Investment advisers
45,247 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 24251 | Mighty Oak Management Llc CRD 127645 | Wealth Manager · Boutique (under $100M) | $15.0M | 45 | 60 | 3 | 03/29/2026 | ☆ | |
| 24252 | Neuse River Capital, Llc CRD 156343 | Wealth Manager · Boutique (under $100M) | $15.0M | 21 | 51 | 1 | 02/12/2026 | ☆ | |
| 24253 | Northbrook Financial Group, Llc CRD 130864 | Auburn, CA | Wealth Manager · Boutique (under $100M) | $15.0M | 21 | 21 | 1 | 01/12/2026 | ☆ |
| 24254 | Playbook Advisory Group, Llc CRD 316085 | Wealth Manager · Boutique (under $100M) | $15.0M | 13 | 15 | 1 | 02/10/2026 | ☆ | |
| 24255 | Pointe Equity Partners Llc CRD 151379 | Wealth Manager · Boutique (under $100M) | $15.0M | 20 | 20 | 1 | 06/04/2025 | ☆ | |
| 24256 | Prestonwood Capital Management, Llc CRD 175138 | Plano, TX | Wealth Manager · Boutique (under $100M) | $15.0M | 18 | 17 | 1 | 02/06/2025 | ☆ |
| 24257 | Principled Advisors, Inc. CRD 323468 | Wealth Manager · Boutique (under $100M) | $15.0M | 150 | 110 | 1 | 03/31/2026 | ☆ | |
| 24258 | Pro Tax Financial Services, Llc CRD 124634 | Mesa, AZ | Wealth Manager · Boutique (under $100M) | $15.0M | 110 | 110 | 7 | 12/02/2025 | ☆ |
| 24259 | Redwood Financial Advisors, Inc CRD 119798 | San Rafael, CA | Wealth Manager · Boutique (under $100M) | $15.0M | 9 | 9 | 1 | 10/09/2026 | ☆ |
| 24260 | Roventini Financial Services, Inc CRD 142079 | New City, NY | Wealth Manager · Boutique (under $100M) | $15.0M | 40 | 50 | 1 | 01/26/2022 | ☆ |
| 24261 | Softwealth Llc CRD 175315 | Wealth Manager · Boutique (under $100M) | $15.0M | 21 | 25 | 1 | 01/30/2026 | ☆ | |
| 24262 | Swiss American Asset Management, Llc CRD 309852 | Glendale, AZ | Insurance-Affiliated · Boutique (under $100M) | $15.0M | 127 | 191 | 1 | 04/21/2026 | ☆ |
| 24263 | Veterinary Financial Group Llc CRD 311543 | Wealth Manager · Boutique (under $100M) | $15.0M | 99 | 99 | 1 | 02/17/2026 | ☆ | |
| 24264 | Viagem, Llc CRD 140927 | St. Louis, MO | Endowment & Foundation Advisor · Boutique (under $100M) | $15.0M | 8 | 8 | 1 | 03/28/2026 | ☆ |
| 24265 | Voltz Asset Management Inc. CRD 167138 | Wealth Manager · Boutique (under $100M) | $15.0M | 27 | 27 | 1 | 03/03/2026 | ☆ | |
| 24266 | Webb,Darvon James CRD 118733 | Insurance-Affiliated · Boutique (under $100M) | $15.0M | 100 | 100 | 1 | 02/25/2026 | ☆ | |
| 24267 | Focal Point Financial Group, Llc CRD 304505 | Prairie Village, KS | Wealth Manager · Boutique (under $100M) | $15.0M | 68 | 83 | 1 | 02/20/2026 | ☆ |
| 24268 | Armor Wealth Strategies, Llc CRD 330730 | Farmington Hills, MI | Wealth Manager · Boutique (under $100M) | $15.0M | 62 | 69 | 2 | 02/26/2026 | ☆ |
| 24269 | Swartz Advisory Llc CRD 298154 | Wealth Manager · Boutique (under $100M) | $15.0M | 3 | 3 | 1 | 02/23/2026 | ☆ | |
| 24270 | Switzky, Stephen Baker CRD 174445 | Wealth Manager · Boutique (under $100M) | $15.0M | 6 | 7 | 1 | 04/13/2022 | ☆ | |
| 24271 | R5 Capital, Llc CRD 169098 | Wealth Manager · Boutique (under $100M) | $15.0M | 30 | 56 | 1 | 03/25/2026 | ☆ | |
| 24272 | Elevation Haven Financial Llc CRD 315822 | Wealth Manager · Boutique (under $100M) | $15.0M | 14 | 43 | 1 | 03/31/2026 | ☆ | |
| 24273 | Newage Advisors Llc CRD 226514 | Lansing, MI | Wealth Manager · Boutique (under $100M) | $15.0M | 16 | 51 | 1 | 02/23/2026 | ☆ |
| 24274 | Frontier Financial Planning, Llc CRD 291824 | Wealth Manager · Boutique (under $100M) | $15.0M | 23 | 75 | 1 | 02/05/2026 | ☆ | |
| 24275 | Fendz Asset Management, Inc. CRD 144629 | Coral Gables, FL | Insurance-Affiliated · Boutique (under $100M) | $15.0M | 76 | 119 | 2 | 03/26/2026 | ☆ |
