Investment advisers
45,229 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 23501 | The Retirement Specialist Of Central Ohio, Llc CRD 173810 | Newark, OH | Insurance-Affiliated · Boutique (under $100M) | $18.8M | 115 | 176 | 3 | 09/08/2026 | ☆ |
| 23502 | Rain Dog Llc CRD 328633 | Bellevue, WA | Wealth Manager · Boutique (under $100M) | $18.8M | 7 | 43 | 1 | 05/18/2026 | ☆ |
| 23503 | Longest & Young, Llc CRD 166016 | Knoxville, TN | Wealth Manager · Boutique (under $100M) | $18.8M | 104 | 166 | 2 | 08/24/2026 | ☆ |
| 23504 | Otium Advisory Group, Llc CRD 285173 | Wealth Manager · Boutique (under $100M) | $18.8M | 25 | 25 | 1 | 03/03/2026 | ☆ | |
| 23505 | X And Y Advisors, Inc. CRD 287715 | El Segundo, CA | Wealth Manager · Boutique (under $100M) | $18.8M | 17 | 75 | 2 | 03/31/2026 | ☆ |
| 23506 | Ryan Heritage, Llp CRD 317097 | Saddle Brook, NJ | Mutual Fund / Asset Manager · Boutique (under $100M) | $18.8M | 1 | 6 | 7 | 03/27/2026 | ☆ |
| 23507 | Lifepoint Financial Design Llc CRD 321153 | Salt Lake City, UT | Wealth Manager · Boutique (under $100M) | $18.8M | 77 | 75 | 1 | 03/18/2026 | ☆ |
| 23508 | Mld Investment Advisory, Inc. CRD 118571 | Henderson, NV | Insurance-Affiliated · Boutique (under $100M) | $18.8M | 12 | 32 | 1 | 02/16/2026 | ☆ |
| 23509 | Public Advisors Llc CRD 318234 | New York, NY | Wealth Manager · Boutique (under $100M) | $18.8M | 4,521 | 4,521 | 44 | 03/29/2026 | ☆ |
| 23510 | Ruda Financial Llc CRD 336179 | Wealth Manager · Boutique (under $100M) | $18.8M | 8 | 1 | 03/24/2026 | ☆ | ||
| 23511 | Migh Financial Planner, Llc CRD 283067 | Wealth Manager · Boutique (under $100M) | $18.8M | 13 | 40 | 1 | 06/11/2026 | ☆ | |
| 23512 | Andante Financial, Llc CRD 318656 | Burlington, MA | Wealth Manager · Boutique (under $100M) | $18.8M | 21 | 69 | 1 | 03/25/2026 | ☆ |
| 23513 | Swanson, Paul Wayne CRD 285416 | Wealth Manager · Boutique (under $100M) | $18.8M | 18 | 1 | 01/22/2026 | ☆ | ||
| 23514 | Fiduciary Trust Private Wealth Counsel Llc CRD 318579 | Springfield, MO | Wealth Manager · Boutique (under $100M) | $18.7M | 69 | 67 | 2 | 10/02/2026 | ☆ |
| 23515 | Hwm Wealth Management Llc CRD 333763 | Atlanta, GA | Wealth Manager · Boutique (under $100M) | $18.7M | 8 | 28 | 1 | 03/18/2026 | ☆ |
| 23516 | Netherby Advisors Llc CRD 148827 | Wealth Manager · Boutique (under $100M) | $18.7M | 21 | 45 | 2 | 03/25/2026 | ☆ | |
| 23517 | Wallick Wealth Management Llc CRD 329638 | Wealth Manager · Boutique (under $100M) | $18.7M | 15 | 58 | 1 | 03/19/2026 | ☆ | |
| 23518 | Visual Approach Llc CRD 337305 | Wealth Manager · Boutique (under $100M) | $18.7M | 0 | 10 | 1 | 03/08/2026 | ☆ | |
| 23519 | Olive Tree Ridge Investment Advisors CRD 305098 | Wealth Manager · Boutique (under $100M) | $18.7M | 10 | 15 | 1 | 07/13/2026 | ☆ | |
| 23520 | The Fiscal Fitness Company, Inc. CRD 140768 | Insurance-Affiliated · Boutique (under $100M) | $18.7M | 74 | 74 | 1 | 09/21/2026 | ☆ | |
| 23521 | Deliberate Finances, Llc CRD 285661 | Wealth Manager · Boutique (under $100M) | $18.7M | 59 | 98 | 1 | 08/17/2026 | ☆ | |
| 23522 | Azure Financial Advisors Llc CRD 149611 | Wealth Manager · Boutique (under $100M) | $18.7M | 7 | 19 | 1 | 03/23/2026 | ☆ | |
| 23523 | Heffernan & Associates, Inc. CRD 104934 | St Louis, MO | Insurance-Affiliated · Boutique (under $100M) | $18.7M | 20 | 20 | 2 | 02/26/2026 | ☆ |
| 23524 | Sandman Financial Inc. CRD 338989 | Tulsa, OK | Insurance-Affiliated · Boutique (under $100M) | $18.7M | 101 | 101 | 1 | 06/11/2026 | ☆ |
| 23525 | Joel Smith & Associates, Llc CRD 139972 | Atlanta, GA | Insurance-Affiliated · Boutique (under $100M) | $18.7M | 47 | 89 | 1 | 03/26/2026 | ☆ |
