Investment advisers
45,229 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 23451 | Proactive Financial Solutions 360, Llc CRD 304440 | North Attleboro, MA | Wealth Manager · Boutique (under $100M) | $19.1M | 53 | 168 | 7 | 07/15/2026 | ☆ |
| 23452 | Mike Wolters & Associates, Ltd. CRD 113994 | Wealth Manager · Boutique (under $100M) | $19.0M | 75 | 75 | 3 | 03/27/2026 | ☆ | |
| 23453 | Norris Wealth Management, Llc CRD 157800 | Institutional / Pension Advisor · Boutique (under $100M) | $19.0M | 34 | 34 | 1 | 07/07/2023 | ☆ | |
| 23454 | Crystal Brook Advisors Llc CRD 172315 | Insurance-Affiliated · Boutique (under $100M) | $19.0M | 50 | 50 | 1 | 03/30/2026 | ☆ | |
| 23455 | Beverly Hills Capital Management Llc CRD 164142 | Wealth Manager · Boutique (under $100M) | $19.0M | 43 | 43 | 1 | 03/19/2026 | ☆ | |
| 23456 | Stronghaven Capital Llc CRD 331659 | Denver, CO | Wealth Manager · Boutique (under $100M) | $19.0M | 35 | 1 | 1 | 03/23/2026 | ☆ |
| 23457 | Daniels, Steven, Richard CRD 307658 | Wealth Manager · Boutique (under $100M) | $19.0M | 14 | 50 | 1 | 05/15/2026 | ☆ | |
| 23458 | Livingston & Associates, Ltd. CRD 122011 | Insurance-Affiliated · Boutique (under $100M) | $19.0M | 18 | 44 | 1 | 09/12/2024 | ☆ | |
| 23459 | Lone Peak Asset Management, Inc. CRD 117241 | Westlake Village, CA | Wealth Manager · Boutique (under $100M) | $19.0M | 21 | 72 | 1 | 03/23/2026 | ☆ |
| 23460 | Michelangelo Partners, Llc CRD 159159 | Wealth Manager · Boutique (under $100M) | $19.0M | 43 | 70 | 1 | 03/23/2026 | ☆ | |
| 23461 | Oak & Reed Capital Management, Llc CRD 158867 | Brooklyn, NY | Wealth Manager · Boutique (under $100M) | $19.0M | 23 | 39 | 2 | 06/14/2022 | ☆ |
| 23462 | The Valente Group Llc CRD 168189 | Insurance-Affiliated · Boutique (under $100M) | $19.0M | 49 | 49 | 1 | 03/23/2026 | ☆ | |
| 23463 | Versai Wealth Management Llc CRD 297528 | Wealth Manager · Boutique (under $100M) | $19.0M | 30 | 30 | 1 | 09/16/2026 | ☆ | |
| 23464 | Wank & Liptzin Advisory Services Llc CRD 126215 | Garden City, NY | Insurance-Affiliated · Boutique (under $100M) | $19.0M | 14 | 14 | 2 | 01/26/2026 | ☆ |
| 23465 | Win Investing Llc CRD 284356 | Wealth Manager · Boutique (under $100M) | $19.0M | 15 | 32 | 1 | 07/01/2026 | ☆ | |
| 23466 | Winten Investment Partners, Llc CRD 159339 | Wealth Manager · Boutique (under $100M) | $19.0M | 77 | 77 | 1 | 01/26/2026 | ☆ | |
| 23467 | Chanakya Capital Partners Ifsc Llp CRD 337457 | Gandhinagar, Gujarat | Private Fund Manager · Boutique (under $100M) | $19.0M | 2 | 1 | 4 | 06/29/2026 | ☆ |
| 23468 | Brunger Financial Llc CRD 170523 | Wealth Manager · Boutique (under $100M) | $19.0M | 11 | 1 | 01/14/2026 | ☆ | ||
| 23469 | Tribeca Investment Inc. CRD 335369 | Chestnut Hill, MA | Wealth Manager · Boutique (under $100M) | $19.0M | 50 | 50 | 1 | 03/17/2026 | ☆ |
| 23470 | Lakeland Investor Services, Inc. CRD 167100 | Wealth Manager · Boutique (under $100M) | $19.0M | 70 | 138 | 1 | 09/18/2026 | ☆ | |
| 23471 | Hohensee Financial Services, Inc. CRD 113381 | Dousman, WI | Insurance-Affiliated · Boutique (under $100M) | $19.0M | 38 | 38 | 2 | 03/16/2026 | ☆ |
| 23472 | Neville Wealth Management, Llc CRD 317543 | Wealth Manager · Boutique (under $100M) | $19.0M | 14 | 14 | 1 | 03/31/2026 | ☆ | |
| 23473 | Myers Asset Management Llc CRD 327654 | Wealth Manager · Boutique (under $100M) | $18.9M | 28 | 57 | 1 | 01/08/2026 | ☆ | |
| 23474 | Cummings, Scott, Tucker CRD 328103 | Wealth Manager · Boutique (under $100M) | $18.9M | 16 | 1 | 03/02/2026 | ☆ | ||
| 23475 | Recker Financial Llc CRD 298520 | Bay City, MI | Wealth Manager · Boutique (under $100M) | $18.9M | 76 | 181 | 1 | 03/24/2026 | ☆ |