| 24276 | Spring Delta Asset Management, Llc CRD 307539 | New York, NY | Wealth Manager · Boutique (under $100M) | $14.9M | 56 | 95 | 1 | 10/07/2026 | ☆ |
| 24277 | Lgm Capital Management Llc CRD 283872 | Phoenix, AZ | Mutual Fund / Asset Manager · Boutique (under $100M) | $14.9M | 1 | 1 | 2 | 03/25/2026 | ☆ |
| 24278 | Ivan Capital Management, Inc. CRD 114133 | Wealth Manager · Boutique (under $100M) | $14.9M | 9 | 9 | 1 | 07/24/2026 | ☆ | |
| 24279 | Sentinel Investment Planning, Llc CRD 283903 | Wealth Manager · Boutique (under $100M) | $14.9M | 3 | 4 | 1 | 06/24/2026 | ☆ | |
| 24280 | Valor Wealth Management Llc CRD 285936 | Wealth Manager · Boutique (under $100M) | $14.9M | 40 | 40 | 1 | 03/30/2026 | ☆ | |
| 24281 | Lazarow Wealth Management, Llc CRD 286172 | Tucson, AZ | Wealth Manager · Boutique (under $100M) | $14.9M | 43 | 85 | 1 | 03/26/2026 | ☆ |
| 24282 | Pacific Landfall Llc CRD 285135 | Wealth Manager · Boutique (under $100M) | $14.9M | 125 | 125 | 2 | 02/26/2026 | ☆ | |
| 24283 | Bluering Advisors, Inc CRD 316034 | Wealth Manager · Boutique (under $100M) | $14.9M | 31 | 31 | 2 | 03/12/2026 | ☆ | |
| 24284 | Class Vi Ventures, Llc CRD 328904 | Denver, CO | Private Fund Manager · Boutique (under $100M) | $14.9M | 1 | 1 | 3 | 03/03/2026 | ☆ |
| 24285 | Bfa Wealth Management, Llc CRD 241793 | Wealth Manager · Boutique (under $100M) | $14.9M | 29 | 57 | 1 | 09/10/2026 | ☆ | |
| 24286 | Elle Investment Group Llc CRD 310082 | Greensburg, PA | Wealth Manager · Boutique (under $100M) | $14.9M | 80 | 100 | 1 | 03/31/2026 | ☆ |
| 24287 | Ross, David Lloyd CRD 157627 | Insurance-Affiliated · Boutique (under $100M) | $14.9M | 80 | 80 | 2 | 02/27/2026 | ☆ | |
| 24288 | Vinkemulder Financial L.L.C. CRD 122805 | Wealth Manager · Boutique (under $100M) | $14.9M | 22 | 1 | 11/18/2024 | ☆ | ||
| 24289 | Global Special Situations Research Co. Inc. CRD 174812 | New York, NY | Wealth Manager · Boutique (under $100M) | $14.9M | 7 | 7 | 1 | 03/26/2026 | ☆ |
| 24290 | Beanstox Inc. CRD 291957 | Montreal, Quebec | Wealth Manager · Boutique (under $100M) | $14.9M | 10,048 | 20,295 | 7 | 08/06/2026 | ☆ |
| 24291 | A5 Financial Llc CRD 334313 | Bothell, WA | Wealth Manager · Boutique (under $100M) | $14.9M | 16 | 31 | 2 | 09/22/2026 | ☆ |
| 24292 | Grimaldi Investment Services, Llc CRD 121646 | Wealth Manager · Boutique (under $100M) | $14.8M | 22 | 22 | 1 | 02/05/2026 | ☆ | |
| 24293 | Sweetgum Laboratories Llc CRD 304783 | Wealth Manager · Boutique (under $100M) | $14.8M | 73 | 124 | 1 | 01/14/2026 | ☆ | |
| 24294 | Estee Advisors Llc CRD 317094 | Short Hills, NJ | Private Fund Manager · Boutique (under $100M) | $14.8M | 3 | 3 | 3 | 06/28/2026 | ☆ |
| 24295 | 80 Rods Advisors Llc CRD 332877 | Wealth Manager · Boutique (under $100M) | $14.8M | 34 | 1 | 03/23/2026 | ☆ | ||
| 24296 | Melberth Enterprises Llc CRD 309657 | Sarasota, FL | Wealth Manager · Boutique (under $100M) | $14.8M | 48 | 93 | 1 | 03/05/2026 | ☆ |
| 24297 | Fhwv Financial Llc CRD 146046 | Los Alamitos, CA | Institutional / Pension Advisor · Boutique (under $100M) | $14.8M | 27 | 27 | 4 | 02/27/2026 | ☆ |
| 24298 | Fiduciary Organization, Llc CRD 325661 | Greenville, SC | Wealth Manager · Boutique (under $100M) | $14.8M | 79 | 161 | 3 | 08/14/2026 | ☆ |
| 24299 | John Nuckel Llc CRD 309253 | Wealth Manager · Boutique (under $100M) | $14.8M | 6 | 3 | 1 | 03/07/2025 | ☆ | |
| 24300 | Azalea Wealth Management Llc CRD 307567 | Wealth Manager · Boutique (under $100M) | $14.8M | 35 | 75 | 1 | 10/14/2025 | ☆ |