100M) | $13.4M | 76 | 107 | 2 | 10/09/2026 | ☆ | |
| 24602 | Regista Financial Strategies, Llc CRD 326555 | Denver, CO | Wealth Manager · Boutique (under $100M) | $13.4M | 38 | 89 | 3 | 09/28/2026 | ☆ |
| 24603 | Ford Financial Fitness Llc CRD 334449 | Wealth Manager · Boutique (under $100M) | $13.4M | 43 | 121 | 1 | 01/08/2026 | ☆ | |
| 24604 | Blue Keel Financial Planning, Llc CRD 173006 | Westport, CT | Wealth Manager · Boutique (under $100M) | $13.4M | 18 | 22 | 1 | 03/03/2026 | ☆ |
| 24605 | Agile Financial Planning, Llc CRD 148547 | Wealth Manager · Boutique (under $100M) | $13.4M | 30 | 82 | 1 | 03/23/2026 | ☆ | |
| 24606 | Divorce And Money Matters Llc CRD 126072 | Wealth Manager · Boutique (under $100M) | $13.4M | 8 | 16 | 1 | 02/06/2024 | ☆ | |
| 24607 | Oak Tree Wealth Management, Llc CRD 164685 | Corpus Christi, TX | Insurance-Affiliated · Boutique (under $100M) | $13.4M | 81 | 125 | 1 | 04/02/2026 | ☆ |
| 24608 | Dreamwork, Llc CRD 175336 | Birmingham, AL | Wealth Manager · Boutique (under $100M) | $13.4M | 55 | 55 | 1 | 03/24/2026 | ☆ |
| 24609 | Tara Wealth Llc CRD 328427 | Wealth Manager · Boutique (under $100M) | $13.4M | 36 | 118 | 2 | 05/08/2026 | ☆ | |
| 24610 | Templeton, Steven, Andrew CRD 132271 | Wealth Manager · Boutique (under $100M) | $13.4M | 15 | 71 | 2 | 01/09/2026 | ☆ | |
| 24611 | South Ocean Management Ltd. CRD 111180 | Wanchai | Wealth Manager · Boutique (under $100M) | $13.4M | 19 | 19 | 4 | 03/27/2026 | ☆ |
| 24612 | Integrated Capital Management, Inc CRD 288940 | Carson, CA | Wealth Manager · Boutique (under $100M) | $13.4M | 38 | 60 | 1 | 03/15/2026 | ☆ |
| 24613 | Bybee Wealth Management Llc CRD 297272 | Wealth Manager · Boutique (under $100M) | $13.4M | 43 | 43 | 1 | 04/02/2026 | ☆ | |
| 24614 | Guardian Capital Group Llc CRD 149856 | Insurance-Affiliated · Boutique (under $100M) | $13.4M | 67 | 67 | 1 | 03/16/2026 | ☆ | |
| 24615 | Encore 401 K, Llc CRD 324414 | Driggs, ID | Wealth Manager · Boutique (under $100M) | $13.4M | 8 | 8 | 1 | 01/16/2026 | ☆ |
| 24616 | Columbia Strategic Wealth Advisors, Llc CRD 306966 | Seattle, WA | Wealth Manager · Boutique (under $100M) | $13.4M | 29 | 105 | 1 | 03/11/2026 | ☆ |
| 24617 | Vero Advisors, Llc CRD 156568 | Wealth Manager · Boutique (under $100M) | $13.3M | 25 | 25 | 1 | 03/30/2026 | ☆ | |
| 24618 | Nexus Capital, Llc CRD 288758 | Pittsford, NY | Wealth Manager · Boutique (under $100M) | $13.3M | 35 | 75 | 2 | 02/23/2026 | ☆ |
| 24619 | R.M. Duncan Capital Management Corporation CRD 116857 | Little Rock, AR | Wealth Manager · Boutique (under $100M) | $13.3M | 15 | 28 | 2 | 03/30/2026 | ☆ |
| 24620 | First Financial Strategies Inc CRD 110467 | Phoenix, AZ | Wealth Manager · Boutique (under $100M) | $13.3M | 3 | 9 | 2 | 12/12/2024 | ☆ |
| 24621 | Clancy Capital Advisors Llc CRD 328802 | Wealth Manager · Boutique (under $100M) | $13.3M | 12 | 46 | 1 | 03/27/2025 | ☆ | |
| 24622 | Eid Capital Llc CRD 317634 | Dallas, TX | Wealth Manager · Boutique (under $100M) | $13.3M | 16 | 39 | 1 | 04/20/2026 | ☆ |
| 24623 | Freedom Capital Management Of Virginia Llc CRD 313926 | Wealth Manager · Boutique (under $100M) | $13.3M | 9 | 29 | 1 | 04/21/2026 | ☆ | |
| 24624 | Sparx Asia Investment Advisors Limited CRD 139172 | Wanchai | Private Fund Manager · Boutique (under $100M) | $13.3M | 2 | 2 | 17 | 03/30/2026 | ☆ |
| 24625 | Janus Financial Planning, Llc CRD 322978 | Wealth Manager · Boutique (under $100M) | $13.3M | 23 | 91 | 2 | 06/25/2026 | ☆ | |
