Investment advisers
44,621 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 23551 | North Shore Investment Advisors, Llc CRD 168208 | Neenah, WI | Mutual Fund / Asset Manager · Boutique (under $100M) | $18.0M | 44 | 44 | 1 | 03/28/2026 | ☆ |
| 23552 | Open Square Capital, Llc CRD 175152 | Wealth Manager · Boutique (under $100M) | $18.0M | 5 | 4 | 1 | 05/12/2026 | ☆ | |
| 23553 | Opti Bloom Advisors Llc CRD 299179 | Wealth Manager · Boutique (under $100M) | $18.0M | 23 | 80 | 1 | 04/06/2026 | ☆ | |
| 23554 | Pamela Krueger And Company, Inc. CRD 174001 | Wealth Manager · Boutique (under $100M) | $18.0M | 40 | 87 | 1 | 03/30/2026 | ☆ | |
| 23555 | Pebble Management Group, Llc CRD 151255 | Harahan, LA | Wealth Manager · Boutique (under $100M) | $18.0M | 28 | 74 | 3 | 01/02/2026 | ☆ |
| 23556 | Pk Wealth Advisors, Llc CRD 335676 | Sacramento, CA | Insurance-Affiliated · Boutique (under $100M) | $18.0M | 55 | 65 | 1 | 05/18/2026 | ☆ |
| 23557 | Prentice Investment Management, Llc CRD 293723 | Garrison, NY | Wealth Manager · Boutique (under $100M) | $18.0M | 32 | 32 | 1 | 02/20/2026 | ☆ |
| 23558 | Qria, Inc. CRD 324506 | Investment Adviser · Boutique (under $100M) | $18.0M | 16 | 50 | 1 | 08/03/2026 | ☆ | |
| 23559 | Rapid Scale Llc CRD 318269 | Private Fund Manager · Boutique (under $100M) | $18.0M | 11 | 11 | 1 | 02/17/2026 | ☆ | |
| 23560 | Rora Wealth, Inc. CRD 297568 | Atlanta, GA | Wealth Manager · Boutique (under $100M) | $18.0M | 38 | 124 | 1 | 03/31/2026 | ☆ |
| 23561 | Ruckel, Horace Anthony CRD 171403 | Denver, CO | Wealth Manager · Boutique (under $100M) | $18.0M | 11 | 11 | 1 | 04/08/2026 | ☆ |
| 23562 | Rwf Wealth Management Llc CRD 304320 | Wealth Manager · Boutique (under $100M) | $18.0M | 51 | 51 | 1 | 02/23/2026 | ☆ | |
| 23563 | Solid Rock Capital Management, Llc CRD 316097 | Wealth Manager · Boutique (under $100M) | $18.0M | 18 | 35 | 1 | 04/08/2026 | ☆ | |
| 23564 | Walbert Capital Management, Llc CRD 119439 | New Canaan, CT | Private Fund Manager · Boutique (under $100M) | $18.0M | 2 | 2 | 1 | 02/20/2025 | ☆ |
| 23565 | Capital Trust And Associates Llc CRD 168455 | Insurance-Affiliated · Boutique (under $100M) | $18.0M | 101 | 172 | 2 | 03/31/2026 | ☆ | |
| 23566 | Entirement Financial Planning Llc CRD 330359 | Wealth Manager · Boutique (under $100M) | $18.0M | 13 | 46 | 1 | 03/24/2026 | ☆ | |
| 23567 | Thistle Wealth Llc CRD 334724 | Corvallis, OR | Wealth Manager · Boutique (under $100M) | $18.0M | 11 | 48 | 1 | 01/22/2026 | ☆ |
| 23568 | Tbcpa, Inc. CRD 174017 | Wealth Manager · Boutique (under $100M) | $18.0M | 32 | 32 | 1 | 03/31/2026 | ☆ | |
| 23569 | Elder,Randolph,Alan CRD 128903 | Loomis, CA | Insurance-Affiliated · Boutique (under $100M) | $18.0M | 30 | 78 | 1 | 02/13/2026 | ☆ |
| 23570 | Poxono Capital Llc CRD 331470 | Wealth Manager · Boutique (under $100M) | $18.0M | 50 | 82 | 4 | 03/26/2026 | ☆ | |
| 23571 | Kriczky Wealth Management Llc CRD 324816 | Wealth Manager · Boutique (under $100M) | $17.9M | 15 | 14 | 1 | 05/26/2026 | ☆ | |
| 23572 | Taevestment Llc CRD 160412 | Gardena, CA | Insurance-Affiliated · Boutique (under $100M) | $17.9M | 37 | 37 | 1 | 01/12/2026 | ☆ |
| 23573 | Halley Hill Wealth Management Llc CRD 309507 | Perry, GA | Insurance-Affiliated · Boutique (under $100M) | $17.9M | 15 | 41 | 1 | 01/22/2026 | ☆ |
| 23574 | Gilbert Investment Management Inc CRD 290936 | Boston, MA | Wealth Manager · Boutique (under $100M) | $17.9M | 54 | 54 | 2 | 06/23/2026 | ☆ |
| 23575 | Global Wealth, Llc CRD 321775 | Wealth Manager · Boutique (under $100M) | $17.9M | 50 | 97 | 1 | 06/10/2026 | ☆ | |
