Investment advisers
45,247 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 24551 | Joseph S. Duke CRD 133024 | Wealth Manager · Boutique (under $100M) | $13.6M | 63 | 63 | 1 | 03/30/2026 | ☆ | |
| 24552 | Omega Advisers, Llc. CRD 291076 | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $13.6M | 30 | 30 | 1 | 07/22/2026 | ☆ | |
| 24553 | Robert M Walker & Associates, Inc. CRD 122671 | Wealth Manager · Boutique (under $100M) | $13.6M | 9 | 14 | 2 | 04/27/2026 | ☆ | |
| 24554 | Brookwood Wealth Advisors, Llc CRD 306735 | Wealth Manager · Boutique (under $100M) | $13.6M | 61 | 65 | 1 | 03/06/2026 | ☆ | |
| 24555 | Moore Money Advisory Llc CRD 283542 | Azusa, CA | Wealth Manager · Boutique (under $100M) | $13.6M | 23 | 23 | 1 | 03/27/2026 | ☆ |
| 24556 | Defining Legacy Financial Advisors Llc CRD 299537 | Insurance-Affiliated · Boutique (under $100M) | $13.6M | 38 | 184 | 1 | 03/28/2026 | ☆ | |
| 24557 | Avidity Capital Inc. CRD 312745 | Hanford, CA | Wealth Manager · Boutique (under $100M) | $13.6M | 63 | 89 | 1 | 04/08/2026 | ☆ |
| 24558 | Randall Financial Llc CRD 325328 | Wealth Manager · Boutique (under $100M) | $13.6M | 38 | 78 | 1 | 01/23/2026 | ☆ | |
| 24559 | Finnestad, David, Del CRD 141420 | Wealth Manager · Boutique (under $100M) | $13.6M | 20 | 20 | 1 | 02/23/2026 | ☆ | |
| 24560 | Epic Wealth Management Llc CRD 305682 | Red Bank, NJ | Insurance-Affiliated · Boutique (under $100M) | $13.6M | 80 | 84 | 3 | 03/26/2026 | ☆ |
| 24561 | Moneycafe Advisors, Llc CRD 150121 | Denver, CO | Wealth Manager · Boutique (under $100M) | $13.6M | 26 | 95 | 1 | 03/17/2026 | ☆ |
| 24562 | Coalson Financial Services, Llc CRD 148603 | Las Cruces, NM | Wealth Manager · Boutique (under $100M) | $13.6M | 21 | 56 | 1 | 03/12/2026 | ☆ |
| 24563 | Honeytree Investment Management Ltd. CRD 313415 | Mutual Fund / Asset Manager · Boutique (under $100M) | $13.6M | 12 | 12 | 3 | 11/11/2025 | ☆ | |
| 24564 | Adams Wealth Management Group Llc CRD 285180 | Amarillo, TX | Wealth Manager · Boutique (under $100M) | $13.6M | 29 | 65 | 1 | 02/18/2026 | ☆ |
| 24565 | Overseas Capital Management Llc CRD 318243 | Jing An District, Shanghai | Wealth Manager · Boutique (under $100M) | $13.6M | 37 | 66 | 3 | 03/30/2026 | ☆ |
| 24566 | Greenwell Capital Management, Llc CRD 285786 | Insurance-Affiliated · Boutique (under $100M) | $13.6M | 45 | 97 | 1 | 01/19/2026 | ☆ | |
| 24567 | Asset Accumulation,Protection,Preservation And Transfer, Llc CRD 125398 | Wealth Manager · Boutique (under $100M) | $13.6M | 23 | 46 | 1 | 03/13/2026 | ☆ | |
| 24568 | Pierre & Company (Massachusetts) Llc CRD 299839 | Wealth Manager · Boutique (under $100M) | $13.6M | 7 | 7 | 1 | 09/21/2026 | ☆ | |
| 24569 | Leroy S Wenzel CRD 115499 | Wealth Manager · Boutique (under $100M) | $13.6M | 31 | 71 | 1 | 07/21/2025 | ☆ | |
| 24570 | Process Wealth Llc CRD 336802 | Roseville, CA | Wealth Manager · Boutique (under $100M) | $13.5M | 11 | 26 | 1 | 03/30/2026 | ☆ |
| 24571 | Meritum Wealth Management Llc CRD 321634 | Wealth Manager · Boutique (under $100M) | $13.5M | 70 | 132 | 3 | 06/29/2026 | ☆ | |
| 24572 | Vermillion Private Wealth, Ltd.Co. CRD 309240 | Wealth Manager · Boutique (under $100M) | $13.5M | 42 | 125 | 1 | 05/20/2026 | ☆ | |
| 24573 | Zoellner Whole Financial, Pllc CRD 331792 | Waterford, MI | Wealth Manager · Boutique (under $100M) | $13.5M | 49 | 96 | 2 | 09/28/2026 | ☆ |
| 24574 | Ronald A. Bartlett & Associates, Ltd CRD 147038 | Flushing, NY | Insurance-Affiliated · Boutique (under $100M) | $13.5M | 144 | 144 | 2 | 10/07/2026 | ☆ |