| 23476 | Horizon Financial Advisors, Llc CRD 127215 | West Hartford, CT | Wealth Manager · Boutique (under $100M) | $18.9M | 44 | 44 | 1 | 09/24/2025 | ☆ |
| 23477 | Arete Financial Solutions, Llc CRD 314310 | Goodyear, AZ | Wealth Manager · Boutique (under $100M) | $18.9M | 174 | 243 | 4 | 03/19/2026 | ☆ |
| 23478 | Cubetech Capital, Llc CRD 284475 | New Territories | Wealth Manager · Boutique (under $100M) | $18.9M | 2 | 2 | 5 | 03/30/2026 | ☆ |
| 23479 | Cogwheel Wealth Management, Llc CRD 285988 | Wealth Manager · Boutique (under $100M) | $18.9M | 5 | 11 | 1 | 08/14/2026 | ☆ | |
| 23480 | Paceline Wealth Management, Llc CRD 291403 | Wealth Manager · Boutique (under $100M) | $18.9M | 15 | 52 | 1 | 08/26/2026 | ☆ | |
| 23481 | Schwartz Investment Management Co. CRD 115427 | Dickinson, ND | Wealth Manager · Boutique (under $100M) | $18.9M | 65 | 65 | 1 | 05/13/2026 | ☆ |
| 23482 | Harmonic Investment Advisors, Inc. CRD 148950 | Wealth Manager · Boutique (under $100M) | $18.9M | 88 | 88 | 1 | 03/31/2025 | ☆ | |
| 23483 | Evia Investment Advisors, Llc CRD 171453 | Insurance-Affiliated · Boutique (under $100M) | $18.9M | 85 | 133 | 1 | 01/28/2026 | ☆ | |
| 23484 | Pro:Act Capital Management Llc CRD 143656 | Wealth Manager · Boutique (under $100M) | $18.9M | 24 | 1 | 03/17/2026 | ☆ | ||
| 23485 | Brevity & Associates, Llc CRD 306435 | Wealth Manager · Boutique (under $100M) | $18.9M | 81 | 145 | 1 | 01/16/2026 | ☆ | |
| 23486 | Progeny Wealth Management Llc CRD 317458 | Baton Rouge, LA | Wealth Manager · Boutique (under $100M) | $18.9M | 45 | 150 | 2 | 02/02/2026 | ☆ |
| 23487 | Schutte Financial Llc CRD 285217 | Denver, CO | Private Fund Manager · Boutique (under $100M) | $18.9M | 64 | 64 | 1 | 01/13/2026 | ☆ |
| 23488 | Penny Lane Wealth Management, Llc CRD 318918 | Tacoma, WA | Wealth Manager · Boutique (under $100M) | $18.9M | 40 | 40 | 3 | 02/10/2026 | ☆ |
| 23489 | Taylor K A Associates Inc CRD 106296 | Wealth Manager · Boutique (under $100M) | $18.9M | 0 | 9 | 1 | 04/02/2026 | ☆ | |
| 23490 | Laird Altman Holdings Llc CRD 140391 | Wealth Manager · Boutique (under $100M) | $18.9M | 30 | 30 | 1 | 06/05/2026 | ☆ | |
| 23491 | Affect Financial Partners, Llc CRD 336229 | Knoxville, TN | Wealth Manager · Boutique (under $100M) | $18.9M | 44 | 44 | 1 | 06/10/2026 | ☆ |
| 23492 | Ac3 Capital, Llc CRD 157547 | Wealth Manager · Boutique (under $100M) | $18.9M | 2 | 2 | 1 | 03/28/2026 | ☆ | |
| 23493 | Spencer Financial Planning, Llc CRD 306537 | Wealth Manager · Boutique (under $100M) | $18.9M | 27 | 114 | 1 | 03/31/2026 | ☆ | |
| 23494 | Stone Financial And Wealth Advisors, Llc CRD 226690 | Wealth Manager · Boutique (under $100M) | $18.9M | 148 | 148 | 1 | 02/18/2026 | ☆ | |
| 23495 | Luminary Financial Advisors, Llc CRD 305865 | Cocoa Beach, FL | Wealth Manager · Boutique (under $100M) | $18.9M | 33 | 117 | 1 | 03/06/2026 | ☆ |
| 23496 | Rader Wealth Management Llc CRD 289152 | Las Vegas, NV | Wealth Manager · Boutique (under $100M) | $18.9M | 33 | 75 | 1 | 03/06/2026 | ☆ |
| 23497 | Allmerits Asset, Llc CRD 309523 | Buena Park, CA | Wealth Manager · Boutique (under $100M) | $18.9M | 234 | 234 | 12 | 09/15/2026 | ☆ |
| 23498 | Whitestone Wealth Advisors, Llc CRD 299381 | Rowlett, TX | Insurance-Affiliated · Boutique (under $100M) | $18.8M | 74 | 115 | 1 | 08/26/2026 | ☆ |
| 23499 | Millenium Financial Services CRD 120210 | Insurance-Affiliated · Boutique (under $100M) | $18.8M | 165 | 165 | 1 | 01/06/2022 | ☆ | |
| 23500 | Visionary Planning & Investment, Llc CRD 287739 | Wealth Manager · Boutique (under $100M) | $18.8M | 57 | 163 | 1 | 03/31/2026 | ☆ |