| 23526 | Security Financial Advisors,Llc CRD 124107 | Ann Arbor, MI | Wealth Manager · Boutique (under $100M) | $18.7M | 24 | 50 | 1 | 03/23/2026 | ☆ |
| 23527 | Pismo Pacific Financial Services, Llc CRD 166260 | Norman, OK | Wealth Manager · Boutique (under $100M) | $18.7M | 34 | 95 | 1 | 01/27/2026 | ☆ |
| 23528 | Watershed Wealth Management Llc CRD 325405 | Alpena, MI | Insurance-Affiliated · Boutique (under $100M) | $18.7M | 71 | 161 | 1 | 08/21/2026 | ☆ |
| 23529 | Lightcap Financial Group, Llc CRD 334873 | San Diego, CA | Insurance-Affiliated · Boutique (under $100M) | $18.7M | 74 | 189 | 7 | 04/29/2026 | ☆ |
| 23530 | Carson Capital Llc CRD 314563 | Wealth Manager · Boutique (under $100M) | $18.7M | 38 | 179 | 1 | 08/10/2026 | ☆ | |
| 23531 | Market Gauge Asset Management, Llc CRD 194517 | Santa Fe, NM | Wealth Manager · Boutique (under $100M) | $18.7M | 42 | 41 | 9 | 08/13/2026 | ☆ |
| 23532 | Calvert Planning Corporation CRD 124524 | Troy, MI | Wealth Manager · Boutique (under $100M) | $18.7M | 33 | 18 | 1 | 03/10/2026 | ☆ |
| 23533 | Constantia Capital Limited Liability Company CRD 167095 | Lawrenceville, NJ | Wealth Manager · Boutique (under $100M) | $18.7M | 44 | 44 | 2 | 03/30/2026 | ☆ |
| 23534 | Cipriano Wealth Management Llc CRD 312525 | Wealth Manager · Boutique (under $100M) | $18.7M | 27 | 61 | 1 | 03/09/2026 | ☆ | |
| 23535 | Whitford Financial Planning Llc CRD 325988 | Exton, PA | Wealth Manager · Boutique (under $100M) | $18.7M | 19 | 63 | 1 | 09/21/2026 | ☆ |
| 23536 | Adirondack Retirement Strategies Llc CRD 312508 | Wealth Manager · Boutique (under $100M) | $18.7M | 105 | 105 | 1 | 01/21/2026 | ☆ | |
| 23537 | 3 A Financial Group, Llc CRD 156512 | Wealth Manager · Boutique (under $100M) | $18.6M | 26 | 90 | 1 | 04/28/2026 | ☆ | |
| 23538 | Strategic Wealth Management, Llc CRD 150765 | Bend, OR | Insurance-Affiliated · Boutique (under $100M) | $18.6M | 29 | 50 | 1 | 09/15/2025 | ☆ |
| 23539 | Melby Wealth Management, Llc CRD 300147 | Wealth Manager · Boutique (under $100M) | $18.6M | 87 | 263 | 1 | 03/27/2026 | ☆ | |
| 23540 | Black Elm Advisers, Llc CRD 174910 | Wealth Manager · Boutique (under $100M) | $18.6M | 120 | 195 | 3 | 03/30/2026 | ☆ | |
| 23541 | M & I Financial Planning Services CRD 124400 | Wealth Manager · Boutique (under $100M) | $18.6M | 56 | 56 | 2 | 02/26/2026 | ☆ | |
| 23542 | N CRD 299192 | Investment Adviser · Boutique (under $100M) | $18.6M | 2 | 2 | 1 | 03/27/2026 | ☆ | |
| 23543 | Iconic Wealth Management Llc CRD 287846 | Alexandria, VA | Wealth Manager · Boutique (under $100M) | $18.6M | 14 | 50 | 2 | 03/31/2026 | ☆ |
| 23544 | Kairos Asset Advisory, Llc CRD 153218 | Mobile, AL | Wealth Manager · Boutique (under $100M) | $18.6M | 23 | 53 | 1 | 10/10/2023 | ☆ |
| 23545 | John L. Boyle Dba Lennox Financial CRD 132182 | Swampscott, MA | Wealth Manager · Boutique (under $100M) | $18.6M | 27 | 51 | 1 | 02/26/2026 | ☆ |
| 23546 | Fleet Capital Management, Llc CRD 138836 | Wealth Manager · Boutique (under $100M) | $18.6M | 19 | 16 | 1 | 03/09/2026 | ☆ | |
| 23547 | Maciel Wealth Management CRD 297772 | Overland Park, KS | Wealth Manager · Boutique (under $100M) | $18.6M | 170 | 170 | 1 | 02/06/2026 | ☆ |
| 23548 | Morris Group Advisory Service, Inc CRD 121706 | Indianapolis, IN | Wealth Manager · Boutique (under $100M) | $18.6M | 91 | 91 | 1 | 01/27/2026 | ☆ |
| 23549 | Carrack Capital Inc. CRD 322059 | Wealth Manager · Boutique (under $100M) | $18.6M | 4 | 4 | 2 | 07/27/2026 | ☆ | |
| 23550 | Capital Fluency, Llc CRD 306267 | Irvine, CA | Wealth Manager · Boutique (under $100M) | $18.6M | 31 | 26 | 1 | 03/01/2026 | ☆ |