Investment advisers
45,229 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 23601 | Shealy Wealth Advisory Llc CRD 310488 | Boca Raton, FL | Wealth Manager · Boutique (under $100M) | $18.3M | 151 | 151 | 2 | 05/07/2026 | ☆ |
| 23602 | Oakgrowth Wealth Management Llc CRD 311604 | Pasadena, CA | Wealth Manager · Boutique (under $100M) | $18.3M | 53 | 53 | 1 | 05/29/2026 | ☆ |
| 23603 | 401(k) Certified Independent Investment Advisors, Llc CRD 151123 | Boca Raton, FL | Insurance-Affiliated · Boutique (under $100M) | $18.3M | 21 | 46 | 1 | 06/18/2026 | ☆ |
| 23604 | Impassioned Wealth Management Ltd CRD 139264 | Wealth Manager · Boutique (under $100M) | $18.3M | 35 | 35 | 1 | 01/15/2026 | ☆ | |
| 23605 | Heritage Drive Wealth Management Llc CRD 307757 | Wealth Manager · Boutique (under $100M) | $18.3M | 20 | 51 | 1 | 01/16/2026 | ☆ | |
| 23606 | Main Street Financial Group Llc CRD 334392 | Atlanta, GA | Wealth Manager · Boutique (under $100M) | $18.3M | 65 | 74 | 3 | 07/30/2026 | ☆ |
| 23607 | Lake Effect Wealth Llc CRD 306464 | Wealth Manager · Boutique (under $100M) | $18.3M | 12 | 43 | 1 | 03/30/2026 | ☆ | |
| 23608 | Alpha Investment Management, Inc. CRD 124313 | Wealth Manager · Boutique (under $100M) | $18.2M | 12 | 13 | 1 | 03/25/2026 | ☆ | |
| 23609 | Gillette Philip Edward CRD 131088 | Insurance-Affiliated · Boutique (under $100M) | $18.2M | 40 | 40 | 1 | 06/16/2026 | ☆ | |
| 23610 | Taylor, Nigel Brian CRD 122944 | Insurance-Affiliated · Boutique (under $100M) | $18.2M | 14 | 24 | 1 | 02/28/2026 | ☆ | |
| 23611 | Wealth Guardian Advisory, Pllc CRD 153483 | Gilbert, AZ | Insurance-Affiliated · Boutique (under $100M) | $18.2M | 69 | 69 | 2 | 01/26/2026 | ☆ |
| 23612 | Mckenna & Sullivan Inc CRD 120366 | Southampton, PA | Wealth Manager · Boutique (under $100M) | $18.2M | 27 | 27 | 1 | 10/11/2023 | ☆ |
| 23613 | Klaraos, Llc CRD 115044 | Reno, NV | Private Fund Manager · Boutique (under $100M) | $18.2M | 34 | 34 | 1 | 02/10/2026 | ☆ |
| 23614 | Michael G. Orf CRD 134163 | Wealth Manager · Boutique (under $100M) | $18.2M | 15 | 68 | 1 | 01/05/2026 | ☆ | |
| 23615 | Esoteric Wealth Partners Llc CRD 168497 | Edmond, OK | Wealth Manager · Boutique (under $100M) | $18.2M | 49 | 93 | 1 | 03/30/2026 | ☆ |
| 23616 | Abacus Investment Advisors, Inc. CRD 147556 | Salt Lake City, UT | Wealth Manager · Boutique (under $100M) | $18.2M | 29 | 65 | 1 | 02/11/2026 | ☆ |
| 23617 | Optimum Wealth Management, Llc CRD 282421 | Wealth Manager · Boutique (under $100M) | $18.2M | 21 | 66 | 1 | 02/24/2026 | ☆ | |
| 23618 | Preakness Retirement Advisors, Llc CRD 133811 | Insurance-Affiliated · Boutique (under $100M) | $18.2M | 7 | 7 | 1 | 03/23/2026 | ☆ | |
| 23619 | Wade Management Llc CRD 157268 | Wealth Manager · Boutique (under $100M) | $18.2M | 49 | 49 | 1 | 01/12/2026 | ☆ | |
| 23620 | Breakforth Investment Management, Inc. CRD 121540 | Wealth Manager · Boutique (under $100M) | $18.2M | 25 | 25 | 1 | 03/31/2026 | ☆ | |
| 23621 | Teacher Wealth, Llc CRD 309400 | Wealth Manager · Boutique (under $100M) | $18.2M | 68 | 212 | 1 | 03/18/2026 | ☆ | |
| 23622 | Wealthmark, Inc. CRD 283600 | Wealth Manager · Boutique (under $100M) | $18.2M | 20 | 41 | 1 | 03/17/2026 | ☆ | |
| 23623 | Homestead Financial Llc CRD 306371 | Wealth Manager · Boutique (under $100M) | $18.2M | 23 | 23 | 1 | 03/24/2026 | ☆ | |
| 23624 | Long Planning, Llc CRD 323443 | Geneva, IL | Wealth Manager · Boutique (under $100M) | $18.2M | 38 | 197 | 1 | 03/26/2026 | ☆ |
| 23625 | Cumberland Hill Capital Management Llc CRD 142227 | Dallas, TX | Private Fund Manager · Boutique (under $100M) | $18.2M | 1 | 1 | 2 | 03/09/2026 | ☆ |
