Etf Model Solutions, Llc
- Regulatory AUM
- $18.1M
- Discretionary
- $18.1M
- Clients
- 108
- Avg AUM / client
- $168K
- Accounts
- 220
- Employees
- 14
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 93 | $6.9M | 38.2% |
| High net worth individuals | 12 | $5.9M | 32.5% |
| Pension and profit sharing plans | 2 | $5.3M | 29.3% |
| Other investment advisers | 1 | $0 | — |
People (17)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Gehl, Paul, Othmar | Member | Feb 2000 (27y) | ≈ 3.75% – 10% via Othmar Group, Llc | |
| Rice, Larry, Lee | Trustee | Dec 2012 (14y) | ≈ 5% – 18.75% via Larry L. Rice And Nancy E. Rice Joint Revocable Living Trust | |
| Rice, Nancy, Eileen | Trustee | Dec 2012 (14y) | ≈ 5% – 18.75% via Larry L. Rice And Nancy E. Rice Joint Revocable Living Trust | |
| Prateek Nmn Mehrotra | Managing Member, Chief Investment Officer | CFA | May 2013 (13y) | 10% – 25% |
| Robert Louis Riedl | Managing Member, Chief Compliance Officer | CFP | May 2013 (13y) | 10% – 25% |
| Thiel, Todd, Charles | Member | Nov 2013 (13y) | ≈ 7.5% – 25% via 0913, Llc | |
| Orth, Wendy, Stephenson | Member | Dec 2015 (11y) | 5% – 10% | |
| Stephenson, Roland, Glen | Limited Partner | Dec 2021 (5y) | ≈ 1.25% – 5% via Stephenson Family Limited Partnership Lp | |
| Stephenson, Sue, Ellen | Limited Partner | Dec 2021 (5y) | ≈ 1.25% – 5% via Stephenson Family Limited Partnership Lp | |
| Timothy Joseph Landolt | Registered representative | Jul 2014 (12y) | ||
| Samuel Benjamin Moore | Registered representative | CFP | Sep 2018 (8y) | |
| Jamie Richard Brown | Registered representative | CFA | Sep 2018 (8y) | |
| Evan Matthew Kubiak | Registered representative | CFP | Jan 2023 (4y) | |
| Michael J Rottier | Registered representative | CFP | Jan 2023 (4y) | |
| John David Weninger | Registered representative | CFP | Jan 2025 (2y) | |
| Benjamin Peter Gilkay | Registered representative | Jan 2025 (2y) | ||
| Cole James Fleischmann | Registered representative | Apr 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| 0913, Llc | Member | Sep 2013 | A | 10% – 25% |
| Larry L. Rice And Nancy E. Rice Joint Revocable Living Trust | Member | May 2016 | A | 10% – 25% |
| Othmar Group, Llc | Member | Sep 2014 | A | 5% – 10% |
| Stephenson Family Limited Partnership Lp | Shareholder | Dec 2021 | A | 5% – 10% |
Undisclosed: 0% – 45% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Gehl, Paul, Othmar: 75% – 100% of Othmar Group, Llc × 5% – 10% direct ≈ 3.75% – 10% of the firm
- Rice, Larry, Lee: 50% – 75% of Larry L. Rice And Nancy E. Rice Joint Revocable Living Trust × 10% – 25% direct ≈ 5% – 18.75% of the firm
- Rice, Nancy, Eileen: 50% – 75% of Larry L. Rice And Nancy E. Rice Joint Revocable Living Trust × 10% – 25% direct ≈ 5% – 18.75% of the firm
- Thiel, Todd, Charles: 75% – 100% of 0913, Llc × 10% – 25% direct ≈ 7.5% – 25% of the firm
- Stephenson, Roland, Glen: 25% – 50% of Stephenson Family Limited Partnership Lp × 5% – 10% direct ≈ 1.25% – 5% of the firm
- Stephenson, Sue, Ellen: 25% – 50% of Stephenson Family Limited Partnership Lp × 5% – 10% direct ≈ 1.25% – 5% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.16 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Other fees
- • LICENSE FEES
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Other services
Custody
Reported custodians
- Mtg, Llc $12.8M (71% of AUM) Mar 2026
- Mid Atlantic Trust Company $5.4M (30% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