AUMdb
FF

First Financial Strategies Inc

State-registered Wealth Manager · Boutique (under $100M) CRD 110467 · SEC file 801-41216 · Phoenix, AZ
☆ Save with Pro ADV data as of Dec 12, 2024
Regulatory AUM
$13.3M
Discretionary
$0
Clients
3
Avg AUM / client
$4.4M
Accounts
9
Employees
2

AUM over time

$13.3M $18.3M
Mar 30, 2012 Dec 12, 2024

Reported AUM from Form ADV filings, plotted by filing date · as of Dec 12, 2024

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 1 $338K 2.54%
High net worth individuals 2 $13.0M 97.5%

People (2)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
James Robert Barrons President/Ceo Jul 1988 (38y) 75% or more
Gallett, Kyle, Randel Vice President/Chief Compliance Officer Jan 2005 (22y) 25% – 50%

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 12/12/2024 1.07 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Portfolio management for individuals/small businesses
  • Selection of other advisers
  • Other services

Custody

Firm reports it does not have custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Dec 12, 2024.

View current Form ADV (SEC/IAPD) ↗