| 23626 | Mackwani & Associates Wealth Management, Llc CRD 299284 | Insurance-Affiliated · Boutique (under $100M) | $18.1M | 98 | 150 | 6 | 09/22/2026 | ☆ | |
| 23627 | Safe Harbor Investment Advisors, Llc CRD 145916 | Wealth Manager · Boutique (under $100M) | $18.1M | 16 | 22 | 1 | 01/28/2026 | ☆ | |
| 23628 | Endurance Financial Group L.L.C. CRD 310307 | St. Paul, MN | Wealth Manager · Boutique (under $100M) | $18.1M | 21 | 55 | 2 | 03/23/2026 | ☆ |
| 23629 | Harper Capital Management, Ltd. CRD 130229 | Cold Spring, NY | Wealth Manager · Boutique (under $100M) | $18.1M | 28 | 39 | 1 | 12/26/2025 | ☆ |
| 23630 | Straitgate Financial L.L.C. CRD 124798 | Wealth Manager · Boutique (under $100M) | $18.1M | 43 | 131 | 2 | 01/23/2026 | ☆ | |
| 23631 | Castaneda Financial Management Llc CRD 332892 | Wealth Manager · Boutique (under $100M) | $18.1M | 16 | 46 | 1 | 01/21/2026 | ☆ | |
| 23632 | Etf Model Solutions, Llc CRD 168410 | Appleton, WI | Wealth Manager · Boutique (under $100M) | $18.1M | 108 | 220 | 14 | 08/27/2026 | ☆ |
| 23633 | Vodicka Group, Inc. CRD 150994 | Wealth Manager · Boutique (under $100M) | $18.1M | 49 | 74 | 1 | 01/22/2026 | ☆ | |
| 23634 | Raise Financial Advisors Llc CRD 311515 | Wealth Manager · Boutique (under $100M) | $18.1M | 50 | 171 | 1 | 01/28/2026 | ☆ | |
| 23635 | New Street Advisors Group Llc CRD 305687 | Wealth Manager · Boutique (under $100M) | $18.1M | 510 | 835 | 1 | 06/09/2026 | ☆ | |
| 23636 | Stein Financial Llc CRD 319712 | Destin, FL | Wealth Manager · Boutique (under $100M) | $18.1M | 16 | 35 | 1 | 08/20/2026 | ☆ |
| 23637 | Brsquared L.L.C. CRD 299063 | Wealth Manager · Boutique (under $100M) | $18.1M | 14 | 37 | 2 | 03/20/2026 | ☆ | |
| 23638 | Sg Retirement Planning Llc CRD 334710 | Henderson, NV | Wealth Manager · Boutique (under $100M) | $18.1M | 50 | 88 | 2 | 06/08/2026 | ☆ |
| 23639 | Raton, Llc CRD 290027 | Fishers, IN | Wealth Manager · Boutique (under $100M) | $18.1M | 34 | 1 | 03/18/2026 | ☆ | |
| 23640 | Sparrow Advisors, Llc CRD 327087 | Dallas, TX | Insurance-Affiliated · Boutique (under $100M) | $18.1M | 12 | 3 | 03/17/2026 | ☆ | |
| 23641 | Signal Financial Planning, Llc CRD 222516 | Wealth Manager · Boutique (under $100M) | $18.1M | 28 | 55 | 1 | 03/08/2026 | ☆ | |
| 23642 | Profolio Investments, Inc. CRD 173241 | Wealth Manager · Boutique (under $100M) | $18.1M | 25 | 83 | 1 | 03/25/2026 | ☆ | |
| 23643 | Yaish Financial Services Llc CRD 269856 | Bergenfield, NJ | Wealth Manager · Boutique (under $100M) | $18.0M | 53 | 53 | 1 | 02/25/2026 | ☆ |
| 23644 | Peakview Strategies, Llc CRD 318488 | Wealth Manager · Boutique (under $100M) | $18.0M | 25 | 81 | 1 | 09/10/2026 | ☆ | |
| 23645 | Belinda Leslie A Registered Investment Adviser, Inc. CRD 123702 | Wealth Manager · Boutique (under $100M) | $18.0M | 24 | 24 | 1 | 03/19/2026 | ☆ | |
| 23646 | The Healy Group Llc CRD 33062 | Wealth Manager · Boutique (under $100M) | $18.0M | 5 | 9 | 2 | 03/30/2026 | ☆ | |
| 23647 | Hunter Investment Services Llc CRD 333760 | Wealth Manager · Boutique (under $100M) | $18.0M | 34 | 103 | 1 | 03/06/2026 | ☆ | |
| 23648 | Atherton Investment Management , Llc CRD 154373 | Wealth Manager · Boutique (under $100M) | $18.0M | 19 | 38 | 1 | 02/02/2026 | ☆ | |
| 23649 | Lemuel James Financial, Llc CRD 162212 | Wealth Manager · Boutique (under $100M) | $18.0M | 162 | 205 | 1 | 05/15/2026 | ☆ | |
| 23650 | Worthynest Llc CRD 284872 | Wealth Manager · Boutique (under $100M) | $18.0M | 23 | 97 | 1 | 03/17/2026 | ☆ |