| 23576 | W Wealth Advisors Llc CRD 154423 | Gilbert, AZ | Wealth Manager · Boutique (under $100M) | $17.9M | 101 | 238 | 1 | 01/19/2026 | ☆ |
| 23577 | The Inspired Network Wealth Advisory Llc CRD 333122 | Highlands, NJ | Wealth Manager · Boutique (under $100M) | $17.9M | 48 | 85 | 2 | 03/19/2026 | ☆ |
| 23578 | Galloway Asset Management Llc CRD 141091 | Mesa, AZ | Wealth Manager · Boutique (under $100M) | $17.9M | 74 | 76 | 31 | 06/26/2026 | ☆ |
| 23579 | American European Asset Management Llc CRD 149185 | Endowment & Foundation Advisor · Boutique (under $100M) | $17.9M | 7 | 6 | 1 | 03/30/2026 | ☆ | |
| 23580 | C. E. Skowrup & Co. CRD 108456 | Wealth Manager · Boutique (under $100M) | $17.9M | 8 | 8 | 3 | 03/13/2026 | ☆ | |
| 23581 | Towne Investments Llc CRD 125306 | Wealth Manager · Boutique (under $100M) | $17.9M | 32 | 71 | 1 | 02/06/2026 | ☆ | |
| 23582 | Grayeli Inc CRD 115557 | Insurance-Affiliated · Boutique (under $100M) | $17.9M | 26 | 73 | 1 | 01/05/2026 | ☆ | |
| 23583 | Haslet Advisors, Llc CRD 166034 | Wealth Manager · Boutique (under $100M) | $17.9M | 15 | 16 | 1 | 03/09/2026 | ☆ | |
| 23584 | Green Mountain Planning CRD 297295 | Lakewood, CO | Wealth Manager · Boutique (under $100M) | $17.9M | 22 | 90 | 1 | 03/17/2026 | ☆ |
| 23585 | Milestone Consultants, Inc. CRD 286406 | Institutional / Pension Advisor · Boutique (under $100M) | $17.9M | 6 | 9 | 1 | 01/07/2026 | ☆ | |
| 23586 | Mvm Advisors, Llc CRD 152960 | Institutional / Pension Advisor · Boutique (under $100M) | $17.8M | 16 | 16 | 1 | 03/21/2025 | ☆ | |
| 23587 | Maguire Stewardship Partners, Llc CRD 309782 | Wealth Manager · Boutique (under $100M) | $17.8M | 96 | 241 | 1 | 03/13/2026 | ☆ | |
| 23588 | Mainwall Investment Management, Llc CRD 156091 | Wealth Manager · Boutique (under $100M) | $17.8M | 11 | 28 | 1 | 03/26/2026 | ☆ | |
| 23589 | Lulla Wealth Financial, Llc CRD 310592 | Vero Beach, FL | Wealth Manager · Boutique (under $100M) | $17.8M | 77 | 134 | 1 | 03/27/2026 | ☆ |
| 23590 | Boundless Advice Llc CRD 289915 | Wealth Manager · Boutique (under $100M) | $17.8M | 12 | 60 | 1 | 03/18/2026 | ☆ | |
| 23591 | Sun Valley Advisors, Inc. CRD 118914 | Wealth Manager · Boutique (under $100M) | $17.8M | 29 | 39 | 1 | 03/16/2026 | ☆ | |
| 23592 | Spendes1, Llc CRD 334095 | Insurance-Affiliated · Boutique (under $100M) | $17.8M | 80 | 123 | 2 | 01/26/2026 | ☆ | |
| 23593 | Hp Wealth Management Llc CRD 330115 | Laramie, WY | Wealth Manager · Boutique (under $100M) | $17.8M | 13 | 17 | 3 | 03/11/2026 | ☆ |
| 23594 | Hemispheres Investment Management, Inc. CRD 171681 | Wealth Manager · Boutique (under $100M) | $17.8M | 66 | 81 | 2 | 03/23/2026 | ☆ | |
| 23595 | Sapphire Financial Strategies, L.L.C. CRD 296926 | Missoula, MT | Wealth Manager · Boutique (under $100M) | $17.8M | 77 | 197 | 1 | 02/03/2026 | ☆ |
| 23596 | Convexbeta Investments, Llc CRD 298019 | Wealth Manager · Boutique (under $100M) | $17.8M | 10 | 26 | 1 | 03/31/2026 | ☆ | |
| 23597 | Hot Springs Asset Management, Inc. CRD 144745 | Hot Springs Village, AR | Wealth Manager · Boutique (under $100M) | $17.8M | 49 | 53 | 2 | 03/30/2026 | ☆ |
| 23598 | Five Keys Private Advisors Llc CRD 335228 | Dallas, TX | Wealth Manager · Boutique (under $100M) | $17.7M | 12 | 20 | 2 | 03/25/2026 | ☆ |
| 23599 | Bloom Investment Advisors, Llc CRD 317405 | San Francisco, CA | Wealth Manager · Boutique (under $100M) | $17.7M | 71,486 | 71,486 | 6 | 03/31/2026 | ☆ |
| 23600 | Financial Staples, Llc CRD 284652 | Wealth Manager · Boutique (under $100M) | $17.7M | 21 | 78 | 1 | 02/25/2026 | ☆ |