| 24626 | Nirvana Analytics, Llc CRD 148341 | Pepper Pike, OH | Wealth Manager · Boutique (under $100M) | $13.3M | 59 | 59 | 1 | 03/07/2025 | ☆ |
| 24627 | Lfs Ria, Llc CRD 153391 | Wealth Manager · Boutique (under $100M) | $13.3M | 33 | 84 | 1 | 07/27/2026 | ☆ | |
| 24628 | Peo Partners, Llc CRD 311201 | New York, NY | Mutual Fund / Asset Manager · Boutique (under $100M) | $13.3M | 1 | 1 | 8 | 05/12/2026 | ☆ |
| 24629 | Gross Investments Llc CRD 310119 | Valley City, OH | Wealth Manager · Boutique (under $100M) | $13.3M | 251 | 256 | 3 | 05/05/2026 | ☆ |
| 24630 | Fullington & Associates, Llc CRD 130764 | Wealth Manager · Boutique (under $100M) | $13.3M | 22 | 22 | 1 | 03/27/2026 | ☆ | |
| 24631 | Rockside Investments Llc CRD 310511 | Wealth Manager · Boutique (under $100M) | $13.2M | 14 | 19 | 1 | 06/25/2026 | ☆ | |
| 24632 | Rex Management Llc CRD 155529 | Wealth Manager · Boutique (under $100M) | $13.2M | 25 | 25 | 1 | 03/25/2026 | ☆ | |
| 24633 | Above & Beyond Investments, Llc CRD 227786 | Bloomington, IN | Insurance-Affiliated · Boutique (under $100M) | $13.2M | 168 | 168 | 1 | 05/15/2026 | ☆ |
| 24634 | Edgar Investment Management, Llc CRD 159196 | Houston, TX | Wealth Manager · Boutique (under $100M) | $13.2M | 37 | 72 | 1 | 03/18/2026 | ☆ |
| 24635 | Olivar & Greb Capital Management, Llc CRD 285905 | Wealth Manager · Boutique (under $100M) | $13.2M | 30 | 30 | 2 | 03/30/2026 | ☆ | |
| 24636 | The Cascadia Group Llc CRD 154851 | Wealth Manager · Boutique (under $100M) | $13.2M | 17 | 17 | 1 | 05/21/2026 | ☆ | |
| 24637 | Jk Pwa Llc CRD 304202 | Wealth Manager · Boutique (under $100M) | $13.2M | 50 | 83 | 1 | 02/26/2026 | ☆ | |
| 24638 | Jrb Capital Management, Llc CRD 301036 | Steamboat Springs, CO | Private Fund Manager · Boutique (under $100M) | $13.2M | 1 | 5 | 1 | 06/29/2026 | ☆ |
| 24639 | The Foundation Wealth Management, Llc CRD 292093 | Wealth Manager · Boutique (under $100M) | $13.2M | 76 | 136 | 1 | 03/30/2026 | ☆ | |
| 24640 | Capstone Wealth Advisors, Llc CRD 332360 | Andalusia, AL | Insurance-Affiliated · Boutique (under $100M) | $13.2M | 103 | 108 | 2 | 02/06/2026 | ☆ |
| 24641 | Winding Trail Financial Planning, Llc CRD 289035 | Wealth Manager · Boutique (under $100M) | $13.2M | 9 | 48 | 1 | 06/09/2026 | ☆ | |
| 24642 | Snowcap Financial Llc CRD 313353 | Wealth Manager · Boutique (under $100M) | $13.2M | 47 | 180 | 1 | 01/08/2026 | ☆ | |
| 24643 | Palo Seco, Llc CRD 333631 | Insurance-Affiliated · Boutique (under $100M) | $13.2M | 44 | 99 | 2 | 03/02/2026 | ☆ | |
| 24644 | Desmo Wealth Advisors, Llc CRD 304358 | Wealth Manager · Boutique (under $100M) | $13.2M | 14 | 14 | 1 | 02/13/2026 | ☆ | |
| 24645 | Wind & Rose, Llc CRD 144354 | Private Fund Manager · Boutique (under $100M) | $13.2M | 7 | 7 | 1 | 02/04/2026 | ☆ | |
| 24646 | Tactical Wealth Partners, Llc CRD 286416 | Wealth Manager · Boutique (under $100M) | $13.2M | 97 | 350 | 3 | 03/24/2026 | ☆ | |
| 24647 | Faust Capital Management, Llc CRD 150372 | Wealth Manager · Boutique (under $100M) | $13.2M | 13 | 13 | 1 | 02/06/2026 | ☆ | |
| 24648 | Wallace Investments CRD 300335 | New York, NY | Insurance-Affiliated · Boutique (under $100M) | $13.2M | 36 | 31 | 1 | 08/16/2024 | ☆ |
| 24649 | Bankschannel Advisors, Llc CRD 157986 | Wealth Manager · Boutique (under $100M) | $13.2M | 36 | 35 | 1 | 03/30/2026 | ☆ | |
| 24650 | Kinetix Financial Planning Llc CRD 304351 | Wealth Manager · Boutique (under $100M) | $13.2M | 45 | 45 | 1 | 09/03/2026 | ☆ |