| 24575 | Finn Wealth Management Llc CRD 318774 | Spokane, WA | Wealth Manager · Boutique (under $100M) | $13.5M | 118 | 199 | 1 | 05/21/2026 | ☆ |
| 24576 | Stonehaven Private Wealth Management Llc CRD 168393 | Wealth Manager · Boutique (under $100M) | $13.5M | 13 | 22 | 1 | 03/09/2026 | ☆ | |
| 24577 | Dental Retirement Strategies, Inc. CRD 127559 | Institutional / Pension Advisor · Boutique (under $100M) | $13.5M | 24 | 24 | 1 | 02/17/2026 | ☆ | |
| 24578 | Kolb Wealth Management, Llc CRD 339325 | Rocklin, CA | Wealth Manager · Boutique (under $100M) | $13.5M | 87 | 87 | 2 | 10/02/2026 | ☆ |
| 24579 | Granace Capital Llc CRD 326766 | Wealth Manager · Boutique (under $100M) | $13.5M | 15 | 1 | 02/12/2026 | ☆ | ||
| 24580 | Blackbox Capital Management Llc CRD 312791 | Wealth Manager · Boutique (under $100M) | $13.5M | 27 | 63 | 1 | 01/11/2026 | ☆ | |
| 24581 | Af Capital Management, Llc CRD 152225 | Wealth Manager · Boutique (under $100M) | $13.5M | 26 | 65 | 1 | 02/11/2026 | ☆ | |
| 24582 | Rocky Mountain Humane Investing Llc CRD 113421 | Wealth Manager · Boutique (under $100M) | $13.5M | 44 | 45 | 1 | 03/26/2026 | ☆ | |
| 24583 | Irontree Advisors Llc CRD 167587 | Clifton, IL | Wealth Manager · Boutique (under $100M) | $13.5M | 11 | 24 | 1 | 06/04/2026 | ☆ |
| 24584 | Ace Management, Llc CRD 306881 | East Lansing, MI | Insurance-Affiliated · Boutique (under $100M) | $13.5M | 94 | 155 | 3 | 06/25/2024 | ☆ |
| 24585 | Hgturner Associates Llc CRD 106472 | Wealth Manager · Boutique (under $100M) | $13.5M | 90 | 90 | 2 | 03/23/2026 | ☆ | |
| 24586 | Ironbound Advisory Llc CRD 309467 | Wealth Manager · Boutique (under $100M) | $13.5M | 28 | 26 | 1 | 04/06/2026 | ☆ | |
| 24587 | Klaren Capital, Llc CRD 151086 | Wealth Manager · Boutique (under $100M) | $13.5M | 38 | 95 | 1 | 03/30/2026 | ☆ | |
| 24588 | Kortenkamp, Joshua F CRD 322425 | Wealth Manager · Boutique (under $100M) | $13.5M | 15 | 15 | 1 | 09/23/2026 | ☆ | |
| 24589 | Lamonge Capital Management, Llc CRD 151845 | Wealth Manager · Boutique (under $100M) | $13.5M | 31 | 61 | 1 | 09/03/2026 | ☆ | |
| 24590 | Main Street Wealth Management, Llc CRD 301185 | Wealth Manager · Boutique (under $100M) | $13.5M | 26 | 60 | 1 | 06/12/2025 | ☆ | |
| 24591 | Tringle Jr., John R. CRD 171382 | Wealth Manager · Boutique (under $100M) | $13.5M | 74 | 68 | 1 | 04/01/2026 | ☆ | |
| 24592 | Well Planned Financial Llc CRD 304622 | Staunton, VA | Wealth Manager · Boutique (under $100M) | $13.5M | 90 | 90 | 1 | 04/21/2026 | ☆ |
| 24593 | Dunphy Wealth Management, Inc. CRD 128622 | Cincinnati, OH | Wealth Manager · Boutique (under $100M) | $13.5M | 46 | 109 | 2 | 05/06/2026 | ☆ |
| 24594 | Aneuvia, Llc CRD 304904 | Wealth Manager · Boutique (under $100M) | $13.5M | 7 | 7 | 1 | 03/19/2026 | ☆ | |
| 24595 | Gamsg Financial Advisors Llc CRD 320725 | Mcdonough, GA | Wealth Manager · Boutique (under $100M) | $13.5M | 106 | 92 | 1 | 03/17/2026 | ☆ |
| 24596 | Stream Financial Advice Llc CRD 327449 | Wealth Manager · Boutique (under $100M) | $13.5M | 28 | 28 | 1 | 04/10/2026 | ☆ | |
| 24597 | Evenkiehl, Llc CRD 314795 | Wealth Manager · Boutique (under $100M) | $13.5M | 30 | 109 | 1 | 02/17/2026 | ☆ | |
| 24598 | Fiduciary Tactical Strategies, Inc. CRD 110723 | Chesterfield, MO | Wealth Manager · Boutique (under $100M) | $13.4M | 107 | 132 | 2 | 03/27/2026 | ☆ |
| 24599 | Shareks, Llc CRD 144822 | Wealth Manager · Boutique (under $100M) | $13.4M | 17 | 41 | 1 | 02/27/2026 | ☆ | |
| 24600 | Harmonic Capital, Llc CRD 335516 | Mutual Fund / Asset Manager · Boutique (under $100M) | $13.4M | 1 | 1 | 6 | 06/18/2026 | ☆ |